[Form 4] Spok Holdings, Inc Insider Trading Activity

Rhea-AI Filing Summary

Vincent D. Kelly, who serves as President & CEO and a director of Spok Holdings, Inc. (SPOK), reported a sale of company stock on 08/21/2025. The filing shows 25,000 shares of common stock were sold at a price of $17.687 per share, recorded with transaction code S. After this sale, the filing reports 102,817 shares of common stock beneficially owned (indirectly) by Mr. Kelly through the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust. The Form 4 also lists restricted stock units (RSUs) described as rights to receive one share each and reports an associated indirect holding of 181,258 underlying shares. The form is signed by Vincent D. Kelly on 08/22/2025.

Positive

• Timely disclosure of insider transaction under Section 16
• Clear ownership structure showing indirect holdings via the named revocable trust
• RSU details provided clarifying each unit converts to one share

Negative

• Insider sale of 25,000 shares by the CEO may be perceived negatively by some investors
• Form does not state the reason for the sale or whether it followed a pre-arranged plan

Insights

Financial Analyst

TL;DR: CEO reported a modest open-market sale; overall beneficial holdings remain substantial and are held indirectly via a trust.

The Form 4 documents an 8/21/2025 sale of 25,000 common shares at $17.687 by Vincent D. Kelly. Post-transaction, the filing shows 102,817 common shares held indirectly and 181,258 RSU-related underlying shares also held indirectly. This is a standard Section 16 disclosure that provides transparency on insider liquidity but does not, by itself, disclose reasons for the sale or any change to executive control. The transaction size relative to reported holdings is material to monitoring insider activity but the filing contains no statements about use of proceeds or trading plans.

Corporate Governance Expert

TL;DR: Insider complied with Section 16 reporting after a share sale; holdings remain routed through a family trust.

The report identifies Vincent D. Kelly as both an officer and director and discloses an indirect ownership structure via a named revocable trust. The sale is reported with code S and the disclosure includes RSU information clarifying each unit converts to one share. From a governance perspective, timely filing and clarity on indirect ownership are positive for compliance and stakeholder transparency; the filing does not include any flagged exceptions or amendments.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KELLY VINCENT D

(Last) (First) (Middle)

C/O SPOK HOLDINGS, INC.

3000 TECHNOLOGY DRIVE, STE 400

(Street)

PLANO TX 75074

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/21/2025		S		25,000	D	$17.687	102,817	I	Vincent DePaul Kelly,Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	08/21/2025		S			0	(1)	(1)	Common Stock	0	$0.00	181,258	I	Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Explanation of Responses:

1. Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

	/Vincent D. Kelly/	08/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SPOK CEO Vincent D. Kelly report on Form 4?

The Form 4 reports a sale of 25,000 common shares on 08/21/2025 at $17.687 per share and signatures dated 08/22/2025.

How many SPOK shares does Vincent D. Kelly beneficially own after the reported transaction?

The filing shows 102,817 common shares beneficially owned following the reported transaction, held indirectly via a revocable trust.

Are there any restricted stock units disclosed in the SPOK Form 4?

Yes. The filing identifies restricted stock units (RSUs), notes each RSU represents a contingent right to one share, and reports an indirect holding of 181,258 underlying shares.

Does the Form 4 explain why the shares were sold?

No. The Form 4 discloses the sale but does not provide a reason or indicate whether it was part of a trading plan.

Who signed the Form 4 for Spok Holdings (SPOK)?

The Form 4 is signed by Vincent D. Kelly with a signature date of 08/22/2025.