Spruce Power ex-director plans sale of 10,000 shares

Spruce Power Holding Corp (SPRU) is the issuer of common stock for which a Form 144 notice has been filed on behalf of former director Lee Ja-Chin.

Rhea-AI Filing Summary

Spruce Power Holding Corp (SPRU) is the issuer of common stock for which a Form 144 notice has been filed on behalf of former director Lee Ja-Chin. The notice covers the potential public sale of 10,000 shares of SPRU common stock through Fidelity Brokerage Services LLC on or after 08/20/2026.

The securities to be sold relate to 10,000 shares of restricted stock scheduled to vest on 08/12/2025 as compensation from the issuer. The filing also reports prior sales over the last three months by Ja-Chin Lee, totaling 18,847 shares on 08/14/2026 and 14,684 shares on 08/17/2026.

Key Figures

Shares proposed to be sold: 10,000 shares Aggregate market value of securities to be sold: $18,840.35 Shares outstanding: 19,252,186 shares +4 more

7 metrics

Shares proposed to be sold 10,000 shares Proposed sale of SPRU common stock under Form 144

Aggregate market value of securities to be sold $18,840.35 Value associated with the 10,000 shares proposed for sale

Shares outstanding 19,252,186 shares Outstanding SPRU common stock referenced in the notice

Prior sale 1 18,847 shares for $37,505.53 Sale of SPRU common stock on 08/14/2026 by Ja-Chin Lee

Prior sale 2 14,684 shares for $29,221.16 Sale of SPRU common stock on 08/17/2026 by Ja-Chin Lee

Restricted stock vesting 10,000 shares Restricted stock vesting on 08/12/2025 as compensation

Approximate date of sale 08/20/2026 Approximate date for the proposed Form 144 sale

Key Terms

Rule 144, restricted stock, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock financial

"Common | 08/12/2025 | Restricted Stock Vesting | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

attorney-in-fact regulatory

"as attorney-in-fact for Ja-Chin A. Lee"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for SPRU?

It discloses that former director Lee Ja-Chin has filed a notice of proposed sale under Rule 144 for up to 10,000 shares of Spruce Power Holding Corp (SPRU) common stock through Fidelity Brokerage Services LLC.

How many SPRU shares are proposed to be sold under this Form 144?

The notice covers a proposed sale of 10,000 shares of Spruce Power Holding Corp common stock, with Fidelity Brokerage Services LLC listed as the broker handling the transaction.

When can the proposed SPRU share sale under Form 144 occur?

The filing lists an approximate date of sale of 08/20/2026 for the proposed sale of 10,000 shares of Spruce Power Holding Corp common stock on the NYSE.

What is the origin of the 10,000 SPRU shares to be sold?

The 10,000 shares relate to restricted stock vesting from Spruce Power Holding Corp, with a vesting date of 08/12/2025, categorized as compensation from the issuer.

What SPRU share sales has Ja-Chin Lee made in the past three months?

Ja-Chin Lee reported selling 18,847 shares of SPRU common stock on 08/14/2026 for $37,505.53 and 14,684 shares on 08/17/2026 for $29,221.16 during the past three months.

How many SPRU shares are outstanding according to the Form 144?

The Form 144 reports that 19,252,186 shares of Spruce Power Holding Corp common stock are outstanding, providing context for the size of the proposed 10,000-share sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/20/2026 - 04:34 PM Accepted by SEC EDGAR 08/20/2026 - 04:34 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001825753
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPRUCE POWER HOLDING CORP
SEC File Number	001-38971
Address of Issuer	820 GESSNER ROAD SUITE 500 HOUSTON TEXAS 77024
Phone	866-777-8235
Name of Person for Whose Account the Securities are To Be Sold	Lee Ja-Chin
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10000	18840.35	19252186	08/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/12/2025	Restricted Stock Vesting	Issuer			10000	08/12/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ja-Chin Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/14/2026	18847	37505.53
Ja-Chin Lee 820 Gessner Rd Suite 500 Houston TX 77024	Common	08/17/2026	14684	29221.16

144: Remarks and Signature

Remarks
Date of Notice	08/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Ja-Chin A. Lee
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)