Spruce Power ex-director plans sale of 10K shares

Spruce Power Holding Corp (SPRU) is named as the issuer in a Form 144 filed for potential sales of its common stock by former director Lee Ja-Chin.

Rhea-AI Filing Summary

Spruce Power Holding Corp (SPRU) is named as the issuer in a Form 144 filed for potential sales of its common stock by former director Lee Ja-Chin. The notice covers a proposed sale of up to 10,000 common shares, with prior open-market sales disclosed over the past three months.

Recent sales by Lee include 18,847 shares on 08/14/2026 for $37,505.53, 14,684 shares on 08/17/2026 for $29,221.16, and several additional transactions ranging from 10,000 to 12,500 shares on dates between 08/20/2026 and 08/26/2026. The filing notes that 10,000 shares are expected from restricted stock vesting on 06/24/2026 as compensation.

Key Figures

Shares proposed to be sold: 10,000 shares Market value reference: $19,464.95 Sale on 08/14/2026: 18,847 shares for $37,505.53 +5 more

8 metrics

Shares proposed to be sold 10,000 shares Common stock covered by the Form 144 notice

Market value reference $19,464.95 Value associated with 10,000 common shares in the securities information section

Sale on 08/14/2026 18,847 shares for $37,505.53 Common stock sold by Lee Ja-Chin during the past three months

Sale on 08/17/2026 14,684 shares for $29,221.16 Common stock sale reported in the three-month history

Sale on 08/20/2026 10,000 shares for $18,840.35 Common stock sale reported in the three-month history

Sale on 08/25/2026 10,000 shares for $21,201.12 Common stock sale reported in the three-month history

Sale on 08/26/2026 12,500 shares for $25,614.49 Most recent common stock sale in the three-month list

Restricted stock vesting date 06/24/2026 Date tied to 10,000 shares to be sold as compensation

Key Terms

Form 144, Rule 144, restricted stock vesting, attorney-in-fact, +1 more

5 terms

Form 144 regulatory

"144: Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 06/24/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Ja-Chin A. Lee"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

compensation financial

"10000 | 06/24/2026 | Compensation"

FAQ

What does the Form 144 filing for SPRU disclose about planned stock sales?

The Form 144 notice discloses that former director Lee Ja-Chin may sell up to 10,000 shares of Spruce Power Holding Corp common stock, with the shares expected from restricted stock vesting on 06/24/2026 as part of compensation.

Who is selling Spruce Power Holding Corp (SPRU) shares under this Form 144?

The seller identified is Lee Ja-Chin, a former director of Spruce Power Holding Corp. Fidelity Brokerage Services LLC is listed in the securities information section, and the Form 144 is signed by a representative acting as attorney-in-fact for Lee.

How many SPRU shares has Lee Ja-Chin sold in the past three months?

The filing lists multiple sales, including 18,847 shares on 08/14/2026, 14,684 shares on 08/17/2026, and additional blocks of 10,000 shares on 08/20/2026, 08/21/2026, 08/24/2026, 08/25/2026, and 12,500 shares on 08/26/2026. Each sale has a corresponding dollar amount.

What dollar amounts were received from recent SPRU stock sales by Lee Ja-Chin?

Reported amounts include $37,505.53 on 08/14/2026, $29,221.16 on 08/17/2026, $18,840.35 on 08/20/2026, $19,004.94 on 08/21/2026, $19,113.91 on 08/24/2026, $21,201.12 on 08/25/2026, and $25,614.49 on 08/26/2026.

When are the SPRU shares in this Form 144 expected to vest?

The Form 144 states that 10,000 shares of Spruce Power Holding Corp common stock are tied to restricted stock vesting dated 06/24/2026. These shares are described as being received as compensation from the issuer.

On which market is the SPRU stock referenced in this Form 144 traded?

The securities information section identifies the common stock as traded on the NYSE. The Form 144 references Spruce Power Holding Corp common shares in connection with the proposed and recent sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/27/2026 - 03:08 PM Accepted by SEC EDGAR 08/27/2026 - 03:07 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001825753
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRUCE POWER HOLDING CORP
SEC File Number	001-38971
Address of Issuer	820 GESSNER ROAD SUITE 500 HOUSTON TEXAS 77024
Phone	866-777-8235
Name of Person for Whose Account the Securities are To Be Sold	Lee Ja-Chin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10000	19464.95	19252186	08/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2026	Restricted Stock Vesting	Issuer			10000	06/24/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/14/2026	18847	37505.53
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/17/2026	14684	29221.16
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/20/2026	10000	18840.35
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/21/2026	10000	19004.94
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Comomn	08/24/2026	10000	19113.91
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/25/2026	10000	21201.12
Ja-Chin A. Lee 820 Gessner Rd, Suite 500 Houston TX 77024	Common	08/26/2026	12500	25614.49

144: Remarks and Signature

Remarks
Date of Notice	08/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Ja-Chin A. Lee
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)