Spruce Power director granted 117,801 RSUs

A Spruce Power director received a three-year service-based grant of 117,801 RSUs at a reference value of $1.91 per unit.

Rhea-AI Filing Summary

SPRUCE POWER HOLDING CORP (symbol: SPRU) is the issuer of record for a Form 4 filing submitted to the SEC. Rosenzweig Benjamin L reported acquisition or exercise transactions in this Form 4 filing.

SPRUCE POWER HOLDING CORP (SPRU) reported that director Benjamin L. Rosenzweig received an equity award on September 18, 2026. He was granted 117,801 restricted stock units (RSUs), each representing a contingent right to receive one share of common stock at $1.91 per unit. Subject to his continued service, one-third of the RSUs vest on each of September 18, 2027, September 18, 2028 and September 18, 2029, resulting in reported direct holdings of 117,801 units after the award.

Insider Trade Summary

Grant/Award: 117,801 shares

Grant/Award 1 txn

Insider Rosenzweig Benjamin L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.0001 per share F1	117,801	$1.91	$225K

Holdings After Transaction: Common Stock, par value $0.0001 per share — 117,801 shares (Direct)

Footnotes (1)

1. F1. The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of September 18, 2027, September 18, 2028 and September 18, 2029.

Key Figures

RSUs granted: 117,801 units Reference value per RSU: $1.91 per unit Holdings after transaction: 117,801 units +3 more

6 metrics

RSUs granted 117,801 units Equity award to director on September 18, 2026

Reference value per RSU $1.91 per unit Reported transaction price per share for the RSU grant

Holdings after transaction 117,801 units Total direct position reported for Benjamin L. Rosenzweig after award

First vesting date September 18, 2027 One-third of RSUs vest, subject to continued service

Second vesting date September 18, 2028 Second one-third of RSUs vest, subject to continued service

Final vesting date September 18, 2029 Final one-third of RSUs vest, subject to continued service

Key Terms

restricted stock units (RSUs), contingent right, vesting date

3 terms

restricted stock units (RSUs) financial

"The securities awarded are in the form of restricted stock units (RSUs)"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

contingent right financial

"each represent a contingent right to receive one share"

vesting date financial

"continued service through the vesting date, one-third of the RSUs vest"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did director Benjamin L. Rosenzweig acquire in this Form 4 for SPRU?

He received a grant of 117,801 restricted stock units (RSUs), each representing a contingent right to receive one share of Spruce Power Holding Corp common stock, reported at a reference value of $1.91 per unit.

When do the newly granted RSUs to the SPRU director vest?

The RSUs vest in three equal installments, with one-third vesting on each of September 18, 2027, September 18, 2028, and September 18, 2029, subject to Benjamin L. Rosenzweig’s continued service through each vesting date.

How many SPRU shares are reported as held by the director after this transaction?

After the award, Benjamin L. Rosenzweig is reported as directly holding 117,801 units, in the form of RSUs that each represent a contingent right to receive one share of Spruce Power’s common stock.

Was this SPRU Form 4 transaction a market purchase or sale?

No. The Form 4 reports a grant or award acquisition of RSUs to director Benjamin L. Rosenzweig, not an open-market purchase or sale of Spruce Power common stock.

Is the SPRU director’s RSU grant under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not selected, and there is no footnote stating that the RSU grant was made pursuant to a Rule 10b5-1 or other pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/21/2026 - 05:58 PM Accepted by SEC EDGAR 09/21/2026 - 05:57 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rosenzweig Benjamin L

(Last) (First) (Middle)

590 MADISON AVENUE, 32ND FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SPRUCE POWER HOLDING CORP [ SPRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.0001 per share(1)	09/18/2026		A		117,801(1)	A	$1.91	117,801	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of September 18, 2027, September 18, 2028 and September 18, 2029.

	/s/ Maria Reda, attorney-in-fact for Benjamin L. Rosenzweig	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)