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Sempra director Sagara receives stock-linked pay

The post-transaction balance was 5,635.5 Phantom Shares, including 1,509.35 unvested shares subject to director-service forfeiture conditions.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

SEMPRA director Kevin C. Sagara acquired 160.15 Phantom Shares as director compensation on October 1, 2026, at a reported price of $78.05 per share. His directly held balance afterward was 5,635.5 Phantom Shares, including 1,509.35 unvested restricted phantom shares subject to forfeiture if director service ends before vesting, except in cases of death, disability or removal without cause.

Insider Sagara Kevin C.
Role Director
Type Security Shares Price Value
Grant/Award Phantom Shares F1, F2, F3, F4, F5 160.15 $78.05 $12K
Holdings After Transaction: Phantom Shares — 5,635.5 contracts (Direct)
Footnotes (5)
  1. F1. Phantom shares of Sempra Common Stock acquired as director compensation.
  2. F2. Conversion of Derivative Security is 1 for 1.
  3. F3. Date exercisable is immediate for shares that have vested.
  4. F4. Expiration date is Not Applicable.
  5. F5. Total includes 1,509.35 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.
Phantom Shares acquired 160.15 shares Director compensation on October 1, 2026
Reported price per Phantom Share $78.05 per share Acquisition on October 1, 2026
Direct Phantom Shares after transaction 5,635.5 shares Reported post-transaction balance
Unvested restricted phantom shares 1,509.35 shares Included in the reported post-transaction balance
Derivative security conversion 1 for 1 Conversion to Common Stock
Phantom shares financial
"Phantom shares of Sempra Common Stock acquired as director compensation."
Phantom shares are a form of employee or executive compensation that mimics the economic value of owning company stock without actually issuing real shares; holders receive cash or equivalent payments tied to the company’s share price or dividends. Think of it like a receipt that pays out if the stock rises — it aligns managers’ interests with shareholders but does not dilute ownership, while creating a future cash obligation that investors should watch as it can affect company cash flow and valuation.
Conversion of Derivative Security technical
"Conversion of Derivative Security is 1 for 1."
unvested restricted phantom shares financial
"1,509.35 unvested restricted phantom shares that are subject to forfeiture"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SRE phantom shares did Kevin C. Sagara acquire?

Kevin C. Sagara acquired 160.15 Phantom Shares on October 1, 2026, as director compensation. The reported price was $78.05 per share.

How many SRE phantom shares did Kevin C. Sagara hold after the award?

His reported directly held balance after the transaction was 5,635.5 Phantom Shares. That amount includes 1,509.35 unvested restricted phantom shares subject to the stated forfeiture conditions.

How do SRE phantom shares convert to common stock?

The derivative security converts 1 for 1 to Common Stock. Shares are exercisable immediately once they have vested.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sagara Kevin C.

(Last)(First)(Middle)
488 8TH AVENUE

(Street)
SAN DIEGO CALIFORNIA 92101

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SEMPRA [ SRE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Shares(1)(2)10/01/2026A160.15 (3) (4)Common Stock160.15$78.055,635.5(5)D
Explanation of Responses:
1. Phantom shares of Sempra Common Stock acquired as director compensation.
2. Conversion of Derivative Security is 1 for 1.
3. Date exercisable is immediate for shares that have vested.
4. Expiration date is Not Applicable.
5. Total includes 1,509.35 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.
Remarks:
KEVIN C. SAGARA BY: Lisa H. Abbot, Managing Attorney - Corporate and Securities of Sempra and Attorney-In-Fact10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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