SunPower Inc. filings document the reporting record of an emerging growth company with common stock and warrants outstanding. Recent Forms 8-K describe material agreements, convertible debentures, SAFE financing arrangements, unregistered sales of securities, exchange transactions, creation of debt obligations, and capital-structure changes tied to its solar technology, services, and installation business.
The filing record also covers annual-report timing, operating and financial results, Regulation FD presentation materials, shareholder voting matters, and audit committee determinations that prior interim financial statements should no longer be relied upon. These disclosures include governance, liquidity and accounting matters associated with SunPower's residential solar, New Homes, dealer and related installation operations.
SunPower Inc. (SPWR) filed a prospectus supplement registering the resale of up to 39,534,884 shares of common stock by YA II PN, Ltd. (Yorkville), consisting of 25,000,000 SEPA Shares issuable under a standby equity purchase agreement and 14,534,884 Debenture Shares issuable upon conversion of a YA convertible debenture. SunPower is not selling securities in this offering and will not receive proceeds from Yorkville’s resale of these shares, although it has already received $1.71 million from a convertible promissory note advance and $9.0 million from the YA Debenture and may receive additional proceeds from any future sales of shares to Yorkville under the SEPA. The filing also reports that director Jamie Haenggi will not stand for reelection at the 2026 Annual Meeting, which is scheduled to be held virtually on November 2, 2026, with a record date of September 18, 2026 and a shareholder proposal and director nomination deadline of September 28, 2026.
SunPower Inc. (SPWR) reported that director Jamie Haenggi has informed the company she will not stand for reelection at the 2026 Annual Meeting of Stockholders and will continue to serve on the Board until that meeting; her decision is stated as not due to any disagreement with the company or the Board. The company set November 2, 2026 as the date of the 2026 Annual Meeting, which will be held virtually, with a record date of September 18, 2026 for stockholders entitled to vote. Because this meeting date is more than 30 days after the prior year’s annual meeting, SunPower reset the deadlines for shareholder proposals and director nominations, requiring qualified submissions to be received at its Orem, Utah headquarters by the close of business on September 28, 2026 in order to be considered or included in proxy materials under the applicable SEC rules and the company’s bylaws.
SunPower Inc. (SPWR) is asking stockholders to vote at its virtual 2026 annual meeting on November 2, 2026, to elect 11 directors, approve auditors, and authorize a reverse stock split of its common stock. The reverse split, at a ratio between 1‑for‑5 and 1‑for‑35, may be implemented by the board any time before December 31, 2026, or abandoned at its discretion.
The company explains that a reverse split is intended to help maintain compliance with Nasdaq’s $1.00 minimum bid price requirement after receiving a deficiency notice in July 2026, and to potentially broaden institutional investor interest. The split would reduce outstanding shares but leave authorized shares (1,000,000,000 common; 10,000,000 preferred) and each holder’s ownership percentage largely unchanged, aside from fractional-share adjustments. Significant outstanding convertible notes, warrants and equity awards would be proportionately adjusted.
SunPower Inc. (SPWR) has been reported as having 19,677,291 shares of its common stock beneficially owned by Crosslink Capital, Inc. and Michael J. Stark, representing 6.2% of the outstanding common stock. These shares are held by funds advised by Crosslink, with Stark as the control person of Crosslink.
The Reporting Persons have shared voting and dispositive power over all 19,677,291 shares and no sole voting or dispositive power. The ownership percentage is based on 315,199,964 shares of SunPower common stock outstanding as of September 8, 2026, as reported to the Reporting Persons.
SunPower Inc. (SPWR) disclosed that Foris Ventures, LLC and affiliated reporting persons hold a significant stake in its common stock. As of September 8, 2026, Foris Ventures directly owns 43,196,259 shares of common stock, representing about 13.6% of SunPower’s outstanding common stock, including shares issuable under certain securities.
The Vallejo Ventures Trust U/T/A 2/12/96, together with interests through Foris Ventures, and individuals L. John Doerr, Ann Doerr, and Barbara Hager may each be deemed to beneficially own 44,724,680 shares, or about 14.0% of the company. This total includes 3,051,572 shares issuable upon conversion of a 10.00% Convertible Senior Secured Note due 2029 and 121,176 shares issuable upon exercise of a warrant issued July 18, 2023. The ownership percentages are based on 315,199,964 shares of common stock outstanding as of September 8, 2026 plus the note and warrant shares.
SunPower Inc. (SPWR) reports that L. John Doerr, as a ten percent owner, has filed an initial ownership statement showing large indirect positions held through affiliated entities. Foris Ventures, LLC holds a $5,000,000 10.00% Convertible Senior Secured Note due 2029 convertible into 3,051,572 SunPower common shares at an effective price of about $1.64 per share, a warrant for 121,176 shares at $11.50, and 40,023,511 common shares. The Vallejo Ventures Trust holds an additional 1,528,421 common shares indirectly attributed to Doerr, who disclaims beneficial ownership except to the extent of any pecuniary interest.
SunPower Inc. (SPWR) director Adam Gishen reported selling 70,000 shares of common stock on September 9, 2026, in an open-market or private transaction at $0.31 per share.
Following this sale, he directly holds 140,655 shares of SunPower common stock, and the filing states the trade was not made under a Rule 10b5-1 trading plan.
SunPower Inc. (SPWR) director Devin Whatley reported an indirect acquisition of 393,545 shares of common stock on September 4, 2026 at $0.2541 per share, purchased by a living trust for which he and his spouse are trustees under a Securities Purchase Agreement dated September 2, 2026. Following this transaction, the trust holds 393,545 shares, and Whatley reports additional positions of 103,825 directly held shares originating from restricted stock units under the 2023 Equity Incentive Plan and 5,832,054 shares held by Ecosystem Integrity Fund II entities, for which he is affiliated with the general partner. He disclaims beneficial ownership of the trust and fund securities except to the extent of his pecuniary interest, and no Rule 10b5-1 trading plan is reported.
SunPower Inc. (SPWR) director, chief executive officer and ten percent owner Thurman J. Rodgers reported transactions involving a Simple Agreement for Future Equity and common stock. On August 24, 2026, the Rodgers Massey Revocable Trust purchased a SAFE for $2,000,000. On September 4, 2026, that SAFE was converted into 7,870,917 shares of SunPower common stock held indirectly by the Revocable Trust. Additional indirect holdings are reported through various trusts and an LLC, and 8,842 shares are held directly.
SunPower Inc. (SPWR) reported that director William James Anderson had an indirect acquisition of 1,180,637 shares of common stock on September 4, 2026, at a reported price of $0.2541 per share.
The shares were purchased by SameDay Solar, Inc. under a Securities Purchase Agreement dated September 2, 2026, with SunPower; Anderson is a stockholder and director of SameDay Solar and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Separately, Anderson is reported to hold 1,076,828 SunPower shares directly, and additional shares are held indirectly through Risk Allocations Systems, Inc., for which he also disclaims beneficial ownership. No Rule 10b5-1 trading plan is reported.