Welcome to our dedicated page for Sunpower SEC filings (Ticker: SPWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SunPower Inc. (SPWR) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. SunPower’s filings include registration statements, current reports, and other documents that describe its capital structure, material agreements, acquisitions, and reporting status.
Among the notable filings is a Form S‑1 registration statement that explains SunPower’s equity line of credit arrangement with White Lion Capital LLC. This document describes a Common Stock Purchase Agreement under which SunPower may, at its discretion and subject to conditions, sell shares of common stock to White Lion up to a specified commitment amount. The S‑1 also discusses the company’s status as an emerging growth company and provides background on its corporate history and name changes.
Multiple Forms 8‑K detail material events such as the Membership Interest Purchase Agreements used to acquire Sunder Energy LLC and Ambia Energy, LLC (Ambia). These filings describe the structure of the consideration, including cash, a seller note, and shares of common stock, as well as post‑closing share issuances subject to Nasdaq rules and stockholder approval. Other 8‑K filings discuss the issuance of convertible notes, a separate convertible promissory note to a trust controlled by the company’s Chief Executive Officer and Executive Chairman, and the receipt of a Nasdaq deficiency notice related to a delayed Form 10‑Q filing.
SunPower has also filed a Form 12b‑25 (NT 10‑Q) explaining the reasons for a late quarterly report and indicating the expected timing of that filing. Additional 8‑K filings describe the corporate name change from Complete Solaria, Inc. to SunPower Inc., while confirming that the company’s common stock continues to trade on the Nasdaq Global Market under the symbol SPWR and its warrants on the Nasdaq Capital Market under SPWRW.
On Stock Titan, these filings are paired with AI‑powered summaries that highlight key terms, transaction structures, and listing‑related information. Users can quickly see which documents relate to capital raises, acquisitions, convertible instruments, or listing compliance, and then open the full SEC text for more detailed review. This structure helps investors and researchers navigate SunPower’s regulatory history, from financing arrangements to corporate changes and acquisition‑related disclosures.
SunPower Inc. is registering up to 65,385,828 shares of common stock for resale by existing securityholders. The shares include stock issued in the Ambia and Sunder acquisitions, stock held by former affiliates, and shares issuable upon conversion of 7% convertible senior notes due 2029.
The company itself is not selling shares and will not receive proceeds from these resales. As context, there were 112,776,028 shares outstanding as of January 29, 2026, and full note conversion would increase this. SunPower highlights its roll-up strategy in residential solar through SunPower Businesses, Sunder, Ambia and Cobalt, but discloses substantial doubt about its ability to continue as a going concern, very limited cash, significant debt and notes payable, and material weaknesses in internal controls.
SunPower Inc. is registering up to 22,381,878 shares of common stock for resale by YA II PN, LTD (Yorkville), rather than issuing them directly to public investors. These shares consist of 22,206,878 shares issuable upon conversion of Yorkville’s promissory notes and 175,000 commitment shares.
SunPower will not receive proceeds from Yorkville’s resale of these shares, but has already received $1,710,000 from a $1,900,000 convertible note and may receive up to an additional $16,290,000 from further notes under a $20.0 million standby equity purchase agreement. Separate from this resale, SunPower may later sell up to $25.0 million of stock to Yorkville under the same agreement.
As of January 29, 2026, SunPower had 112,776,028 shares outstanding, and issuance of all registered shares would increase this to 135,157,906. The company discloses a history of losses, substantial doubt about its ability to continue as a going concern, and significant dependence on new financing and government incentives in the solar industry.
SunPower Inc. updates its resale prospectus to cover up to 48,521,163 shares of common stock that may be offered and sold by White Lion Capital under an existing equity line of credit. SunPower is not selling the shares in this prospectus and will not receive proceeds from White Lion’s resales.
Under the purchase agreement, SunPower may sell common stock to White Lion and could receive up to approximately $48.5 million if 48,521,163 shares are sold to White Lion at $1.00 per share. The supplement also discloses a leadership change: Jeanne Nguyen resigned as interim Chief Financial Officer and continues as Chief Accounting Officer, while Wendell Laidley was appointed Chief Financial Officer and Principal Financial Officer with a $400,000 base salary, 50% target bonus, and 1,200,000 RSUs.
SunPower Inc. announced a leadership change in its finance organization. Jeanne Nguyen resigned from her role as interim Chief Financial Officer but will continue as Chief Accounting Officer. The company appointed Wendell Laidley as Chief Financial Officer and Principal Financial Officer, effective February 2, 2026.
Under an offer letter dated February 1, 2026, Mr. Laidley will receive an annual base salary of $400,000 and an annual target bonus opportunity equal to 50% of his base salary. He will also be granted 1,200,000 restricted stock units (RSUs), with 20% vesting after a 12‑month cliff and the remaining RSUs vesting annually over the following four years. The company states there are no special arrangements, family relationships, or related‑party transactions connected to his appointment.
