Welcome to our dedicated page for SunPower SEC filings (Ticker: SPWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunPower Inc. filings document the reporting record of an emerging growth company with common stock and warrants outstanding. Recent Forms 8-K describe material agreements, convertible debentures, SAFE financing arrangements, unregistered sales of securities, exchange transactions, creation of debt obligations, and capital-structure changes tied to its solar technology, services, and installation business.
The filing record also covers annual-report timing, operating and financial results, Regulation FD presentation materials, shareholder voting matters, and audit committee determinations that prior interim financial statements should no longer be relied upon. These disclosures include governance, liquidity and accounting matters associated with SunPower's residential solar, New Homes, dealer and related installation operations.
Carlyle Group Inc. and affiliated entities report their ownership of SunPower Inc. common stock in an amended Schedule 13G. As of June 30, 2026, they may be deemed to beneficially own 8,296,131 shares of common stock, representing 4.4% of the class. This is based on 189,009,928 shares outstanding, including 183,057,547 shares outstanding as of July 16, 2026 and 5,952,381 shares issuable upon conversion of a convertible note. Of the position, 2,343,750 shares are held of record by CRSEF Solis Holdings, L.L.C., and 5,952,381 shares are issuable upon conversion of a convertible note held by that entity. The Carlyle-related entities report no sole voting or dispositive power and shared voting and dispositive power over 8,296,131 shares, and each disclaims beneficial ownership except to the extent of any pecuniary interest. The filing also notes that the Reporting Persons now hold 5 percent or less of SunPower’s outstanding common stock.
SunPower Inc., legally named Complete Solaria, Inc., reported that it will file its Quarterly Report on Form 10-Q for the quarter ended June 28, 2026 after the deadline. Management states the delay arises from additional time needed to compile and process certain information for inclusion in the report.
The company indicates it qualifies for relief under Rule 12b-25 and expects to submit the Form 10-Q on or before the fifth calendar day following the original due date. It also preliminarily expects significant changes in results of operations for Q2 2026 compared with Q2 2025, based on unaudited results.
SunPower Inc. has filed a prospectus supplement covering the resale by selling securityholders of up to 45,571,137 shares of common stock. This total includes 19,300,991 Exchange Shares issued in lieu of approximately $10.7 million of cash interest otherwise payable on its 2029 convertible notes, and 26,270,146 FPA Shares tied to OTC Equity Prepaid Forward Transaction Settlement Agreements and related Forward Purchase Agreements. Of the FPA Shares, 17,900,462 have been issued and up to 8,369,684 are issuable under those agreements. SunPower is not selling securities in this registration and will not receive proceeds from any resales; the selling securityholders will receive any sale proceeds. Separately, the company entered into a simple agreement for future equity (SAFE) with an institutional investor for a $3,500,000 investment, convertible into equity at the price per share in the next equity financing, without discount. SunPower’s common stock trades on Nasdaq under the symbol SPWR, with a closing price of $0.2675 on August 7, 2026.
SunPower Inc. registered for resale by YA II PN, LTD up to 39,534,884 shares of common stock, consisting of up to 25,000,000 SEPA Shares and up to 14,534,884 Debenture Shares. These shares have been or may be issued under a standby equity purchase agreement (SEPA) and a convertible debenture held by Yorkville.
The company is not selling securities in this registration and will not receive proceeds from Yorkville’s resale of shares. SunPower previously received $1,710,000 from a convertible promissory note advance under the SEPA and $9,000,000 from the YA Debenture, and may receive additional proceeds from future SEPA sales. Separately, an institutional investor invested $3,500,000 through a simple agreement for future equity (SAFE), which will convert into equity at the price of the company’s next equity financing, without discount.
SunPower Inc. updated its prospectus to cover the resale of up to 22,381,878 shares of common stock by YA II PN, LTD (Yorkville) under a standby equity purchase agreement. These include 22,206,878 Conversion Shares from a convertible promissory note and 175,000 Commitment Shares issued as consideration.
