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SURF AIR MOBILITY (SRFM) SEC Filings, Apr 21-28, 2026

SRFM NYSE

Surf Air Mobility Inc. filings document material events, operating results, financing transactions, governance updates, and listing-status disclosures for a regional air mobility and aviation-technology company. Recent Form 8-K reports furnish quarterly and annual financial results, guidance, and updates related to the company’s scheduled airline, charter, SurfOS software, and electrification activities.

The company’s regulatory disclosures also cover securities purchase agreements, registered direct offerings under a shelf registration statement, private placements of common stock and warrants, senior secured convertible notes, and promissory note arrangements secured by aircraft-related collateral. Other filings address share issuances tied to software-license arrangements, board appointments and compensation matters, and NYSE continued-listing compliance.

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Surf Air Mobility Inc. joint Schedule 13G reports that Citadel-related reporting persons may beneficially own 6,902,504 shares (each for Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC) and that Mr. Kenneth Griffin may be deemed to beneficially own 6,909,862 shares. The filing states these positions represent 7.1% of the class based on 97,891,510 Shares outstanding as of April 21, 2026. The statement lists shared voting and shared dispositive power for the cited holdings and is a joint filing by the named Citadel entities and Mr. Griffin.

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Surf Air Mobility Inc. entered into a material definitive promissory note with LamVen providing up to $15 million in funding through advances. Each 90-day period, advances are limited to $5 million, and the note matures on April 20, 2029.

The borrowing is secured by certain aircraft-related assets of the company’s subsidiaries, and the note is non-recourse to the parent company, limiting LamVen’s remedies to the borrowers. An origination fee of $1.5 million is payable, which the company may elect to pay in common stock or pre-funded warrants valued at $1.274 per share.

Outstanding principal bears interest at 12.5% per annum, payable monthly in cash, stock, or a combination, also valued at $1.274 per share when paid in equity. Equity issuance to LamVen is subject to beneficial ownership limitations, and the securities are being issued under a private placement exemption from registration.

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SURF AIR MOBILITY INC. director Carl A. Albert reported an equity award of common stock. A trust associated with him, the Carl Albert Trust dated June 7, 1991, received a grant of 73,530 shares of common stock at $1.36 per share, increasing its indirect holdings to 135,458 shares. Separately, Albert directly holds 111,547 shares of common stock. The filing shows an acquisition through a grant, with no open-market buying or selling reported.

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Surf Air Mobility Inc. director John J. D'Agostino received a grant of 18,382 shares of Common Stock, valued at $1.36 per share. This was reported as a grant or award acquisition, increasing his directly held position to 129,929 shares following the transaction.

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Shahani Sudhin reported acquisition or exercise transactions in this Form 4 filing.

SURF AIR MOBILITY INC. director Sudhin Shahani received a grant of 36,765 shares of Common Stock on April 21, 2026. The award was recorded at a reference price of $1.36 per share and is compensation-related, not an open-market purchase. After this grant, Shahani directly holds 482,183 Common Stock shares.

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Hack Bruce L. reported acquisition or exercise transactions in this Form 4 filing.

SURF AIR MOBILITY INC. director Bruce L. Hack received a grant of 18,382 shares of Common Stock valued at $1.36 per share. This is a compensation-related award, not an open-market purchase. Following the grant, his direct ownership increased to 129,929 shares of Common Stock.

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Reeves Oliver reported acquisition or exercise transactions in this Form 4 filing.

SURF AIR MOBILITY INC. Chief Financial Officer Oliver Reeves received a grant of 18,382 shares of Common Stock at $1.36 per share. This compensation-related award increased his direct holdings to 307,946 shares, reflecting routine equity-based pay rather than an open-market purchase.

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White Deanna Leigh reported acquisition or exercise transactions in this Form 4 filing.

SURF AIR MOBILITY INC. Chief Executive Officer Deanna Leigh White received a grant of 18,382 shares of common stock at a stated value of $1.36 per share. Following this compensation-related award, her directly held common stock position increased to 693,912 shares.

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Surf Air Mobility Inc. entered a securities purchase agreement for a registered direct stock sale. The company issued 13,318,181 Investor Shares of common stock at $1.10 per share and 257,353 D&O Shares at $1.36 per share to certain directors and officers.

The transaction closed on April 21, 2026 and is expected to generate approximately $15 million in gross proceeds before fees and expenses. As of April 17, 2026, the company had 84,315,976 common shares outstanding, providing context for the size of this issuance.

The shares were issued off an effective Form S-3 shelf registration, using a prospectus supplement. For 30 days after closing, the company agreed not to issue additional common stock or equivalents, or file new registration statements, with limited exceptions such as Form S-8 for equity plans.

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Surf Air Mobility Inc. is offering 13,575,534 shares of common stock under a prospectus supplement, including 13,318,181 shares to institutional investors at $1.10 per share and 257,353 shares to certain directors and officers at $1.36 per share. Delivery is expected on or about April 21, 2026. Net proceeds are estimated at approximately $14.5 million to be used to accelerate SurfOS and electrification initiatives and/or repay liabilities. The prospectus supplement also discloses a separate secured promissory Note facility of up to $15 million with a 12.5% annual interest rate and a $1.5 million origination fee, payable in cash or common stock at a stated share valuation.

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FAQ

How many SURF AIR MOBILITY (SRFM) SEC filings are available on StockTitan?

StockTitan tracks 89 SEC filings for SURF AIR MOBILITY (SRFM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SURF AIR MOBILITY (SRFM)?

The most recent SEC filing for SURF AIR MOBILITY (SRFM) was filed on April 28, 2026.