Welcome to our dedicated page for Sunpower SEC filings (Ticker: SPWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SunPower Inc. (SPWR) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. SunPower’s filings include registration statements, current reports, and other documents that describe its capital structure, material agreements, acquisitions, and reporting status.
Among the notable filings is a Form S‑1 registration statement that explains SunPower’s equity line of credit arrangement with White Lion Capital LLC. This document describes a Common Stock Purchase Agreement under which SunPower may, at its discretion and subject to conditions, sell shares of common stock to White Lion up to a specified commitment amount. The S‑1 also discusses the company’s status as an emerging growth company and provides background on its corporate history and name changes.
Multiple Forms 8‑K detail material events such as the Membership Interest Purchase Agreements used to acquire Sunder Energy LLC and Ambia Energy, LLC (Ambia). These filings describe the structure of the consideration, including cash, a seller note, and shares of common stock, as well as post‑closing share issuances subject to Nasdaq rules and stockholder approval. Other 8‑K filings discuss the issuance of convertible notes, a separate convertible promissory note to a trust controlled by the company’s Chief Executive Officer and Executive Chairman, and the receipt of a Nasdaq deficiency notice related to a delayed Form 10‑Q filing.
SunPower has also filed a Form 12b‑25 (NT 10‑Q) explaining the reasons for a late quarterly report and indicating the expected timing of that filing. Additional 8‑K filings describe the corporate name change from Complete Solaria, Inc. to SunPower Inc., while confirming that the company’s common stock continues to trade on the Nasdaq Global Market under the symbol SPWR and its warrants on the Nasdaq Capital Market under SPWRW.
On Stock Titan, these filings are paired with AI‑powered summaries that highlight key terms, transaction structures, and listing‑related information. Users can quickly see which documents relate to capital raises, acquisitions, convertible instruments, or listing compliance, and then open the full SEC text for more detailed review. This structure helps investors and researchers navigate SunPower’s regulatory history, from financing arrangements to corporate changes and acquisition‑related disclosures.
SunPower Inc. filed an initial insider ownership report for Lothar Maier, identifying him as a director of the company. The Form 3 does not report any insider transactions or derivative positions for him, serving primarily as a baseline disclosure of his status as a reporting person.
SunPower Inc. filed a prospectus supplement registering up to 48,521,163 shares of common stock for resale by White Lion Capital, LLC pursuant to an existing equity line. The supplement incorporates a Form 8-K disclosing a separate financing: the Company issued a convertible debenture with YA II PN, Ltd. in the original principal amount of $10,000,000 for a purchase price of $9,000,000.
The Debenture matures on March 6, 2027, accrues interest at 0% (rising to 18% upon an Event of Default), and permits conversion into Common Stock at a fixed price of $2.50 (with certain post-installment conversions at 95% of five-day VWAP subject to a Floor Price). Issuance under the Debenture is subject to an Exchange Cap of 22,381,878 shares and a 4.99% beneficial ownership limit.
SunPower Inc. files a prospectus supplement registering up to 65,385,828 shares of common stock for resale by selling securityholders, including 50,760,218 shares issuable upon conversion of existing 7% convertible notes and acquisition-related shares. The company states it is not selling any shares and will receive no proceeds from those resales.
The supplement incorporates a Form 8-K disclosing a $10,000,000 convertible debenture issued to YA II PN, LTD. for a purchase price of $9,000,000, convertible at a Fixed Price of $2.50 per share, with installment payments on May 6, 2026 through September 6, 2026, maturity on March 6, 2027, an Exchange Cap of 22,381,878 shares and a 4.99% beneficial ownership limit.
SunPower Inc. filed a prospectus supplement registering the resale or other disposition of up to 22,381,878 shares of common stock by YA II PN, LTD (Yorkville), covering shares issuable under a standby equity purchase arrangement and convertible instruments.
The company concurrently entered a convertible debenture transaction where Yorkville purchased a $10,000,000 debenture for $9,000,000, convertible at a $2.50 fixed price and subject to an Exchange Cap of 22,381,878 shares and a 4.99% beneficial ownership limit. The debenture matures on March 6, 2027 and includes installment repayment dates and conversion mechanics described in the Purchase Agreement.