SunPower is not selling shares in this registration and will not receive proceeds from Yorkville’s resales. It has previously received $1,710,000 from a $1,900,000 convertible note pre-paid advance, $9,000,000 from the YA Debenture, and engaged Northland Capital Markets for a 5.0% cash fee on SEPA-related proceeds. Separately, SunPower entered into a $3,500,000 simple agreement for future equity (SAFE) with an institutional investor, which will convert into equity at the price of the next equity financing, without discount.
SunPower Inc. filed a prospectus supplement updating its existing resale registration tied to an equity line of credit with White Lion Capital, LLC. The registration covers the potential resale of up to 48,521,163 shares of common stock that may be issued to White Lion under a Common Stock Purchase Agreement. SunPower is not selling shares in this resale and will not receive proceeds from White Lion’s market sales, though it may receive up to $48.5 million from issuing the shares to White Lion at $1.00 per share under the agreement.
The supplement also includes a Current Report detailing a new simple agreement for future equity (SAFE), under which an institutional investor invested $3,500,000. The SAFE converts into future equity at the price of the next equity financing, without a discount, and was issued relying on a Section 4(a)(2) exemption. SunPower’s common stock last closed at $0.2675 per share on Nasdaq.
SunPower Inc. is registering for resale by existing holders up to 13,277,150 shares of common stock. This includes 6,666,666 Sunder Shares issued in the Sunder acquisition, up to 1,805,705 Cobalt Shares from the Cobalt acquisition, up to 380,000 Ayna Shares issuable upon exercise of the Ayna 2026 Warrant, and up to 4,424,779 Conversion Shares issuable upon conversion of a 10% convertible senior secured note due 2029 with original principal of $5.0 million.
All shares may be sold from time to time by the selling securityholders; the company is not selling any securities in this offering and will not receive proceeds from these resales. SunPower will bear registration expenses other than selling commissions. As of August 7, 2026, the common stock traded on Nasdaq at $0.2675 per share.
Separately, on August 4, 2026, SunPower entered into a simple agreement for future equity (SAFE) with an institutional investor for a $3,500,000 investment, convertible into future equity at the price of the next equity financing, without any discount, in a private placement relying on Section 4(a)(2) of the Securities Act.
SunPower Inc. filed a prospectus supplement updating a resale registration covering up to 65,385,828 shares of common stock. These include 10,243,924 Ambia Shares, 3,333,334 Sunder Shares, up to 50,760,218 Conversion Shares issuable upon conversion of its 7% convertible senior notes due 2029, and 1,048,352 Former Affiliate Shares. The shares may be sold from time to time by selling securityholders, and the company will not receive proceeds from those sales.
The supplement attaches a recent report describing a $3,500,000 simple agreement for future equity (SAFE) with an institutional investor. The SAFE converts into equity at the same price as the company’s next equity financing, without any discount. SunPower is identified as an emerging growth company, and its common stock last closed at $0.2675 per share on Nasdaq.
SunPower Inc. filed a prospectus supplement updating an existing resale registration covering up to 55,088,493 shares of common stock for selling securityholders. This consists of up to 36,283,183 Conversion Shares issuable upon conversion of its 10.0% convertible senior secured notes due 2029 and 18,805,310 Exchange Shares previously issued under April 21, 2026 Exchange Agreements. SunPower is not selling any securities in this registration and will not receive proceeds from any resale, though it will bear registration-related expenses.
The supplement includes a current report describing a new financing. On August 4, 2026, SunPower entered into a simple agreement for future equity (SAFE) with an institutional investor for a $3,500,000 investment. The SAFE will convert into SunPower equity in the next equity financing at the same price per security and without any discount. The SAFE was issued as an unregistered security relying on Section 4(a)(2) of the Securities Act. SunPower’s common stock trades on Nasdaq under the symbol SPWR, with a closing price of $0.2675 on August 7, 2026.
SunPower Inc. entered into a simple agreement for future equity (SAFE) with an institutional investor on August 4, 2026. The investor committed a $3,500,000 Purchase Amount to the company.
Under the SAFE, the investment will convert into SunPower equity securities in a future equity financing. The number of securities issued will equal the $3,500,000 divided by the applicable price per share, unit or other increment used in that next equity financing, and the conversion will occur without any discount to that pricing. The transaction was conducted as an unregistered sale of securities in reliance on Section 4(a)(2) of the Securities Act of 1933, indicating a private offering to an institutional investor.