STOCK TITAN

Spruce Power (NYSE: SPRU) awards 2,650 restricted stock units to director

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Williams Jacqueline T. reported acquisition or exercise transactions in this Form 4 filing.

Spruce Power Holding Corp director Jacqueline T. Williams received an equity compensation grant of 2,650 restricted stock units on August 4, 2026 for board service. These units vest on the first anniversary of the award date. Following this grant and prior dividend-related accruals and reinvestments, she directly holds 19,179 common shares and restricted stock units in total.

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Insider Williams Jacqueline T.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2, F3 2,650 $0.00 $0.00
Holdings After Transaction: Common Stock — 19,179 shares (Direct)
Footnotes (3)
  1. F1. Award of 2,650 restricted stock units for service as a director. The restricted stock units vest on the first anniversary of the award date.
  2. F2. Includes shares resulting from dividend equivalent units earned on restricted stock units that vested on August 5, 2026. Includes 2,650 restricted stock units as of the date this Form 4 is filed.
  3. F3. Includes shares not previously reported that were acquired through the Dividend Reinvestment Plan.
Restricted stock units granted 2,650 units Equity award to director on August 4, 2026
Total holdings after transaction 19,179 shares/units Direct common shares and restricted stock units held by Jacqueline T. Williams following the award
Award price per unit $0.0000 per unit Reported acquisition price for the 2,650 restricted stock units granted as director compensation
restricted stock units financial
"Award of 2,650 restricted stock units for service as a director."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent units financial
"Includes shares resulting from dividend equivalent units earned on restricted stock units"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
Dividend Reinvestment Plan financial
"Includes shares not previously reported that were acquired through the Dividend Reinvestment Plan."
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did SPRU report for Jacqueline T. Williams?

Jacqueline T. Williams received an equity compensation grant of 2,650 restricted stock units for service as a director on August 4, 2026. These units vest on the first anniversary of the award date and are reported as directly owned.

How many Spruce Power (SPRU) shares and units does Jacqueline T. Williams hold after this Form 4?

After the reported award, Jacqueline T. Williams directly holds 19,179 Spruce Power common shares and restricted stock units in total. This figure includes dividend equivalent units from prior vesting and additional shares acquired through the company’s Dividend Reinvestment Plan.

What are the vesting terms of the 2,650 restricted stock units reported by SPRU?

The 2,650 restricted stock units granted to Jacqueline T. Williams vest on the first anniversary of the award date. Until vesting, they represent a right to receive shares in the future as part of her director compensation.

Were the SPRU restricted stock units granted to Jacqueline T. Williams purchased on the open market?

No, the 2,650 restricted stock units were granted as a director compensation award at a reported price of $0.0000 per unit. This reflects a non-cash equity grant rather than an open-market share purchase by the director.

Does the Spruce Power (SPRU) Form 4 indicate a Rule 10b5-1 trading plan for this transaction?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirming a trading plan for this transaction. The reported activity is an equity compensation award of restricted stock units to a director, not a market trade executed under a preset plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Jacqueline T.

(Last)(First)(Middle)
9201 FOREST HILL AVENUE

(Street)
RICHMOND VIRGINIA 23235

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SPRUCE POWER HOLDING CORP [ SPRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/04/2026A(1)2,650A$019,179(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award of 2,650 restricted stock units for service as a director. The restricted stock units vest on the first anniversary of the award date.
2. Includes shares resulting from dividend equivalent units earned on restricted stock units that vested on August 5, 2026. Includes 2,650 restricted stock units as of the date this Form 4 is filed.
3. Includes shares not previously reported that were acquired through the Dividend Reinvestment Plan.
/s/ Catherine H. Claiborne, attorney-in-fact08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)