SunPower Inc. has filed a resale registration covering up to 65,385,828 shares of common stock to be sold from time to time by existing holders. The shares include stock previously issued in the Ambia and Sunder acquisitions, shares underlying 7% convertible senior notes due 2029, and shares held by certain former affiliates.
SunPower will not sell any securities in this offering and will not receive proceeds from share resales, though it will bear registration expenses. As of January 29, 2026, 112,776,028 shares were outstanding, with a pro forma figure of 178,161,856 shares assuming full note conversion and resale registration.
The company has grown through multiple acquisitions, including SunPower Businesses, Sunder, Ambia and Cobalt, and has issued 7% convertible notes maturing in 2029. It operates as an emerging growth and smaller reporting company and highlights substantial risks, including recurring losses, going concern doubts, a need for additional capital, material weaknesses in internal controls, heavy reliance on government incentives and net metering, exposure to tariffs and trade actions, and sensitivity to macroeconomic conditions and interest rates.
SunPower Inc. filed a prospectus supplement covering up to 48,521,163 shares of common stock for potential resale by White Lion Capital, LLC under an equity line of credit. SunPower will not receive proceeds from White Lion’s resale of these shares but may receive up to approximately $48.5 million from selling stock to White Lion itself pursuant to the purchase agreement.
Separately, SunPower completed the acquisition of Cobalt Power Systems, Inc., issuing 1.8 million shares of common stock at closing, and agreeing to issue additional common stock valued at $3.33 million on each of the 12‑ and 18‑month anniversaries of closing, plus restricted stock units for Cobalt employees.
SunPower Inc. has acquired all outstanding stock of Cobalt Power Systems, Inc. under a share purchase agreement signed January 30, 2026 and closed February 2, 2026. The sellers received 1.8 million SunPower common shares at closing.
The deal also includes agreements to issue $3.33 million of additional shares on each of the 12‑ and 18‑month anniversaries of closing, with the share count based on the five‑day volume‑weighted average price before each issuance and subject to working capital and indemnity adjustments. SunPower will grant up to $2 million of restricted stock units to continuing Cobalt employees and 850,000 inducement RSUs to key employees.
SunPower agreed to register the closing and post‑closing consideration shares for resale under the Securities Act, with the initial registration statement due within 20 days after filing its 2025 Form 10‑K. The consideration shares are being issued in an unregistered private transaction relying on Section 4(a)(2) of the Securities Act.
SunPower Inc. is registering the resale of up to 22,381,878 shares of common stock held by YA II PN, LTD (Yorkville), not issuing new shares directly to the public. These shares consist of 175,000 commitment shares and up to 22,206,878 shares issuable upon conversion of Yorkville’s convertible promissory notes under a standby equity purchase agreement.
SunPower has already received $1,710,000 from a $1,900,000 note and may receive up to an additional $16,290,000 from further notes. As of January 29, 2026, 112,776,028 shares were outstanding, and full issuance would raise that to 135,157,906 shares, increasing dilution for existing holders. The purchase agreement also permits future equity advances up to $25.0 million, subject to an exchange cap of 22,381,878 shares and a 4.99% beneficial ownership limit for Yorkville.
SunPower Inc. filed a prospectus supplement covering the potential resale of up to 48,521,163 shares of common stock by White Lion Capital under an equity line agreement. SunPower is not selling these registered shares but may receive up to approximately $48.5 million from separate sales to White Lion at $1.00 per share under that agreement.
The attached report also describes a Standby Equity Purchase Agreement with YA II PN, LTD. under which SunPower may receive up to $20 million of 0% convertible promissory note funding in two tranches maturing on January 27, 2027, and may require the investor to buy up to $25 million of common stock through January 27, 2029, subject to an Exchange Cap of 22,381,878 shares and a 4.99% beneficial ownership limit.
Separately, SunPower issued a $3,300,000 12% convertible promissory note to a trust controlled by its CEO, initially convertible at 540.5405 shares per $1,000 principal, with a maximum of 1,783,783 shares issuable and features for early redemption and change-of-control protection.
SunPower Inc. entered into new financing arrangements that combine convertible debt and an equity purchase facility to raise capital and improve liquidity. The company signed a Standby Equity Purchase Agreement with YA II PN, LTD. under which it received a first pre-paid advance of $1.9 million and can receive up to $20 million in pre-paid advances via 0% convertible promissory notes, rising to an 18% rate only if there is an event of default.
The notes mature on January 27, 2027 and are convertible into common stock at a price tied to recent trading prices, subject to a floor. Subject to conditions, SunPower may also require the investor to buy up to $25 million of common stock under the equity facility through January 27, 2029, with Nasdaq “Exchange Cap” and 4.99% ownership limits on issuances.
SunPower will issue 175,000 commitment shares and paid a $50,000 fee. Separately, a trust controlled by CEO Thurman J. Rodgers purchased a $3.3 million 12% unsecured convertible note maturing on July 1, 2029, initially convertible at 540.5405 shares per $1,000 of principal, allowing a maximum of 1,783,783 shares if fully converted.