Every Form 4 that Spruce Power Holding Corporation (SPRU) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SPRU and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SPRU filings page.
SPRUCE POWER HOLDING CORP (symbol: SPRU) is the issuer of record for a Form 4 filing submitted to the SEC. Owens Bobby reported acquisition or exercise transactions in this Form 4 filing.
SPRUCE POWER HOLDING CORP (SPRU) reported that its General Counsel, Bobby Owens, received an equity award of 42,918 shares of common stock on September 4, 2026, in the form of restricted stock units (RSUs) at a stated price of $0.00 per share. Each RSU represents a contingent right to receive one share of common stock, with one-fourth of the RSUs vesting on each of August 31, 2027, 2028, 2029, and 2030, subject to continued service. Following this grant, Owens is reported to hold 42,918 shares directly, and no Rule 10b5-1 trading plan is reported.
SPRUCE POWER HOLDING CORP (symbol: SPRU) is the issuer of record for a Form 4 filing submitted to the SEC. HOWARD JACK L reported acquisition or exercise transactions in this Form 4 filing.
SPRUCE POWER HOLDING CORP (SPRU) reported an equity award to director Jack L. Howard. On September 2, 2026, he received a grant of 105,140 shares of Common Stock in the form of restricted stock units at a reference value of $2.14 per share, increasing his directly held position to 155,140 shares.
The RSUs each represent a contingent right to receive one share of common stock and vest in three equal installments on September 2, 2027, September 2, 2028, and September 2, 2029, subject to his continued service. The reporting person is part of a Section 13(d) group that owns more than 10% of Spruce Power’s outstanding common stock, and he disclaims beneficial ownership of securities held directly by the other group members.
Williams Jacqueline T. reported acquisition or exercise transactions in this Form 4 filing.
Spruce Power Holding Corp director Jacqueline T. Williams received an equity compensation grant of 2,650 restricted stock units on August 4, 2026 for board service. These units vest on the first anniversary of the award date. Following this grant and prior dividend-related accruals and reinvestments, she directly holds 19,179 common shares and restricted stock units in total.
Spruce Power Holding Corp’s Chief Legal Officer, Jonathan McWhinnie Norling, reported an open-market sale of 15,000 shares of Common Stock on June 15, 2026. The weighted average sale price was $2.836 per share, within a range of $2.81 to $2.93. After this transaction, he directly holds 403,252 shares of Spruce Power common stock.
Spruce Power Holding Corp Chief Legal Officer Jonathan McWhinnie Norling reported a routine tax-related share disposition. On May 12, 2026, 18,669 shares of common stock were withheld at $3.24 per share to cover tax obligations from vesting restricted stock units. After this withholding, he directly holds 399,583 shares of common stock.
Kravetz Shawn W reported acquisition or exercise transactions in this Form 4 filing.
Spruce Power Holding Corp director Shawn W. Kravetz reported equity awards in the form of restricted stock units (RSUs). He was granted 112,500 RSUs that vest in three equal installments on June 24, 2026, June 24, 2027, and June 24, 2028, subject to continued service.
A separate award of 75,000 RSUs will vest in full on June 24, 2026, also conditioned on his continued service. Following these awards, filings show direct holdings of common stock and an additional 311,382 shares reported as indirectly held through Esplanade Capital LLC and its affiliates.
Steel Connect Sub LLC, an indirect subsidiary of Steel Connect LLC, bought 24,335 shares of Spruce Power Holding Corp
Steel Partners-affiliated entities increased their stake in Spruce Power Holding Corp through open-market purchases. Steel Connect Sub LLC, an indirect subsidiary in the Steel Partners structure, bought a total of 14,244 shares of common stock in three transactions at prices between $4.03 and $4.10 per share.
After these trades, Steel Connect Sub LLC held 3,405,045 Spruce Power shares indirectly. The filing notes all reporting entities may be part of a Section 13(d) group owning over 10% of Spruce Power’s outstanding common stock and collectively disclaim beneficial ownership beyond their pecuniary interest.
