Sempra director Yardley acquires 160 phantom shares

The director's reported post-transaction balance includes unvested phantom shares subject to forfeiture under the stated service conditions.

Rhea-AI Filing Summary

SEMPRA director James C. Yardley acquired 160 phantom shares as director compensation on October 1, 2026, reported at $78.05 per share. His reported post-transaction balance was 43,449 phantom shares. That balance includes 1,509 unvested restricted phantom shares, which are subject to forfeiture if his director service ends before vesting, except in cases of death, disability, or removal without cause.

Insider Trade Summary

Grant/Award: 160.15 shares

Grant/Award 1 txn

Insider YARDLEY JAMES C

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Phantom Shares F1, F2, F3, F4, F5	160.15	$78.05	$12K

Holdings After Transaction: Phantom Shares — 43,448.6 contracts (Direct)

Footnotes (5)

1. F1. Phantom shares of Sempra Common Stock acquired as director compensation.
2. F2. Conversion of Derivative Security is 1 for 1.
3. F3. Date exercisable is immediate for shares that have vested.
4. F4. Expiration date is Not Applicable.
5. F5. Total includes 1,509.35 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Key Figures

Phantom shares acquired: 160 shares Reported price per share: $78.05 per share Phantom shares following transaction: 43,449 shares +1 more

4 metrics

Phantom shares acquired 160 shares Director compensation on October 1, 2026

Reported price per share $78.05 per share Phantom share acquisition

Phantom shares following transaction 43,449 shares Reported post-transaction balance

Unvested restricted phantom shares 1,509 shares Included in the reported post-transaction balance

Key Terms

Phantom shares, Derivative Security, restricted phantom shares

3 terms

Phantom shares technical

"Phantom shares of Sempra Common Stock acquired as director compensation."

Phantom shares are a form of employee or executive compensation that mimics the economic value of owning company stock without actually issuing real shares; holders receive cash or equivalent payments tied to the company’s share price or dividends. Think of it like a receipt that pays out if the stock rises — it aligns managers’ interests with shareholders but does not dilute ownership, while creating a future cash obligation that investors should watch as it can affect company cash flow and valuation.

Derivative Security technical

"Conversion of Derivative Security is 1 for 1."

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

restricted phantom shares technical

"unvested restricted phantom shares that are subject to forfeiture"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many phantom shares did SRE director James C. Yardley acquire?

James C. Yardley, a SEMPRA director, acquired 160 phantom shares as director compensation on October 1, 2026; the reported transaction price was $78.05 per share. His reported post-transaction balance was 43,449 phantom shares.

How do SRE phantom shares convert to common stock?

The conversion of the derivative security is 1 for 1. The footnote states that shares are exercisable immediately once vested.

Are SRE phantom shares subject to forfeiture?

The reported total includes 1,509 unvested restricted phantom shares. Those shares are subject to forfeiture if director service ends before vesting, except in cases of death, disability, or removal without cause.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 05:23 PM Accepted by SEC EDGAR 10/02/2026 - 05:22 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

YARDLEY JAMES C

(Last) (First) (Middle)

488 8TH AVENUE

(Street)

SAN DIEGO CALIFORNIA 92101

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Shares(1)	(2)	10/01/2026		A		160.15		(3)	(4)	Common Stock	160.15	$78.05	43,448.6(5)	D

Explanation of Responses:

1. Phantom shares of Sempra Common Stock acquired as director compensation.

2. Conversion of Derivative Security is 1 for 1.

3. Date exercisable is immediate for shares that have vested.

4. Expiration date is Not Applicable.

5. Total includes 1,509.35 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Remarks:

	JAMES C. YARDLEY BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)