Welcome to our dedicated page for Spruce Power Holding SEC filings (Ticker: SPRU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Spruce Power Holding Corporation filings document the company’s public-company disclosures as an owner and operator of distributed residential solar assets. Form 8-K reports cover operating results, financial condition, material events, material agreements, capital-structure matters, and governance updates for its NYSE-listed common stock.
The filing record includes disclosures on quarterly results, shareholder proposal and director nomination notice procedures, operational streamlining costs, and amendments related to residential solar portfolio acquisition records. These documents also address security registration details, board-approved actions, pro forma financial information, and other event-driven reporting tied to Spruce Power’s solar asset and customer-contract portfolio.
Spruce Power Holding Corporation announced a new deadline for shareholders who want to submit proposals or nominate directors for its 2026 annual meeting. To be considered, proposals and nominations under the Company’s Amended and Restated Bylaws must arrive at its principal executive office by April 3, 2026.
Submissions received after April 3, 2026 will be treated as untimely and not properly brought before the 2026 annual meeting. Shareholders must include all information required by the Amended and Restated Bylaws when submitting their materials.
Spruce Power Holding Corp saw affiliated entities report additional open-market buying of its common stock. Steel Connect Sub LLC, an indirect subsidiary within the Steel Partners structure, purchased 13,739 shares on March 19, 2026 at an average price of $3.7389 and 46,682 shares on March 20, 2026 at an average price of $4.3187, for a total of 60,421 shares. Following these transactions, Steel Connect Sub LLC held 3,320,127 shares of Spruce Power common stock indirectly. The entities filing jointly may be deemed part of a group owning more than 10% of the outstanding shares and each disclaims beneficial ownership except to the extent of its pecuniary interest.
Steel Connect Sub LLC, an indirect subsidiary within the Steel Partners group, reported open-market purchases of Spruce Power Holding Corp common stock. On March 12, 2026, it bought 15,160 shares at $4.2000 per share, followed by 2,947 shares at $4.2967 per share on March 13, 2026.
These transactions total 18,107 shares and increase Steel Connect Sub LLC’s indirectly reported holdings to 3,259,706 shares of Spruce Power common stock. The filing is made jointly by several Steel Partners–related entities that may be deemed part of a group owning more than 10% of Spruce Power’s outstanding shares, while each disclaims beneficial ownership except to the extent of its pecuniary interest.
Spruce Power Holding Corp received an amended Schedule 13D showing that entities affiliated with Steel Partners Holdings L.P. collectively report beneficial ownership of 3,259,706 shares of common stock, or approximately 17.9% of the 18,168,863 shares outstanding as of November 5, 2025.
The shares are held directly by Steel Connect Sub LLC, with other Steel Partners-related entities deemed to share voting and dispositive power over this block. The aggregate purchase price for these shares is about $11,453,057, funded with Steel Connect Sub’s cash on hand. In addition, Jack L. Howard directly owns 50,000 shares, about 0.3% of the outstanding shares, acquired for roughly $80,010 using personal funds. Recent transactions in the Steel Connect Sub position over the past 60 days were made in the open market and are detailed in an exhibit.
Steel Partners–affiliated entities increased their stake in Spruce Power Holding Corp. Over three days, Steel Connect Sub LLC, an indirect subsidiary within the Steel Partners structure, made open-market purchases totaling 24,073 shares of common stock at prices between $3.6000 and $4.1497 per share. Following the last transaction, Steel Connect Sub LLC held 3,241,599 shares indirectly. The filing notes that Steel Partners Holdings L.P. and related entities may be deemed part of a group owning more than 10% of Spruce Power’s common stock and that each reporting person disclaims beneficial ownership except to the extent of its pecuniary interest.
Steel Partners–affiliated entities increased their stake in Spruce Power Holding Corp. Over three days, Steel Connect Sub LLC, an indirect subsidiary within the Steel Partners structure, made open-market purchases totaling 24,073 shares of common stock at prices between $3.6000 and $4.1497 per share. Following the last transaction, Steel Connect Sub LLC held 3,241,599 shares indirectly. The filing notes that Steel Partners Holdings L.P. and related entities may be deemed part of a group owning more than 10% of Spruce Power’s common stock and that each reporting person disclaims beneficial ownership except to the extent of its pecuniary interest.
Cimino Thomas James reported acquisition or exercise transactions in this Form 4 filing.
Spruce Power Holding Corp reported that its CFO, Thomas James Cimino, received a grant of 60,000 shares of common stock in the form of restricted stock units. These RSUs were awarded at a price of $0.00 per share and will vest in four equal 15,000-share installments on December 8 of 2026, 2027, 2028 and 2029, contingent on his continued service.
LEDECKY JONATHAN J reported acquisition or exercise transactions in this Form 4 filing.
Spruce Power Holding Corp director Jonathan J. Ledecky received an award of 75,000 restricted stock units representing common shares on June 24, 2025 at a stated price of $0.00 per share. The RSUs vest on June 24, 2026, subject to his continued service. Following this grant, he directly holds 122,463 shares and has indirect ownership of 328,125 shares through Ironbound Partners Fund, LLC, while disclaiming beneficial ownership of those indirect shares except for his proportionate pecuniary interest.
Lee Ja-Chin reported acquisition or exercise transactions in this Form 4 filing.
SPRUCE POWER HOLDING CORP director Ja-Chin Lee received an equity award of 75,000 shares in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of common stock, at a price of $0.0000 per share on the grant date.
The RSUs will vest on June 24, 2026, subject to Lee’s continued service through that date. Following this grant, Lee’s directly held common stock, including RSUs, totals 143,933 shares, reflecting an increased equity stake aligned with the company’s long-term performance.
Jack L. Howard filed an initial Form 3 for Spruce Power Holding Corp., reporting beneficial ownership of 50,000 shares of common stock, par value $0.0001 per share, held directly as of November 6, 2025.
He is described as a member of a Section 13(d) group that collectively owns more than 10% of Spruce Power’s outstanding common stock. He disclaims beneficial ownership of securities owned directly by other group members, except to the extent of his pecuniary interest.
Spruce Power Holding Corp. director equity grant: Director John P. Miller was awarded 75,000 shares of common stock in the form of restricted stock units on June 24, 2025, at a grant price of $0 per share. After this award, he beneficially owns 155,593 common shares.
The RSUs each represent the right to receive one share of common stock and will vest on June 24, 2026, provided Miller continues to serve through that vesting date. The filing classifies his ownership as direct.