SunPower Inc. entered into a Purchase Agreement with YA II PN, LTD., under which the investor bought a $10,000,000 convertible debenture for a purchase price of $9,000,000. The debenture bears 0% interest unless an event of default occurs, when the rate increases to 18%, and it matures on March 6, 2027.
SunPower must pay five installment amounts of $2,000,000 plus a $60,000 premium on specified 2026 dates, either in cash or via advances under an existing standby equity purchase agreement. The investor may convert outstanding amounts into common stock at a fixed price of $2.50 per share or, for unpaid installments after due dates, at 95% of the five-day VWAP, subject to a floor price, an exchange cap of 22,381,878 shares, and a 4.99% beneficial ownership limit.
SunPower obtained registration rights for resale of shares underlying the debenture and related equity advances. It also amended a seller promissory note tied to a prior acquisition, allowing the maturity to extend into September 30, 2026 or potentially December 31, 2026, and increasing the note’s interest rate to 10% per annum if principal remains outstanding after May 15, 2026.
SunPower Inc. executive Laidley Wendell, the company’s Chief Financial Officer, filed an initial ownership report on Form 3. The filing lists no share transactions and provides no reported holdings or derivative positions at this time.
SunPower Inc. is asking stockholders at a virtual special meeting on March 25, 2026 to approve several share issuance proposals tied to recent acquisitions and new financing arrangements. The company has 113,599,624 shares of common stock outstanding as of the January 30, 2026 record date.
Proposals 1–3 seek approval under Nasdaq Listing Rule 5635(a) to issue additional shares as deferred consideration for the Sunder Energy and Ambia Energy acquisitions and to allow conversion of additional 7.00% Convertible Senior Notes due 2029. Proposals 4–5 request approval under Rule 5635(d) to expand an equity purchase commitment with White Lion from $30.0 million to $55.0 million and to issue shares under a standby equity purchase agreement and related promissory notes with Yorkville that may equal or exceed 20% of shares outstanding as of January 27, 2026.
Proposal 6 would add 8,000,000 shares to the 2023 Equity Incentive Plan. The proxy highlights potential dilution if each proposal is fully used, including 5.5% from Sunder deferred shares, 10.2% from additional convertible notes, 9.3% from Ambia deferred shares, 12.1% from the expanded White Lion facility, 9.9% from assumed Yorkville conversions, and 6.6% from the equity plan. The company notes it may need more-expensive or more-dilutive financing and could face default under the Sunder note if some proposals are not approved.
Carlyle-affiliated investment entities report beneficial ownership of 6,385,539 shares of SunPower Inc. common stock, representing 5.4% of the outstanding class. The position is reported on a Schedule 13G/A (Amendment No. 4), which is used for passive ownership filings rather than activist stakes.
The stake includes 433,158 shares held of record by CRSEF Solis Holdings, L.L.C. and 5,952,381 shares issuable upon conversion of a convertible note held by the same entity. Based on these holdings, total SunPower common stock is cited as 118,728,409 shares as of this filing. A complex chain of Carlyle-controlled entities may be deemed to share beneficial ownership of these securities, although each expressly disclaims such beneficial ownership. The reporting parties certify the securities were not acquired and are not held for the purpose of changing or influencing control of SunPower.
SunPower Inc. is calling a virtual special stockholder meeting to approve several actions that could significantly change its capital structure. Stockholders are asked to authorize additional share issuances tied to the completed acquisitions of Sunder Energy and Ambia Energy, potential conversion of $22,225,000 of 7.00% Convertible Senior Notes due 2029, and expanded equity financing arrangements with White Lion and Yorkville. The company also seeks to add 8,000,000 shares of common stock to its 2023 Equity Incentive Plan. SunPower discloses that each proposal could dilute existing holders by between 5.5% and 12.1%, based on 113,599,624 shares outstanding as of January 30, 2026.