Spruce Power director reports no share holdings

Director Benjamin L. Rosenzweig filed an initial ownership report for SPRU showing no securities currently beneficially owned.

Rhea-AI Filing Summary

SPRUCE POWER HOLDING CORP (SPRU) reported that director Benjamin L. Rosenzweig filed an initial statement of beneficial ownership on becoming a reporting person. The filing states that he currently does not beneficially own any securities of Spruce Power Holding Corp.

Key Figures

Beneficially owned securities: 0 securities Reporting persons: 1 director Reported transactions: 0 transactions

3 metrics

Beneficially owned securities 0 securities Reported as currently beneficially owned by Benjamin L. Rosenzweig for SPRUCE POWER HOLDING CORP

Reporting persons 1 director Number of individuals identified as reporting persons in this Form 3

Reported transactions 0 transactions No purchases, sales, or other insider transactions are listed in the Form 3

Key Terms

beneficially owned

1 terms

beneficially owned financial

"No securities are beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing report for SPRU director Benjamin L. Rosenzweig?

It reports that Benjamin L. Rosenzweig, a director of SPRUCE POWER HOLDING CORP (SPRU), has filed his initial statement of beneficial ownership and that he currently holds no securities of the company as beneficial owner.

Does the SPRU Form 3 show any shares currently owned by Benjamin L. Rosenzweig?

No. The Form 3 explicitly states that no securities are beneficially owned by Benjamin L. Rosenzweig at the time of the filing.

Are there any transactions reported in this SPRU Form 3?

No. The Form 3 for SPRUCE POWER HOLDING CORP (SPRU) does not report any purchases, sales, or other transactions; it only establishes that the reporting person currently has no beneficial ownership.

What is Benjamin L. Rosenzweig’s role at SPRUCE POWER HOLDING CORP (SPRU)?

The Form 3 identifies Benjamin L. Rosenzweig as a director of SPRUCE POWER HOLDING CORP, making him a reporting person under SEC insider reporting rules.

Does the SPRU Form 3 mention any derivative or indirect holdings for Benjamin L. Rosenzweig?

No. The filing indicates that no securities are beneficially owned, and it does not list any derivative or indirect holdings for Benjamin L. Rosenzweig.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/21/2026 - 05:56 PM Accepted by SEC EDGAR 09/21/2026 - 05:56 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Rosenzweig Benjamin L

(Last) (First) (Middle)

590 MADISON AVENUE, 32ND FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2026

3. Issuer Name and Ticker or Trading Symbol
SPRUCE POWER HOLDING CORP [ SPRU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

No securities are beneficially owned.

	/s/ Maria Reda, attorney-in-fact for Benjamin Rosenzweig	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)