Stoneridge (NYSE: SRI) CFO exercises 9,052 units, withholds shares for tax

Rhea-AI Filing Summary

Stoneridge Inc. Chief Financial Officer Matthew R. Horvath reported equity compensation transactions involving Company share units and common shares. On March 2, he exercised 9,052 Share Units, which were granted on March 13, 2023 under the Long-Term Incentive Plan, receiving an equal number of common shares at no exercise price.

On the same date, 3,946 common shares were disposed of at $7.69 per share to cover tax obligations through a tax-withholding disposition. After these transactions, Horvath directly owned 18,994 common shares of Stoneridge Inc., reflecting his ongoing equity stake as an executive.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Horvath Matthew R.

(Last) (First) (Middle)

C/O STONERIDGE, INC.

39675 MACKENZIE DRIVE, SUITE 400

(Street)

NOVI MI 48377

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares, without par value	03/02/2026		M		9,052	A	$0	22,940	D
Common Shares, without par value	03/02/2026		F		3,946	D	$7.69	18,994	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Share Units	(1)	03/02/2026		M			9,052	(1)	(1)	Common Shares, without par value	9,052	$0	73,187	D

Explanation of Responses:

1. On March 13, 2023 the Reporting Person was granted 9,052 Share Units pursuant to the Company's Long-Term Incentive Plan which were paid on a one-for-one basis in Company common shares on March 2, 2026.

Remarks:

	/s/ Robert M. Loesch, by power of attorney	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transactions did Stoneridge (SRI) CFO Matthew Horvath report?

Stoneridge CFO Matthew Horvath reported exercising 9,052 share units into common shares and a related tax-withholding disposition of 3,946 common shares. These transactions reflect routine equity compensation activity rather than open-market buying or selling, and they adjust his directly held ownership position.

How many Stoneridge (SRI) share units did the CFO exercise?

The CFO exercised 9,052 share units, converting them one-for-one into 9,052 Stoneridge common shares. These units were originally granted on March 13, 2023 under the company’s Long-Term Incentive Plan and settled in common shares on March 2, 2026 as part of executive compensation.

Why were 3,946 Stoneridge (SRI) shares disposed of in this Form 4?

The 3,946 Stoneridge common shares were disposed of to satisfy tax obligations tied to the share unit exercise. This tax-withholding disposition, at a price of $7.69 per share, is a common mechanism where shares are delivered to cover tax liabilities instead of a separate cash payment.

What is the Stoneridge (SRI) CFO’s direct share ownership after these transactions?

Following the reported transactions, the Stoneridge CFO directly owns 18,994 common shares. This total reflects the 9,052 new shares received from exercising share units, net of the 3,946 shares delivered to cover tax liabilities as part of the equity compensation settlement process.

Were the Stoneridge (SRI) CFO’s transactions open-market buys or sells?

The transactions were not open-market buys or sells. They involved exercising 9,052 previously granted share units into common shares and a tax-withholding disposition of 3,946 shares, where shares are used to pay taxes rather than being traded on the open market.

When were the share units granted and settled for Stoneridge (SRI) CFO Horvath?

The CFO’s 9,052 share units were granted on March 13, 2023 under the Long-Term Incentive Plan. They were subsequently paid on a one-for-one basis in Stoneridge common shares on March 2, 2026, aligning with the vesting and settlement schedule for that equity award.