Spruce Power Holding Corp reported open-market share purchases by an affiliated holder. Steel Connect Sub LLC, part of a group owning more than 10% of Spruce Power, bought a total of 9,702 shares of common stock at prices between $4.00 and $4.05 per share. Following these transactions, the entity is shown as indirectly holding 3,390,801 shares. The reporting entities collectively disclaim beneficial ownership beyond their pecuniary interest.
Spruce Power Holding Corp’s Chief Legal Officer, Jonathan McWhinnie Norling, had 6,032 shares of common stock withheld on April 3, 2026 to cover tax obligations tied to the vesting of restricted stock units. The tax-withholding value was $4.13 per share. After this routine, non-market transaction, he directly holds 418,252 shares of Spruce Power common stock.
Steel Connect Sub LLC, an affiliate of Steel Partners Holdings, reported open-market purchases of Spruce Power Holding Corp. common stock. The entity bought 19,532 shares at prices around $4.00 per share, bringing its indirectly held position to 3,381,099 shares. The filing notes all reporting entities collectively may be part of a Section 13(d) group owning over 10% of Spruce Power’s outstanding common stock and each disclaims beneficial ownership beyond its economic interest.
Spruce Power Holding Corp's Chief Legal Officer, Jonathan McWhinnie Norling, had 11,233 shares of common stock withheld on April 1, 2026 to cover tax obligations from vesting restricted stock units. This was a tax-withholding disposition at $4.11 per share, not an open-market sale. After the withholding, he directly held 424,284 common shares, indicating he retained a substantial equity position following the RSU vesting event.
Steel Connect Sub LLC, an affiliate of Steel Partners Holdings, reported open-market purchases of Spruce Power Holding Corp (SPRU) common stock. On March 31, it bought 11,228 shares at $4.0263 per share, and on April 2 it bought 1,409 shares at $4.05 per share.
After these transactions, Steel Connect Sub LLC indirectly held 3,361,567 SPRU shares. The filing is made jointly by several related Steel Partners entities as ten percent owners, and each reporting person disclaims beneficial ownership beyond its pecuniary interest.
Steel Connect Sub LLC, an affiliate of Steel Partners Holdings, reported open-market purchases of Spruce Power Holding Corp. common stock. Across three trades on March 26, 27 and 30, 2026, the entity bought a total of 28,803 shares at prices around $4 per share.
After these purchases, indirect holdings reported for Steel Connect Sub LLC increased to 3,348,930 shares of Spruce Power common stock. The filing is made jointly by several related Steel Partners entities, which note they may be part of a Section 13(d) group owning more than 10% of Spruce Power’s outstanding shares and disclaim beneficial ownership beyond their pecuniary interest.
Spruce Power Holding Corp saw affiliated entities report additional open-market buying of its common stock. Steel Connect Sub LLC, an indirect subsidiary within the Steel Partners structure, purchased 13,739 shares on March 19, 2026 at an average price of $3.7389 and 46,682 shares on March 20, 2026 at an average price of $4.3187, for a total of 60,421 shares. Following these transactions, Steel Connect Sub LLC held 3,320,127 shares of Spruce Power common stock indirectly. The entities filing jointly may be deemed part of a group owning more than 10% of the outstanding shares and each disclaims beneficial ownership except to the extent of its pecuniary interest.
Steel Connect Sub LLC, an indirect subsidiary within the Steel Partners group, reported open-market purchases of Spruce Power Holding Corp common stock. On March 12, 2026, it bought 15,160 shares at $4.2000 per share, followed by 2,947 shares at $4.2967 per share on March 13, 2026.
These transactions total 18,107 shares and increase Steel Connect Sub LLC’s indirectly reported holdings to 3,259,706 shares of Spruce Power common stock. The filing is made jointly by several Steel Partners–related entities that may be deemed part of a group owning more than 10% of Spruce Power’s outstanding shares, while each disclaims beneficial ownership except to the extent of its pecuniary interest.
