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SPRUCE POWER HOLDING (SPRU) SEC Filings, Aug-Sep 2026

SPRU NYSE
Rhea-AI Summary

Spruce Power Holding Corp (SPRU) received a Rule 144 notice from former director Ja-Chin A. Lee covering a proposed sale of 10,000 shares of common stock. These shares were acquired from the issuer on June 24, 2026 through restricted stock vesting as compensation.

The notice also lists multiple open-market sales of Spruce Power common stock by Ja-Chin A. Lee during August 2026, with individual transactions ranging from 10,000 to 18,847 shares. Fidelity Brokerage Services LLC is identified as the brokerage firm and signs as attorney-in-fact for the seller.

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Rhea-AI Summary

SPRUCE POWER HOLDING CORP (symbol: SPRU) is the issuer of record for a Form 4 filing submitted to the SEC. HOWARD JACK L reported acquisition or exercise transactions in this Form 4 filing.

SPRUCE POWER HOLDING CORP (SPRU) reported an equity award to director Jack L. Howard. On September 2, 2026, he received a grant of 105,140 shares of Common Stock in the form of restricted stock units at a reference value of $2.14 per share, increasing his directly held position to 155,140 shares.

The RSUs each represent a contingent right to receive one share of common stock and vest in three equal installments on September 2, 2027, September 2, 2028, and September 2, 2029, subject to his continued service. The reporting person is part of a Section 13(d) group that owns more than 10% of Spruce Power’s outstanding common stock, and he disclaims beneficial ownership of securities held directly by the other group members.

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Rhea-AI Summary

Spruce Power Holding Corp (SPRU) is named as the issuer in a Form 144 filed for potential sales of its common stock by former director Lee Ja-Chin. The notice covers a proposed sale of up to 10,000 common shares, with prior open-market sales disclosed over the past three months.

Recent sales by Lee include 18,847 shares on 08/14/2026 for $37,505.53, 14,684 shares on 08/17/2026 for $29,221.16, and several additional transactions ranging from 10,000 to 12,500 shares on dates between 08/20/2026 and 08/26/2026. The filing notes that 10,000 shares are expected from restricted stock vesting on 06/24/2026 as compensation.

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Rhea-AI Summary

SPRUCE POWER HOLDING CORP (symbol SPRU) is the issuer in a Form 144 notice filed for the account of former director Lee Ja‑Chin. The notice covers a proposed sale of 12,500 common shares, expected to be acquired through restricted stock vesting on 06/24/2026, with Fidelity Brokerage Services LLC listed as broker. The filing also lists multiple sales of common stock by the same person over the past three months, each with specific dates, share amounts and dollar values.

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Spruce Power Holding Corporation (SPRU) reports results of its reconvened 2026 annual stockholders meeting held on August 25, 2026. Stockholders elected two Class C directors, Jonathan J. Ledecky and Jack L. Howard, to serve until the 2029 annual meeting and approved all other proposals presented.

Stockholders gave advisory approval to the compensation of the named executive officers, ratified CohnReznick, LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, approved the redomiciliation of the company from Delaware to Texas, and approved charter transfer restrictions intended to preserve tax benefits associated with the company’s net operating losses. There were 18,369,300 common shares outstanding as of the June 16, 2026 record date.

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SPRUCE POWER HOLDING CORP (symbol SPRU) received a Form 144 notice indicating that former director Ja-Chin A. Lee may sell 10,000 shares of common stock. These shares are associated with restricted stock vesting on April 13, 2026, held at Fidelity Brokerage Services LLC, and are subject to Rule 144 conditions.

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SPRUCE POWER HOLDING CORP (SPRU) reports that former director Ja-Chin Lee has filed to sell 10,000 shares of common stock under Rule 144, held at Fidelity Brokerage Services LLC. The notice also lists prior sales of SPRU common stock over recent months and identifies the issuer’s shares as listed on the NYSE.

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Rhea-AI Summary

Spruce Power Holding Corp (SPRU) is the issuer for a planned sale of common stock reported under Rule 144 for the account of former director Lee Ja-Chin. The notice covers up to 10,000 shares of common stock to be sold through Fidelity Brokerage Services LLC on the NYSE.

The filing lists an aggregate market value of $18,600.00 for the 10,000 shares and notes that 19,252,186 shares of Spruce Power common stock were outstanding as of the notice date. The 10,000 shares were acquired on 08/12/2025 via restricted stock vesting as compensation from the issuer.

In the preceding three months, Ja-Chin A. Lee reported sales of Spruce Power common stock on 08/14/2026, 08/17/2026, and 08/20/2026, totaling 43,531 shares and aggregate proceeds of $85,566.04.

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Spruce Power Holding Corp (SPRU) is the issuer of common stock for which a Form 144 notice has been filed on behalf of former director Lee Ja-Chin. The notice covers the potential public sale of 10,000 shares of SPRU common stock through Fidelity Brokerage Services LLC on or after 08/20/2026.

The securities to be sold relate to 10,000 shares of restricted stock scheduled to vest on 08/12/2025 as compensation from the issuer. The filing also reports prior sales over the last three months by Ja-Chin Lee, totaling 18,847 shares on 08/14/2026 and 14,684 shares on 08/17/2026.

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Ja-Chin A. Lee filed a notice of proposed sale of 14,684 shares of SPRU common stock under Form 144 through Fidelity Brokerage Services LLC on or after 08/17/2026 on the NYSE. The filing lists an aggregate market value of $29,221.16 for these shares and cites their acquisition via restricted stock vesting on 08/12/2025 as compensation. The issuer reports approximately 19,252,186 common shares outstanding. Over the past three months, Lee has sold 18,847 shares of common stock for $37,505.53.

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FAQ

How many SPRUCE POWER HOLDING (SPRU) SEC filings are available on StockTitan?

StockTitan tracks 92 SEC filings for SPRUCE POWER HOLDING (SPRU), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SPRUCE POWER HOLDING (SPRU)?

The most recent SEC filing for SPRUCE POWER HOLDING (SPRU) was filed on September 8, 2026.