SPRU holder plans sale of 73,155 common shares

Rhea-AI Filing Summary

An affiliate of the holder of common stock of symbol SPRU, through Fidelity Brokerage Services, LLC, indicates an intention to sell 73,155 common shares on or after 08/13/2026 on the NYSE, with an aggregate market value of $159,205.18 based on the referenced price and against total shares outstanding of 18,369,300. The common shares to be sold relate to multiple prior restricted stock vesting compensation awards from the issuer between 09/09/2023 and 05/11/2026, with individual vesting amounts ranging from 67 to 18,522 shares.

Key Figures

Planned shares to be sold: 73,155 shares Aggregate market value of planned sale: $159,205.18 Shares outstanding: 18,369,300 shares +3 more

6 metrics

Planned shares to be sold 73,155 shares Common stock sale through Fidelity Brokerage Services, LLC

Aggregate market value of planned sale $159,205.18 Value of 73,155 SPRU common shares indicated for sale

Shares outstanding 18,369,300 shares Total SPRU common shares outstanding referenced in Form 144

Vesting award 1 9,726 shares Restricted stock vesting on 09/09/2023 as compensation

Largest vesting award 18,522 shares Restricted stock vesting on 04/01/2025 as compensation

Latest vesting award 15,000 shares Restricted stock vesting on 05/11/2026 as compensation

Key Terms

Form 144, restricted stock vesting, compensation, common stock, +1 more

5 terms

Form 144 regulatory

"144: Securities Information Common | Fidelity Brokerage Services, LLC"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Common | 09/09/2023 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

compensation financial

"09/09/2023 | Restricted Stock Vesting | Issuer | | | 9726 | 09/09/2023 | Compensation"

common stock financial

"144: Securities Information Common | Fidelity Brokerage Services, LLC"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Fidelity Brokerage Services, LLC financial

"Common | Fidelity Brokerage Services, LLC 900 Salem Street Smithfield RI 02917"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SPRU shares are planned to be sold under this Form 144?

The Form 144 indicates an intention to sell 73,155 SPRU common shares. These shares are planned to be sold through Fidelity Brokerage Services, LLC, representing part of the holder’s position in the company’s common stock.

What is the aggregate market value of SPRU shares to be sold?

The planned sale covers SPRU common shares with an aggregate market value of $159,205.18. This value is based on the reference price used in the Form 144 for the 73,155 shares to be sold.

When is the planned sale date for the SPRU shares?

The planned sale date for the SPRU common shares is listed as 08/13/2026. This is the date on or after which the holder may begin selling the 73,155 registered shares on the NYSE.

How many SPRU shares are shown as outstanding in this Form 144?

The Form 144 references a total of 18,369,300 SPRU common shares outstanding. This figure provides context for the planned sale of 73,155 shares relative to the company’s overall share count.

What types of transactions created the SPRU shares being sold?

The SPRU shares planned for sale stem from multiple restricted stock vesting compensation awards. Vesting events between 09/09/2023 and 05/11/2026 include awards of 9,726, 10,057, 18,522, and 15,000 common shares, among others.

Which broker is listed for the planned SPRU share sale?

The planned sale of SPRU common shares is listed through Fidelity Brokerage Services, LLC. The broker’s address is given as 900 Salem Street, Smithfield, RI 02917, acting as the executing brokerage firm for the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/13/2026 - 03:11 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001963500
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRUCE POWER HOLDING CORP
SEC File Number	001-38971
Address of Issuer	820 GESSNER ROAD SUITE 500 HOUSTON TEXAS 77024
Phone	866-777-8235
Name of Person for Whose Account the Securities are To Be Sold	Norling Jonathan McWhinnie
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services, LLC 900 Salem Street Smithfield RI 02917	73155	159205.18	18369300	08/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/09/2023	Restricted Stock Vesting	Issuer			9726	09/09/2023	Compensation
Common	04/03/2024	Restricted Stock Vesting	Issuer			10057	04/03/2024	Compensation
Common	09/09/2024	Restricted Stock Vesting	Issuer			9726	09/09/2024	Compensation
Common	04/01/2025	Restricted Stock Vesting	Issuer			18522	04/01/2025	Compensation
Common	04/03/2025	Restricted Stock Vesting	Issuer			10057	04/03/2025	Compensation
Common	04/01/2026	Restricted Stock Vesting	Issuer			67	04/01/2026	Compensation
Common	05/11/2026	Restricted Stock Vesting	Issuer			15000	05/11/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Jonathan M. Norling
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)