Cimino Thomas James reported acquisition or exercise transactions in this Form 4 filing.
Spruce Power Holding Corp reported that its CFO, Thomas James Cimino, received a grant of 60,000 shares of common stock in the form of restricted stock units. These RSUs were awarded at a price of $0.00 per share and will vest in four equal 15,000-share installments on December 8 of 2026, 2027, 2028 and 2029, contingent on his continued service.
LEDECKY JONATHAN J reported acquisition or exercise transactions in this Form 4 filing.
Spruce Power Holding Corp director Jonathan J. Ledecky received an award of 75,000 restricted stock units representing common shares on June 24, 2025 at a stated price of $0.00 per share. The RSUs vest on June 24, 2026, subject to his continued service. Following this grant, he directly holds 122,463 shares and has indirect ownership of 328,125 shares through Ironbound Partners Fund, LLC, while disclaiming beneficial ownership of those indirect shares except for his proportionate pecuniary interest.
Lee Ja-Chin reported acquisition or exercise transactions in this Form 4 filing.
SPRUCE POWER HOLDING CORP director Ja-Chin Lee received an equity award of 75,000 shares in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of common stock, at a price of $0.0000 per share on the grant date.
The RSUs will vest on June 24, 2026, subject to Lee’s continued service through that date. Following this grant, Lee’s directly held common stock, including RSUs, totals 143,933 shares, reflecting an increased equity stake aligned with the company’s long-term performance.
Spruce Power Holding Corp. director equity grant: Director John P. Miller was awarded 75,000 shares of common stock in the form of restricted stock units on June 24, 2025, at a grant price of $0 per share. After this award, he beneficially owns 155,593 common shares.
The RSUs each represent the right to receive one share of common stock and will vest on June 24, 2026, provided Miller continues to serve through that vesting date. The filing classifies his ownership as direct.
Spruce Power Holding Corp. reported an insider transaction by a group of affiliated entities that collectively own more than 10% of its common stock. On January 15, 2026, Steel Connect Sub LLC, an indirect subsidiary within the Steel Partners structure, purchased 137 shares of Spruce Power common stock at $5.10 per share. Following this trade, Steel Connect Sub LLC is shown as indirectly holding 3,217,526 shares of common stock. The Form 4 is filed jointly by several related Steel Partners entities, which state that they may be deemed part of a Section 13(d) group and each disclaims beneficial ownership except to the extent of its pecuniary interest.
Spruce Power Holding Corp’s major shareholder group reported fresh open-market share purchases. An affiliated entity, Steel Connect Sub LLC, bought 10,001 shares of common stock on January 12, 2026 at $5.0348 per share, 6,493 shares on January 13, 2026 at $5.10 per share, and 3,426 shares on January 14, 2026 at $5.10 per share.
Following these transactions, Steel Connect Sub LLC held a total of 3,217,389 Spruce Power common shares, reported as indirectly owned. The Form 4 is filed jointly by Steel Partners Holdings L.P., Steel Partners Holdings GP Inc., SPH Group LLC, SPH Group Holdings LLC, Steel Excel Inc., Steel Connect LLC and Steel Connect Sub LLC, which may be deemed part of a group owning more than 10% of Spruce Power’s outstanding common stock and each disclaims beneficial ownership except to the extent of its pecuniary interest.
Spruce Power Holding Corp. insider Steel Connect Sub LLC reported a purchase of common stock. On 12/31/2025, Steel Connect Sub acquired 8,702 shares of Spruce Power common stock at a price of $5.0312 per share in an open-market or similar purchase transaction coded "P." After this transaction, Steel Connect Sub reported beneficial ownership of 3,197,469 Spruce Power shares, held indirectly.
