STOCK TITAN

Spruce Power Holding Corp SEC Filings

SPRU NYSE

Welcome to our dedicated page for Spruce Power Holding SEC filings (Ticker: SPRU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Spruce Power Holding Corporation (NYSE: SPRU) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents offer detailed insight into Spruce Power’s business as an owner and operator of distributed residential solar energy assets, its subscription-based rooftop solar and battery storage services, and its servicing activities through the Spruce PRO platform.

Investors can review current reports on Form 8-K, where Spruce Power reports material events such as quarterly earnings releases, cost-reduction initiatives, acquisitions of residential solar portfolios, multi-year SREC arrangements and changes in senior leadership. For example, 8-K and 8-K/A filings describe the staged acquisition of thousands of solar energy systems from NJR Clean Energy Ventures II Corporation and outline a Board-approved reduction in force designed to streamline operations and generate annualized cost savings. Another 8-K details the appointment of a new Chief Financial Officer and summarizes key terms of his offer letter.

Alongside 8-Ks, users can consult the company’s Annual Report on Form 10-K and Quarterly Reports on Form 10-Q (referenced in press releases) for comprehensive financial statements, risk factor discussions and management’s analysis of operating performance. These filings also elaborate on Spruce Power’s project finance debt, non-recourse financing structure, SREC activities and capital allocation approach, including acquisitions and share repurchase programs.

On Stock Titan, SEC filings are paired with AI-powered summaries designed to highlight the most important points from lengthy documents, such as key changes in operating metrics, new agreements or significant corporate actions. Real-time updates from EDGAR mean that new 10-K, 10-Q, 8-K and related filings, as well as insider transaction reports on Form 4 when available, can be reviewed quickly, with AI-generated explanations helping users understand complex legal and financial language.

Rhea-AI Summary

Spruce Power Holding Corp reported insider share purchases by an affiliated group of entities linked to Steel Partners. Through Steel Connect Sub LLC, they bought 12,233 shares of common stock on 12/11/2025 at $5.1 per share and 26,197 shares on 12/15/2025 at $5.0457 per share.

After these transactions, Steel Connect Sub LLC indirectly held 3,079,314 Spruce Power common shares. The reporting persons, described as directors and part of a group owning more than 10% of the company’s stock, state that they may be deemed beneficial owners of these shares but disclaim beneficial ownership beyond their pecuniary interest.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Steel Partners–affiliated entities, through Steel Connect Sub LLC, report beneficial ownership of 3,079,314 shares of Spruce Power Holding Corp. common stock, representing approximately 16.9% of the outstanding shares, based on 18,168,863 shares outstanding as of November 5, 2025. These entities have shared power to vote and dispose of those shares. Jack L. Howard separately owns 50,000 shares, or 0.3% of the company, which is less than 1% of the shares outstanding, with sole voting and dispositive power.

The filing states that the 3,079,314 shares held by Steel Connect Sub were purchased for an aggregate of approximately $10,580,995, funded with Steel Connect Sub’s cash on hand, while Mr. Howard’s 50,000 shares were acquired for approximately $80,010 using his personal funds. All recent Steel Connect Sub share transactions since the prior amendment were effected in the open market and are listed in an attached exhibit.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
-
Rhea-AI Summary

A holder of SPRU common stock has filed a notice of proposed sale under Rule 144 to sell 40,000 shares through Fidelity Brokerage Services on the NYSE, with an aggregate market value of $202,286.21 and an approximate sale date of 12/15/2025. According to the notice, there are 18,168,863 shares of the issuer’s common stock outstanding; this is a baseline figure, not the amount being sold.

The shares to be sold were acquired as compensation through restricted stock vesting from the issuer in two transactions: 23,585 shares vested on 06/23/2025 and 16,415 shares vested on 08/12/2025, with payment also characterized as compensation on those dates.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
Rhea-AI Summary

Spruce Power Holding Corp. reported that its Chief Financial Officer received an equity award in the form of restricted stock units (RSUs). On December 8, 2025, the officer was granted 60,000 shares of common stock at a price of $0.00, indicating this was a compensatory grant rather than a market purchase.

The RSUs vest over four years in equal installments, with one-quarter scheduled to vest on each of December 8, 2026, December 8, 2027, December 8, 2028, and December 8, 2029, contingent on continued service. After this grant, the officer beneficially owns 60,000 shares directly.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Spruce Power Holding Corporation appointed Thomas J. Cimino as its full-time Chief Financial Officer, effective December 1, 2025. He had been serving as Interim CFO since June 2025 through an arrangement with Element 78 Partners, and previously held senior finance roles at EnfraGen LLC and Vantage Drilling International.

