Spruce Power holder plans sale of 14,684 shares

Ja-Chin A. Lee filed a notice of proposed sale of 14,684 shares of SPRU common stock under Form 144 through Fidelity Brokerage Services LLC on or after 08/17/2026 on the NYSE.

Rhea-AI Filing Summary

Ja-Chin A. Lee filed a notice of proposed sale of 14,684 shares of SPRU common stock under Form 144 through Fidelity Brokerage Services LLC on or after 08/17/2026 on the NYSE. The filing lists an aggregate market value of $29,221.16 for these shares and cites their acquisition via restricted stock vesting on 08/12/2025 as compensation. The issuer reports approximately 19,252,186 common shares outstanding. Over the past three months, Lee has sold 18,847 shares of common stock for $37,505.53.

Key Figures

Shares proposed to be sold: 14,684 shares Aggregate market value of proposed sale: $29,221.16 Shares outstanding: 19,252,186 shares +4 more

7 metrics

Shares proposed to be sold 14,684 shares Common stock covered by the Form 144 notice

Aggregate market value of proposed sale $29,221.16 Value of 14,684 common shares to be sold

Shares outstanding 19,252,186 shares Approximate common shares outstanding of the issuer

Proposed sale date 08/17/2026 Intended date for sale of common shares on NYSE

Shares sold in past 3 months 18,847 shares Common shares sold by Ja-Chin A. Lee during prior three months

Value of past 3-month sales $37,505.53 Total proceeds from 18,847 common shares sold

Acquisition date of Form 144 shares 08/12/2025 Date restricted stock vested as compensation

Key Terms

Form 144, restricted stock vesting, aggregate market value

3 terms

Form 144 regulatory

"Ja-Chin A. Lee filed a notice of proposed sale under Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"cites their acquisition via restricted stock vesting on 08/12/2025"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

aggregate market value financial

"lists an aggregate market value of $29,221.16 for these shares"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does SPRU’s Form 144 filed by Ja-Chin A. Lee disclose?

The Form 144 discloses a proposed sale of 14,684 SPRU common shares with an aggregate market value of $29,221.16, acquired via restricted stock vesting on 08/12/2025 and to be sold through Fidelity Brokerage Services LLC.

How many SPRU shares has Ja-Chin A. Lee recently sold under this Form 144?

Over the past three months, Ja-Chin A. Lee has sold 18,847 SPRU common shares for total proceeds of $37,505.53. These prior sales are reported alongside the newly proposed Form 144 sale of 14,684 shares.

When is the proposed sale date for the SPRU shares in this Form 144?

The proposed sale date for the 14,684 SPRU common shares is 08/17/2026. The filing indicates these shares would be sold on the NYSE through Fidelity Brokerage Services LLC, subject to applicable Rule 144 requirements.

How were the SPRU shares in Ja-Chin A. Lee’s Form 144 acquired?

The 14,684 SPRU common shares covered by the Form 144 were acquired on 08/12/2025 through restricted stock vesting as compensation from the issuer. This acquisition method is disclosed in the securities-to-be-sold section.

What is the reported number of SPRU shares outstanding in this Form 144?

The issuer reports approximately 19,252,186 SPRU common shares outstanding. This figure provides context for the relative size of the proposed Form 144 sale of 14,684 shares and the prior three-month sales of 18,847 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/17/2026 - 04:24 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001825753
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRUCE POWER HOLDING CORP
SEC File Number	001-38971
Address of Issuer	820 GESSNER ROAD SUITE 500 HOUSTON TEXAS 77024
Phone	866-777-8235
Name of Person for Whose Account the Securities are To Be Sold	Lee Ja-Chin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	14684	29221.16	19252186	08/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/12/2025	Restricted Stock Vesting	Issuer			14684	08/12/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ja-Chin A. Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/14/2026	18847	37505.53

144: Remarks and Signature

Remarks
Date of Notice	08/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Joshua Schmitt, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Ja-Chin A. Lee.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)