The filing is made jointly by Steel Partners Holdings L.P. and several affiliated entities, which together may be deemed part of a group that owns more than 10% of Spruce Power’s outstanding common stock. The reporting persons state that they disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest.
Spruce Power Holding Corp. reported insider share purchases by a major shareholder group. Steel Partners-affiliated entities, reporting jointly as more than 10% owners, disclosed three open‑market purchases of Spruce Power common stock through Steel Connect Sub LLC.
On 12/24/2025, Steel Connect Sub bought 1,503 common shares at $5.05 per share, followed by 1,206 shares at $5.05 on 12/26/2025 and 7,499 shares at $5.017 on 12/29/2025. After these transactions, Steel Connect Sub is shown as indirectly holding 3,188,767 Spruce Power common shares, with various Steel Partners entities potentially deemed beneficial owners through their ownership chain, while each disclaims beneficial ownership beyond its economic interest.
Spruce Power Holding Corp. insider entities reported open-market purchases of the company’s common stock. On 12/19/2025, Steel Connect Sub LLC bought 373 Spruce Power shares at $4.995 per share, bringing its indirectly reported holdings to 3,161,899 shares. On 12/23/2025, Steel Connect Sub LLC purchased another 16,660 shares at $5.0496 per share, increasing the indirectly reported position to 3,178,559 shares.
The filing is made jointly by a group of related entities, including Steel Partners Holdings L.P. and several affiliates, which are reported as directors and members of a group owning more than 10% of Spruce Power’s common stock. The reporting persons state that they may be deemed part of a Section 13(d) group and disclaim beneficial ownership beyond their pecuniary interest.
Spruce Power Holding Corp. reported insider share purchases by an affiliated 10% owner group. On 12/16/2025, Steel Connect Sub LLC bought 11,469 shares of common stock at $5.05 per share. Additional purchases followed on 12/17/2025 (57,775 shares at $4.9904) and 12/18/2025 (12,968 shares at $4.9977). After these trades, Steel Connect Sub LLC indirectly held 3,161,526 Spruce Power common shares. The transactions were reported jointly by several related entities, including Steel Partners Holdings L.P. and its affiliated companies, which may be deemed a group owning more than 10% of Spruce Power’s outstanding common stock and which each disclaim beneficial ownership beyond their economic interest.
Spruce Power Holding Corp director Clara Nagy McBane reported an equity award and a stock sale. On June 24, 2025, she received 75,000 restricted stock units (RSUs), each representing one share of common stock, which will vest on June 24, 2026 if she continues in service. This increased her beneficial ownership to 147,755 shares.
On December 15, 2025, she sold 40,000 shares of Spruce Power common stock at a weighted average price of $5.057 per share, within a price range of $4.7655 to $5.10, for tax planning purposes. After these transactions, she directly owned 107,755 shares of Spruce Power common stock.
Spruce Power Holding Corp reported insider share purchases by an affiliated group of entities linked to Steel Partners. Through Steel Connect Sub LLC, they bought 12,233 shares of common stock on 12/11/2025 at $5.1 per share and 26,197 shares on 12/15/2025 at $5.0457 per share.
After these transactions, Steel Connect Sub LLC indirectly held 3,079,314 Spruce Power common shares. The reporting persons, described as directors and part of a group owning more than 10% of the company’s stock, state that they may be deemed beneficial owners of these shares but disclaim beneficial ownership beyond their pecuniary interest.
Spruce Power Holding Corp. reported that its Chief Financial Officer received an equity award in the form of restricted stock units (RSUs). On December 8, 2025, the officer was granted 60,000 shares of common stock at a price of $0.00, indicating this was a compensatory grant rather than a market purchase.
The RSUs vest over four years in equal installments, with one-quarter scheduled to vest on each of December 8, 2026, December 8, 2027, December 8, 2028, and December 8, 2029, contingent on continued service. After this grant, the officer beneficially owns 60,000 shares directly.
