Spok CEO receives new RSU awards

Q: What is the vesting schedule for Vincent D. Kelly’s new SPOK RSU awards?

One 22,936 RSU award vests based on performance under the 2026 LTIP for the year ending December 31, 2028. The separate 22,935 RSU award vests in three equal annual installments starting December 31, 2026 and continuing through fiscal years 2027 and 2028.

Q: How are Vincent D. Kelly’s SPOK RSUs structured under the 2026 LTIP?

The 22,936 restricted stock units are performance-based and will convert into common shares only if specified performance objectives in the company’s 2026 LTIP are achieved for the year ending December 31, 2028, making them contingent on meeting those targets.

Q: Are Vincent D. Kelly’s new SPOK RSUs equivalent to common stock?

Each of Vincent D. Kelly’s new awards is in the form of Restricted Stock Units, where each RSU represents a contingent right to receive one share of Spok common stock, subject to the applicable performance or time-based vesting conditions described in the awards.

Q: How are Vincent D. Kelly’s SPOK RSUs held according to the Form 4 filing?

Both RSU awards are reported as held indirectly through Vincent D. Kelly as trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust, meaning the trust is the direct holder while he is the reporting person and trustee.

KELLY VINCENT D reported acquisition or exercise transactions in this Form 4 filing.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

KELLY VINCENT D reported acquisition or exercise transactions in this Form 4 filing.

Spok Holdings, Inc. reported that President & CEO Vincent D. Kelly received two indirect awards of Restricted Stock Units held through his revocable trust. One grant covers 22,936 RSUs tied to performance objectives under the company’s 2026 LTIP for the year ending December 31, 2028.

A second award covers 22,935 RSUs that vest in three equal annual installments beginning December 31, 2026, with additional installments for the fiscal years ending December 31, 2027 and December 31, 2028. Each RSU represents a contingent right to receive one share of Spok common stock.

Insider Trade Summary

Grant/Award: 45,871 shares

Grant/Award 2 txns

Insider KELLY VINCENT D

Role President & CEO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Unit ^F1	22,936	$0.00	$0.00
Grant/Award	Restricted Stock Unit ^{F2, F3}	22,935	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 254,581 contracts (Indirect, Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Tru)

Footnotes (3)

F1. The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028
F2. Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.
F3. The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

Key Figures

Performance-based RSUs granted: 22,936 RSUs Time-based RSUs granted: 22,935 RSUs Vesting installments: 3 annual installments

3 metrics

Performance-based RSUs granted 22,936 RSUs Restricted Stock Units tied to 2026 LTIP performance for year ending December 31, 2028

Time-based RSUs granted 22,935 RSUs Restricted Stock Units vesting in three equal annual installments beginning December 31, 2026

Vesting installments 3 annual installments Time-based RSUs vest for fiscal years ending December 31, 2026, 2027 and 2028

Key Terms

Restricted Stock Unit, 2026 LTIP, contingent right

3 terms

Restricted Stock Unit financial

"The Restricted Stock Units, which if not forfeited, will convert into shares"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

2026 LTIP financial

"objectives of the Company set forth in the 2026 LTIP are achieved"

contingent right financial

"Each Restricted Stock Units ("RSUs") represents a contingent right to receive"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity awards did SPOK report for CEO Vincent D. Kelly?

Spok reported that President & CEO Vincent D. Kelly received two indirect Restricted Stock Unit awards: one for 22,936 RSUs under the 2026 LTIP and another for 22,935 RSUs with a time-based vesting schedule through December 31, 2028.

What is the vesting schedule for Vincent D. Kelly’s new SPOK RSU awards?

One 22,936 RSU award vests based on performance under the 2026 LTIP for the year ending December 31, 2028. The separate 22,935 RSU award vests in three equal annual installments starting December 31, 2026 and continuing through fiscal years 2027 and 2028.

How are Vincent D. Kelly’s SPOK RSUs structured under the 2026 LTIP?

The 22,936 restricted stock units are performance-based and will convert into common shares only if specified performance objectives in the company’s 2026 LTIP are achieved for the year ending December 31, 2028, making them contingent on meeting those targets.

Are Vincent D. Kelly’s new SPOK RSUs equivalent to common stock?

Each of Vincent D. Kelly’s new awards is in the form of Restricted Stock Units, where each RSU represents a contingent right to receive one share of Spok common stock, subject to the applicable performance or time-based vesting conditions described in the awards.

How are Vincent D. Kelly’s SPOK RSUs held according to the Form 4 filing?

Both RSU awards are reported as held indirectly through Vincent D. Kelly as trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust, meaning the trust is the direct holder while he is the reporting person and trustee.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/04/2026 - 04:30 PM Accepted by SEC EDGAR 08/04/2026 - 04:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KELLY VINCENT D

(Last)

(First)

(Middle)

C/O SPOK HOLDINGS, INC.

3000 TECHNOLOGY DRIVE, STE 400

(Street)

PLANO

TEXAS

75074

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	08/03/2026		A		22,936		⁽¹⁾	⁽¹⁾	Common Stock	22,936	$0.00	231,646	I	Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Tru
Restricted Stock Unit	⁽²⁾	08/03/2026		A		22,935		⁽³⁾	⁽³⁾	Common Stock	22,935	$0.00	254,581	I	Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Tru

Explanation of Responses:

1. The Restricted Stock Units, which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2026 LTIP are achieved for the year ending December 31, 2028

2. Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

3. The Restricted Stock Units vest in three equal annual installments beginning December 31, 2026. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2026, December 31, 2027 and December 31, 2028.

	/Vincent D. Kelly/	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

Spok CEO receives new RSU awards

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