Spruce Power GC granted 42,918 RSUs

Spruce Power’s General Counsel received 42,918 time-vested RSUs that convert into common shares between 2027 and 2030.

Rhea-AI Filing Summary

SPRUCE POWER HOLDING CORP (symbol: SPRU) is the issuer of record for a Form 4 filing submitted to the SEC. Owens Bobby reported acquisition or exercise transactions in this Form 4 filing.

SPRUCE POWER HOLDING CORP (SPRU) reported that its General Counsel, Bobby Owens, received an equity award of 42,918 shares of common stock on September 4, 2026, in the form of restricted stock units (RSUs) at a stated price of $0.00 per share. Each RSU represents a contingent right to receive one share of common stock, with one-fourth of the RSUs vesting on each of August 31, 2027, 2028, 2029, and 2030, subject to continued service. Following this grant, Owens is reported to hold 42,918 shares directly, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 42,918 shares

Grant/Award 1 txn

Insider Owens Bobby

Role General Counsel

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	42,918	$0.00	$0.00

Holdings After Transaction: Common Stock — 42,918 shares (Direct)

Footnotes (1)

1. F1. The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-fourth of the RSUs vest on each of August 31, 2027, August 31, 2028, August 31, 2029, and August 31, 2030.

Key Figures

RSUs granted: 42,918 units Transaction price per share: $0.00 per share Shares owned after transaction: 42,918 shares +2 more

5 metrics

RSUs granted 42,918 units Restricted stock units awarded to General Counsel on September 4, 2026

Transaction price per share $0.00 per share Reported price for the RSU grant

Shares owned after transaction 42,918 shares Total common shares beneficially owned following the grant

First vesting date August 31, 2027 One-fourth of RSUs vest, subject to continued service

Final vesting date August 31, 2030 Last one-fourth of RSUs vest, subject to continued service

Key Terms

restricted stock units (RSUs), contingent right, vesting date

3 terms

restricted stock units (RSUs) financial

"The securities awarded are in the form of restricted stock units (RSUs)"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

contingent right financial

"each represent a contingent right to receive one share"

vesting date financial

"continued service through the vesting date, one-fourth of the RSUs vest"

FAQ

What insider transaction did SPRU report for Bobby Owens on this Form 4?

The company reported that General Counsel Bobby Owens received a grant of 42,918 restricted stock units (RSUs) on September 4, 2026. These RSUs represent contingent rights to receive Spruce Power common stock at a stated price of $0.00 per share.

How many Spruce Power (SPRU) shares were granted to the General Counsel?

The General Counsel received an equity award covering 42,918 RSUs, each representing a contingent right to receive one share of Spruce Power common stock, subject to the vesting schedule and continued service conditions described in the award.

What is the vesting schedule for the 42,918 RSUs reported by SPRU?

The 42,918 RSUs vest in four equal installments. One-fourth of the RSUs vest on each of August 31, 2027, August 31, 2028, August 31, 2029, and August 31, 2030, subject to the reporting person’s continued service through each vesting date.

What is the reported price per share for the RSU grant at Spruce Power (SPRU)?

The RSU award is reported with a transaction price of $0.00 per share. The footnote explains that the securities are restricted stock units (RSUs), each representing a contingent right to receive one share of Spruce Power common stock.

How many Spruce Power (SPRU) shares does the General Counsel hold after this transaction?

After the reported RSU grant, the Form 4 shows the General Counsel with 42,918 shares of Spruce Power common stock held directly. This figure reflects the total shares reported as beneficially owned following the transaction.

Was the Spruce Power (SPRU) insider grant made under a Rule 10b5-1 plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not marked, and there is no footnote stating that the 42,918 RSU grant was made pursuant to a Rule 10b5-1 trading plan.

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Available on EDGAR 09/09/2026 - 02:57 PM Accepted by SEC EDGAR 09/09/2026 - 02:57 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Owens Bobby

(Last) (First) (Middle)

820 GESSNER ROAD

SUITE 500

(Street)

HOUSTON TEXAS 77024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SPRUCE POWER HOLDING CORP [ SPRU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/04/2026		A		42,918(1)	A	$0	42,918	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-fourth of the RSUs vest on each of August 31, 2027, August 31, 2028, August 31, 2029, and August 31, 2030.

	/s/ Bobby Owens, via Power of Attorney	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)