[Form 4] SPARTA COMMERCIAL SERVICES, INC. Insider Trading Activity

Rhea-AI Filing Summary

Sparta Commercial Services, Inc. director granted stock options

Sparta Commercial Services, Inc. director Kristian Srb reported receiving a grant of non-qualified stock options on 01/16/2026. The grant covers 350,000 options with an exercise price of $0.14 per share, exercisable into common stock and expiring on 01/16/2031.

According to the vesting schedule, 116,667 options vest immediately, another 116,667 vest on 01/16/2027, and the remaining 116,666 vest on 01/16/2028. Following this award, Srb beneficially owns 2,190,932 derivative securities related to the issuer, held in direct ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SRB KRISTIAN

(Last) (First) (Middle)

555 FIFTH AVE.

14TH FLOOR

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SPARTA COMMERCIAL SERVICES, INC. [ SRCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-Qualified Stock Option	$0.14	01/16/2026		A		350,000		01/16/2026(1)	01/16/2031	Common Stock	350,000	$0.14	2,190,932	D

Explanation of Responses:

1. 1. 116,667 options vest immediately, 116,667 options vest 01/16/2027, and 116,666 options vest 01/16/2028

	Kristian Srb	01/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for SRCO on January 16, 2026?

On 01/16/2026, director Kristian Srb reported the grant of a non-qualified stock option covering 350,000 shares of Sparta Commercial Services, Inc. common stock.

How many Sparta Commercial (SRCO) options did director Kristian Srb receive and at what price?

Director Kristian Srb received 350,000 non-qualified stock options with an exercise price of $0.14 per share, exercisable into Sparta Commercial Services, Inc. common stock.

What is the vesting schedule for Kristian Srbs 350,000 SRCO stock options?

The footnote states that 116,667 options vest immediately, 116,667 options vest on 01/16/2027, and 116,666 options vest on 01/16/2028.

When do the newly granted SRCO stock options to Kristian Srb expire?

The non-qualified stock options granted to Kristian Srb on 01/16/2026 have an expiration date of 01/16/2031.

How many Sparta Commercial derivative securities does Kristian Srb own after this transaction?

Following the reported grant, Kristian Srb beneficially owns 2,190,932 derivative securities related to Sparta Commercial Services, Inc., held in direct ownership.

What is Kristian Srbs relationship to Sparta Commercial Services, Inc. (SRCO)?

The filing identifies Kristian Srb as a director of Sparta Commercial Services, Inc. and not a 10% owner or officer.