Under his Offer Letter, Mr. Cimino will receive a minimum base salary of $350,000 per year, with a target annual bonus equal to 75% of salary. He will receive a sign-on grant of restricted stock units for 60,000 shares and a 2026 long-term incentive grant of restricted stock units valued at $311,250. The Offer Letter also provides change-in-control severance benefits of 1.5 times base salary, partial severance protection through May 31, 2026, and accelerated vesting of the 60,000-share grant, after which his severance terms will be governed by the company’s Executive Severance Plan.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
current report
-
Rhea-AI Summary

Spruce Power Holding Corp. reported insider share purchases by a 10% owner group affiliated with Steel Partners. On December 5, 2025, an affiliated entity, Steel Connect Sub LLC, bought 4,206 shares of common stock at $5.10 per share. Additional purchases followed on December 8, 2025 for 35,956 shares at $5.0998 per share and on December 9, 2025 for 28,127 shares at $5.0932 per share.

After these transactions, Steel Connect Sub LLC is reported as indirectly holding 3,040,884 shares of Spruce Power common stock, with ownership attributed up through several Steel Partners–related entities. The reporting persons are identified as directors and part of a group that may collectively own more than 10% of Spruce Power’s outstanding common stock.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

Spruce Power Holding Corp. reported insider share purchases by an affiliated investor group. On December 2, 2025, the group, through Steel Connect Sub LLC, bought 5,546 shares of common stock at $4.9974 per share. On December 4, 2025, they bought another 615 shares at $5.10 per share. After these transactions, the group indirectly beneficially owned 2,972,595 shares, held by Steel Connect Sub LLC. The filing is made jointly by several Steel Partners-affiliated entities, which indicate they may be part of a group that owns more than 10% of Spruce Power’s outstanding common stock and disclaim beneficial ownership beyond their economic interest.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Spruce Power Holding Corp. insider entities affiliated with Steel Partners reported open-market purchases of common stock. On 11/25/2025, they acquired 34,851 shares at a price of $4.5625 per share. On 11/26/2025, they acquired 64,031 shares at $4.9686 per share, and on 11/28/2025, they acquired 1,940 shares at $4.88 per share.

After these transactions, 2,966,434 shares of Spruce Power common stock were reported as beneficially owned indirectly through Steel Connect Sub LLC. The filing is made jointly by several Steel Partners-related entities, which together may be considered part of a group owning more than 10% of Spruce Power’s outstanding common stock, and they report their status as directors of the issuer.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Spruce Power Holding Corp. (SPRU) has an amended Schedule 13D showing that affiliates of Steel Partners, through Steel Connect Sub LLC, beneficially own 2,865,612 shares of Spruce Power common stock. This represents approximately 15.8% of the 18,168,863 shares outstanding as of November 5, 2025, indicating a significant minority stake.

Steel Connect Sub acquired these shares for an aggregate purchase price of about $9,515,812 in cash, while individual investor Jack L. Howard directly owns 50,000 shares for about $80,010, or roughly 0.3% of the company. Steel Partners entities are reported to share voting and dispositive power over the Steel Connect Sub position, while Mr. Howard has sole voting and dispositive power over his shares. All reported transactions in the stock were executed in the open market.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
Rhea-AI Summary

Spruce Power Holding Corp. (SPRU) received a new insider ownership update as a group of related Steel Partners entities reported open-market purchases of common stock through Steel Connect Sub LLC. On 11/20/2025, 69,375 shares were purchased at $4.9652 per share, followed by 17,688 shares at $4.9467 on 11/21/2025. On 11/24/2025, the group reported two additional purchases of 6,688 shares at $3.8819 and 114,700 shares at $4.6667.

After these trades, Steel Connect Sub LLC is shown as indirectly holding 2,865,612 SPRU common shares. The reporting entities, including Steel Partners Holdings L.P. and several affiliated companies, state they may be deemed part of a group that collectively owns more than 10% of Spruce Power’s outstanding common stock and they each disclaim beneficial ownership beyond their pecuniary interest.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider

FAQ

How many Spruce Power Holding (SPRU) SEC filings are available on StockTitan?

StockTitan tracks 56 SEC filings for Spruce Power Holding (SPRU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Spruce Power Holding (SPRU)?

The most recent SEC filing for Spruce Power Holding (SPRU) was filed on December 15, 2025.