Spruce Power ex-director to sell 10K shares

Spruce Power Holding Corp (SPRU) received a Rule 144 notice from former director Ja-Chin A. Lee covering a proposed sale of 10,000 shares of common stock.

Rhea-AI Filing Summary

Spruce Power Holding Corp (SPRU) received a Rule 144 notice from former director Ja-Chin A. Lee covering a proposed sale of 10,000 shares of common stock. These shares were acquired from the issuer on June 24, 2026 through restricted stock vesting as compensation.

The notice also lists multiple open-market sales of Spruce Power common stock by Ja-Chin A. Lee during August 2026, with individual transactions ranging from 10,000 to 18,847 shares. Fidelity Brokerage Services LLC is identified as the brokerage firm and signs as attorney-in-fact for the seller.

Key Figures

Shares proposed to be sold: 10,000 shares Acquisition date of shares to be sold: June 24, 2026 Sale on August 14, 2026: 18,847 shares; $37,505.53 +3 more

6 metrics

Shares proposed to be sold 10,000 shares Common stock covered under Securities To Be Sold in this Rule 144 notice

Acquisition date of shares to be sold June 24, 2026 Date of restricted stock vesting from issuer as compensation

Sale on August 14, 2026 18,847 shares; $37,505.53 Common stock sale disclosed in Securities Sold During The Past 3 Months

Sale on August 17, 2026 14,684 shares; $29,221.16 Common stock sale listed in past 3 months section

Representative August 2026 block trades 10,000–12,500 shares per transaction Several additional common stock sales between August 20 and August 27, 2026

Form 144 signature date September 8, 2026 Dated in the Remarks and Signature section

Key Terms

Rule 144, restricted stock vesting, attorney-in-fact, compensation

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 06/24/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Ja-Chin A. Lee"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

compensation financial

"10000 | 06/24/2026 | Compensation"

FAQ

What does the Form 144 filing for SPRU disclose?

It discloses that former director Ja-Chin A. Lee has filed a Rule 144 notice to sell 10,000 shares of Spruce Power Holding Corp common stock that were acquired through restricted stock vesting on June 24, 2026.

How many SPRU shares are proposed to be sold under this Rule 144 notice?

The notice covers a proposed sale of 10,000 shares of Spruce Power Holding Corp common stock. These shares are identified in the filing under “Securities To Be Sold.”

How and when did the seller acquire the SPRU shares to be sold?

The 10,000 shares of Spruce Power common stock were acquired on June 24, 2026 from the issuer as restricted stock vesting, categorized as compensation.

What prior SPRU stock sales by Ja-Chin A. Lee are disclosed in the past 3 months?

The filing lists multiple sales in August 2026, including 18,847 shares on August 14 for $37,505.53 and 14,684 shares on August 17 for $29,221.16, along with several additional 10,000–12,500 share transactions later in the month.

Who is executing the SPRU share sale under this Form 144?

The brokerage firm is Fidelity Brokerage Services LLC. The Form 144 is signed “/s/ Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Ja-Chin A. Lee.”

What is Ja-Chin A. Lee’s relationship to Spruce Power Holding Corp (SPRU)?

Ja-Chin A. Lee is identified in the filing as a former director of Spruce Power Holding Corp, and the Form 144 relates to sales of the company’s common stock for that person’s account.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 01:35 PM Accepted by SEC EDGAR 09/08/2026 - 01:35 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001825753
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRUCE POWER HOLDING CORP
SEC File Number	001-38971
Address of Issuer	820 GESSNER ROAD SUITE 500 HOUSTON TEXAS 77024
Phone	866-777-8235
Name of Person for Whose Account the Securities are To Be Sold	Lee Ja-Chin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10000	17700.00	19252186	09/08/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2026	Restricted Stock Vesting	Issuer			10000	06/24/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/14/2026	18847	37505.53
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/17/2026	14684	29221.16
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/20/2026	10000	18840.35
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/21/2026	10000	19004.94
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Comomn	08/24/2026	10000	19113.91
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/25/2026	10000	21201.12
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/26/2026	12500	25614.49
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/27/2026	10000	19464.95

144: Remarks and Signature

Remarks
Date of Notice	09/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Ja-Chin A. Lee
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)