STOCK TITAN

Spruce Power GC reports no common stock holdings

Spruce Power’s General Counsel Bobby Owens filed an initial Form 3 showing no direct ownership of SPRU common stock.

(Moderate)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SPRUCE POWER HOLDING CORP (SPRU) filed an initial ownership report for its General Counsel, Bobby Owens. The filing states that he holds no shares of Common Stock of Spruce Power directly as of July 13, 2026, and no Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Owens Bobby
Role General Counsel
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 0 shares (Direct)
Common Stock holdings after report 0 shares Direct beneficial ownership of Spruce Power common stock by Bobby Owens as of July 13, 2026
Form type Form 3 Initial statement of beneficial ownership filed for Bobby Owens at Spruce Power Holding Corp
Reporting person role General Counsel Officer title of Bobby Owens at Spruce Power Holding Corp
Form 3 regulatory
"filed an initial ownership report for its General Counsel"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership financial
"initial statement of beneficial ownership of the company’s equity securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
General Counsel other
"initial ownership report for its General Counsel, Bobby Owens"
A general counsel is the chief lawyer of an organization, responsible for overseeing all legal matters and ensuring the company complies with laws and regulations. Think of them as the organization's legal advisor or navigator, helping to prevent legal problems before they happen. Their role matters to investors because they help protect the company from legal risks that could impact its success and value.

FAQ

What does the Form 3 filed for SPRU disclose about Bobby Owens’ holdings?

It reports that General Counsel Bobby Owens holds 0 shares of Spruce Power Holding Corp common stock directly as of July 13, 2026, indicating no reported beneficial ownership in the company’s common equity at that time.

Who is the reporting person in Spruce Power (SPRU)’s latest Form 3?

The reporting person is Bobby Owens, identified as the General Counsel of Spruce Power Holding Corp. The Form 3 is his initial statement of beneficial ownership of the company’s equity securities.

How many SPRU common shares does Bobby Owens report owning?

Bobby Owens reports owning 0 shares of Common Stock of Spruce Power Holding Corp directly following the reported date of July 13, 2026.

Does the SPRU Form 3 indicate any recent buy or sell transactions by Bobby Owens?

No. The Form 3 lists only a holding entry with 0 shares and shows no purchases, sales, or other transactions in Spruce Power common stock by Bobby Owens.

Is there a Rule 10b5-1 trading plan associated with this SPRU Form 3?

The filing does not report any Rule 10b5-1 trading plan. The document-level trading-plan indicator is left blank, and no footnotes describe trades under such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Owens Bobby

(Last)(First)(Middle)
820 GESSNER ROAD
SUITE 500

(Street)
HOUSTON TEXAS 77024

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/13/2026
3. Issuer Name and Ticker or Trading Symbol
SPRUCE POWER HOLDING CORP [ SPRU ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Bobby Owens07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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