15,000-share Spruce Power (NYSE: SPRU) sale by legal chief

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Spruce Power Holding Corp’s Chief Legal Officer, Jonathan McWhinnie Norling, reported an open-market sale of 15,000 shares of Common Stock on June 15, 2026. The weighted average sale price was $2.836 per share, within a range of $2.81 to $2.93. After this transaction, he directly holds 403,252 shares of Spruce Power common stock.

Insider Trade Summary

Net Seller: 15,000 shares ($42,540)

Net Sell 1 txn

Insider Norling Jonathan McWhinnie

Role Chief Legal Officer

Sold 15,000 shs ($43K)

Type	Security	Shares	Price	Value
Sale	Common Stock	15,000	$2.836	$43K

Holdings After Transaction: Common Stock — 403,252 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares sold: 15,000 shares Weighted average sale price: $2.836 per share Price range: $2.81 to $2.93 per share +1 more

4 metrics

Shares sold 15,000 shares Open-market sale of Common Stock on June 15, 2026

Weighted average sale price $2.836 per share Common Stock sale on June 15, 2026

Price range $2.81 to $2.93 per share Range of prices for reported sale transactions

Shares owned after transaction 403,252 shares Direct Common Stock holdings following June 15, 2026 sale

Key Terms

open-market sale, weighted average transaction price, Common Stock, Form 4

4 terms

open-market sale financial

"transaction_action: "open-market sale" for Common Stock"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

weighted average transaction price financial

"The price reported above is the weighted average transaction price."

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"This insider activity is disclosed in a Form 4 filing."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

06/18/2026 - 08:19 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Norling Jonathan McWhinnie

(Last)

(First)

(Middle)

820 GESSNER RD, SUITE 500

(Street)

HOUSTON

TEXAS

77024

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SPRUCE POWER HOLDING CORP [ SPRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Legal Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/15/2026		S		15,000	D	$2.836⁽¹⁾	403,252	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.81 to $2.93. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price

	/s/ Jonathan M. Norling	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did SPRU’s Chief Legal Officer report?

Spruce Power’s Chief Legal Officer, Jonathan McWhinnie Norling, reported selling 15,000 shares of Common Stock in an open-market transaction. The sale occurred on June 15, 2026, and was disclosed as a routine Form 4 insider transaction with direct ownership.

At what price did the SPRU insider sell the 15,000 shares?

The 15,000 Spruce Power shares were sold at a weighted average price of $2.836 per share. The filing notes individual sale prices ranged between $2.81 and $2.93, with the insider offering to provide full price breakdowns to Commission staff upon request.

How many SPRU shares does the insider hold after this sale?

Following the 15,000-share sale, the reporting person directly owns 403,252 shares of Spruce Power common stock. This figure reflects his remaining direct holdings after the disclosed open-market transaction and is shown as the post-transaction balance in the Form 4.

What role does the reporting person hold at Spruce Power (SPRU)?

The reporting person, Jonathan McWhinnie Norling, serves as Spruce Power Holding Corp’s Chief Legal Officer. The Form 4 identifies him as an officer, not a director or 10% owner, providing context for his insider status in relation to this stock sale.

Was the SPRU insider sale a direct or indirect ownership transaction?

The Form 4 classifies the transaction as a direct ownership sale. The direct_or_indirect field is marked “D” and no footnotes state that another entity, trust, or partnership held the shares, indicating the shares were owned directly by the reporting person.