Welcome to our dedicated page for Surf Air Mobility SEC filings (Ticker: SRFM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Surf Air Mobility Inc. (NYSE: SRFM) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its regional air mobility business, financial condition, and capital structure. As a Los Angeles-based commuter airline and aviation technology company, Surf Air Mobility uses SEC filings to report on its airline operations, on demand services, SurfOS software development, and electrification programs for aircraft such as the Cessna Caravan.
On this page, you can review Surf Air Mobility’s current and historical SEC filings, including annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically contain discussions of revenue from air mobility services, operating performance, risk factors, and management’s analysis of its Transformation Plan. Current reports on Form 8-K provide more frequent updates on material events, such as capital raising transactions, debt refinancings, equity issuances to strategic partners, board and governance changes, preliminary financial results, and NYSE listing compliance notifications.
Filings related to SurfOS and the company’s partnership with Palantir Technologies are particularly relevant for understanding its technology strategy. These documents describe multi-year software licensing agreements, exclusivity arrangements for the Part 135 regional air mobility market, and equity issued as prepayment for software and services. Other filings detail registered direct offerings, senior secured convertible notes, warrant terms, and amendments to equity incentive plans, helping investors assess dilution, leverage, and funding for software and electrification initiatives.
Stock Titan enhances this filings feed with AI-powered summaries that explain complex sections of Surf Air Mobility’s 10-K and 10-Q reports, highlight key terms in 8-Ks, and make it easier to interpret capital structure disclosures. Real-time updates from EDGAR allow you to see new filings as they are posted, while structured views of forms such as 4, S-3, and proxy statements help you follow insider transactions, shelf registrations, and corporate governance matters tied to SRFM.
Surf Air Mobility director Edward A. Mady received two grants of restricted stock units (RSUs) on June 26, 2025:
- 62,857 RSUs that were fully vested upon grant, converting immediately to common stock
- 33,724 RSUs that vest on the earlier of the first anniversary of grant or the day before the next annual stockholder meeting, subject to continued service
Following these transactions, Mady directly owns 123,314 shares of common stock. The filing notes that a 1-for-7 reverse stock split occurred on August 19, 2024, which is reflected in the reported share counts. All RSUs convert to common stock on a 1-for-1 basis upon vesting, and were granted at $0 exercise price.
Surf Air Mobility Director Tyler Painter received significant stock awards on June 26, 2025, strengthening his equity position in the company. The transactions included:
- 62,857 RSUs granted and fully vested immediately at $0 exercise price
- 33,724 RSUs granted with vesting conditions: full vesting occurs at earlier of first anniversary or day before next annual stockholder meeting
Following these transactions, Painter's total beneficial ownership consists of 111,547 shares held directly and 182 shares held indirectly through the Tyler and Sonia Painter 2020 Trust. The RSU grants suggest continued alignment between director compensation and shareholder interests, with a mix of immediate and time-based vesting structures.
Surf Air Mobility Inc. (SRFM) – Form 4 Insider Transaction
Director Bruce L. Hack reported two equity awards dated 26 June 2025:
- 62,857 fully-vested restricted stock units (RSUs) granted at $0.00 per share. These shares were immediately settled in common stock.
- 33,724 RSUs granted at $0.00 per share; they will vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately preceding the first annual shareholder meeting following the grant, subject to Mr. Hack’s continued service.
After the two grants, Mr. Hack’s direct beneficial ownership increased from an estimated 77,823 shares to 111,547 shares of SRFM common stock.
The filing references SRFM’s 1-for-7 reverse stock split effected 19 August 2024, which is already reflected in the share counts.
No derivative securities, open-market purchases, or sales were reported. All transactions were coded “A” (acquisition) and carried no cash consideration, indicating routine board compensation rather than a market signal.
Surf Air Mobility director John J. D'Agostino reported two significant restricted stock unit (RSU) acquisitions on June 26, 2025:
- 62,857 RSUs granted and fully vested immediately upon issuance at $0 cost basis
- 33,724 RSUs granted with vesting conditions, exercisable upon either the first anniversary of grant or day before the next annual stockholder meeting
Following these transactions, D'Agostino's total direct beneficial ownership increased to 117,569 shares. The filing notes a previous 1-for-7 reverse stock split executed on August 19, 2024, which is reflected in the reported share counts. The Form 4 was filed through an attorney-in-fact, Douglas Sugimoto, on June 27, 2025.
Surf Air Mobility (NYSE:SRFM) filed an 8-K disclosing 2025 annual meeting results.
- Reverse stock split: Shareholders authorized a split in a 2-for-1 to 5-for-1 range (7.62 M for, 0.38 M against, 2.09 M abstain).
- Equity dilution: The Amended & Restated 2023 Equity Incentive Plan adds 3.5 M shares (>18 % of current outstanding) after receiving 3.21 M votes for versus 0.45 M against.
- Board elections: David Anderman, John D’Agostino and Edward Mady re-elected as Class B directors; votes for ranged 5.48-5.62 M.
- Auditor continuity: PwC ratified for FY-2025 (8.10 M for, 0.02 M against).
- Shares outstanding: 19,279,660 common shares on 28 Apr 2025 record date.
Approval of the reverse split gives the board flexibility to address price compliance, while the expanded equity pool increases potential dilution. No other material changes were reported.
Surf Air Mobility (NASDAQ:SRFM) director Tyler Painter filed a Form 4 revealing the sale of 40,583 common shares on 24-25 Jun 2025 under a Rule 10b5-1 trading plan adopted 20 Dec 2024. Weighted-average prices ranged from $4.00 to $5.00, generating roughly $182 thousand in proceeds.
- Beneficial ownership fell from ≈59,000 to 15,148 shares (14,966 direct; 182 via trust).
- No derivative securities were exercised or reported.
- Sale equates to an estimated ~69 % reduction of the insider’s pre-transaction holdings.
The large percentage reduction—despite modest dollar value—may signal diminished insider conviction, though timing was pre-scheduled.
Surf Air Mobility (NYSE:SRFM) executed a registered direct offering, selling 10,800,002 common shares at $2.50 and issuing 926,668 pre-funded warrants at $2.4999, generating $27 million gross proceeds. The deal closed on June 26 2025 and lifts total shares outstanding to 34,404,745 (ex-warrants). H.C. Wainwright earned a 7% cash fee and 540,000 five-year warrants at $3.125. A 60-day lock-up limits further equity sales. The securities were issued under the March 2025 Form S-3 shelf; a prospectus supplement was filed the same day.
The cash bolsters liquidity but introduces dilution and warrant overhang.
Surf Air Mobility has announced a public offering of 9,873,334 shares of common stock at $2.50 per share and 926,668 pre-funded warrants at $2.4999 per warrant to institutional investors. The total offering value is approximately $27 million.
Key offering details:
- H.C. Wainwright & Co. serving as exclusive placement agent, receiving 7% cash fee
- Placement agent warrants to purchase up to 540,000 shares
- Pre-funded warrants exercisable immediately at $0.0001 per share
- Common stock trades on NYSE under symbol SRFM (last traded at $3.60)
The company plans to use proceeds for debt reduction and general corporate purposes. Post-offering, shares outstanding will increase to 33,712,011. Surf Air's core business focuses on developing electric and hybrid-electric powertrain technology for regional air mobility, aiming to reduce costs and environmental impact of regional flying by decade's end.