Spruce Power Holding Corp. reported insider share purchases by a 10% owner group affiliated with Steel Partners. On December 5, 2025, an affiliated entity, Steel Connect Sub LLC, bought 4,206 shares of common stock at $5.10 per share. Additional purchases followed on December 8, 2025 for 35,956 shares at $5.0998 per share and on December 9, 2025 for 28,127 shares at $5.0932 per share.
After these transactions, Steel Connect Sub LLC is reported as indirectly holding 3,040,884 shares of Spruce Power common stock, with ownership attributed up through several Steel Partners–related entities. The reporting persons are identified as directors and part of a group that may collectively own more than 10% of Spruce Power’s outstanding common stock.
Spruce Power Holding Corp. reported insider share purchases by an affiliated investor group. On December 2, 2025, the group, through Steel Connect Sub LLC, bought 5,546 shares of common stock at $4.9974 per share. On December 4, 2025, they bought another 615 shares at $5.10 per share. After these transactions, the group indirectly beneficially owned 2,972,595 shares, held by Steel Connect Sub LLC. The filing is made jointly by several Steel Partners-affiliated entities, which indicate they may be part of a group that owns more than 10% of Spruce Power’s outstanding common stock and disclaim beneficial ownership beyond their economic interest.
Spruce Power Holding Corp. insider entities affiliated with Steel Partners reported open-market purchases of common stock. On 11/25/2025, they acquired 34,851 shares at a price of $4.5625 per share. On 11/26/2025, they acquired 64,031 shares at $4.9686 per share, and on 11/28/2025, they acquired 1,940 shares at $4.88 per share.
After these transactions, 2,966,434 shares of Spruce Power common stock were reported as beneficially owned indirectly through Steel Connect Sub LLC. The filing is made jointly by several Steel Partners-related entities, which together may be considered part of a group owning more than 10% of Spruce Power’s outstanding common stock, and they report their status as directors of the issuer.
Spruce Power Holding Corp. (SPRU) received a new insider ownership update as a group of related Steel Partners entities reported open-market purchases of common stock through Steel Connect Sub LLC. On 11/20/2025, 69,375 shares were purchased at $4.9652 per share, followed by 17,688 shares at $4.9467 on 11/21/2025. On 11/24/2025, the group reported two additional purchases of 6,688 shares at $3.8819 and 114,700 shares at $4.6667.
After these trades, Steel Connect Sub LLC is shown as indirectly holding 2,865,612 SPRU common shares. The reporting entities, including Steel Partners Holdings L.P. and several affiliated companies, state they may be deemed part of a group that collectively owns more than 10% of Spruce Power’s outstanding common stock and they each disclaim beneficial ownership beyond their pecuniary interest.
Spruce Power Holding Corp. (SPRU) reported insider purchases by a group of related entities tied to Steel Partners. Through Steel Connect Sub LLC, the group acquired 5,000 shares of common stock at $5.00 on 11/17/2025 and 64,658 shares at $4.5657 on 11/19/2025. After these transactions, Steel Connect Sub LLC indirectly held 2,657,161 shares of Spruce Power common stock.
The reporting persons, including Steel Partners Holdings L.P. and several affiliated entities, are listed as directors and members of a group that collectively owns more than 10% of Spruce Power’s outstanding common stock. Each reporting person states that they disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest.
Spruce Power Holding Corp (SPRU): Steel Partners–affiliated reporting persons disclosed open‑market purchases of common stock indirectly through Steel Connect Sub LLC. The purchases were 405,998 shares at $3.037 on 11/11/2025; 586,151 shares at $4.2984 on 11/12/2025; 102,948 shares at $4.9894 on 11/13/2025; and 52,454 shares at $4.9997 on 11/14/2025. Following these transactions, indirect beneficial ownership stood at 2,587,503 shares.
The filing was made jointly by Steel Partners Holdings L.P. and related entities. The reporting persons are indicated as Director and 10% Owner.