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Director Todd Stein (SPOK) receives 2,294-share grant and updates Braeside fund stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Spok Holdings director Todd J. Stein reported acquiring 2,294 shares of Spok Holdings common stock on April 1, 2026 through a grant or award at a reference price of $10.90 per share. Following this grant, his directly held stake rose to 48,364 shares.

The filing also updates large indirect holdings attributed to investment funds. After the transactions, Braeside Capital, L.P. is shown with 497,560 shares and Braeside Capital II, L.P. with 566,912 shares. Stein is a co‑manager of Braeside Investments, which manages these funds, and he disclaims beneficial ownership of those fund-held shares except for any pecuniary interest.

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Insider Stein Todd J
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 2,294 $10.90 $25K
Grant/Award Common Stock 0 $0.00 --
Grant/Award Common Stock 0 $0.00 --
Holdings After Transaction: Common Stock — 48,364 shares (Direct); Common Stock — 497,560 shares (Indirect, Braeside Capital, L.P.)
Footnotes (1)
  1. Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Stock grant size 2,294 shares Common Stock grant on April 1, 2026
Grant reference price $10.90 per share Common Stock award valuation
Direct holdings after grant 48,364 shares Todd J. Stein Common Stock position after award
Braeside Capital holdings 497,560 shares Shares beneficially owned directly by Braeside Capital, L.P.
Braeside Capital II holdings 566,912 shares Shares beneficially owned directly by Braeside Capital II, L.P.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
indirect financial
"ownership_type: indirect for Braeside Capital, L.P. and Braeside Capital II, L.P."
beneficially own financial
"Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
pecuniary interest financial
"Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein"
beneficial ownership financial
"Shares beneficially owned directly by Braeside Capital, L.P. and Braeside Capital II, L.P."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stein Todd J
(Last)(First)(Middle)
C/O SPOK HOLDINGS, INC.
3000 TECHNOLOGY DRIVE, STE 400
(Street)
PLANO TEXAS 75074
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Spok Holdings, Inc [ SPOK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026A2,294A$10.948,364D
Common Stock04/01/2026A0A$0.00497,560IBraeside Capital, L.P.(1)
Common Stock04/01/2026A0A$0.00566,912IBraeside Capital II, L.P.(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
2. Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/Todd Stein/04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Todd J. Stein report at Spok Holdings (SPOK)?

Todd J. Stein reported acquiring 2,294 shares of Spok Holdings common stock via a grant or award. The transaction used a reference price of $10.90 per share and increased his directly held stake to 48,364 shares after the award.

How many Spok Holdings (SPOK) shares does Todd J. Stein hold after this Form 4?

After the reported grant, Todd J. Stein directly holds 48,364 shares of Spok Holdings common stock. The Form 4 also shows large indirect positions in Braeside Capital, L.P. and Braeside Capital II, L.P., which he may be deemed to beneficially own in part.

What are the indirect Spok Holdings (SPOK) holdings tied to Braeside Capital entities?

The filing shows 497,560 Spok Holdings shares beneficially owned directly by Braeside Capital, L.P. and 566,912 shares by Braeside Capital II, L.P. These funds are managed by Braeside Investments, where Todd J. Stein is a co‑manager, with ownership disclaimed except for any pecuniary interest.

Does Todd J. Stein buy or sell Spok Holdings (SPOK) shares in this Form 4?

The Form 4 reflects an acquisition through a grant or award, not an open‑market purchase or sale. Stein received 2,294 common shares as compensation-type stock, increasing his direct holdings while leaving reported indirect fund positions updated but unchanged in share count.

How significant is the stock award to Todd J. Stein’s Spok Holdings (SPOK) position?

The award of 2,294 shares modestly increases Todd J. Stein’s direct ownership to 48,364 shares. The Form 4 primarily reflects routine compensation-related activity, while much larger indirect positions are held by Braeside Capital and Braeside Capital II investment funds he helps manage.