Stoneridge executive exercises 4,961 share units

STONERIDGE INC executive Caetano Roberto Ferraiolo reported exercising share-based awards and related tax withholding in company stock.

Rhea-AI Filing Summary

STONERIDGE INC executive Caetano Roberto Ferraiolo reported exercising share-based awards and related tax withholding in company stock. On March 2, 2026, he converted 4,961 Share Units granted under the Long-Term Incentive Plan into the same number of common shares at a stated price of $0.00 per share.

As part of this event, 1,337 common shares were disposed of at $7.69 per share to cover taxes through a share-withholding transaction, not an open-market sale. After these transactions, he directly owned 12,996 common shares and 21,744 Share Units related holdings as reported.

Insider Trade Summary

4,961 shares exercised/converted

Exercise 3 txns

Insider Ferraiolo Caetano Roberto

Role President Stoneridge Brazil

Type	Security	Shares	Price	Value
Exercise	Share Units	4,961	$0.00	$0.00
Exercise	Common Shares, without par value	4,961	$0.00	$0.00
Exercise Price or Tax Liability	Common Shares, without par value	1,337	$7.69	$10K

Holdings After Transaction: Share Units — 21,744 contracts (Direct); Common Shares, without par value — 12,996 shares (Direct)

Footnotes (1)

1. F1. On March 13, 2023 the Reporting Person was granted 4,961 Share Units pursuant to the Company's Long-Term Incentive Plan which were paid on a one-for-one basis in Company common shares on March 2, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did SRI executive Caetano Roberto Ferraiolo report?

He reported exercising 4,961 Share Units into common shares and a related tax-withholding disposition of 1,337 common shares. These transactions occurred on March 2, 2026 under Stoneridge’s Long-Term Incentive Plan and involved no open-market buying or selling.

How many Stoneridge (SRI) shares did the executive acquire and dispose of?

He acquired 4,961 common shares through the conversion of Share Units and disposed of 1,337 common shares to satisfy tax obligations. The tax transaction used share withholding rather than a market sale, according to the Form 4 disclosures and footnotes.

What was the price per share in Caetano Roberto Ferraiolo’s Stoneridge Form 4?

The Share Units were converted to common shares at a stated price of $0.00 per share, reflecting an award exercise. The 1,337 shares withheld for taxes were valued at $7.69 per share, establishing the tax-withholding transaction price disclosed for that portion.

How many Stoneridge (SRI) shares does the reporting person own after these transactions?

Following the March 2, 2026 transactions, he directly owned 12,996 common shares of Stoneridge. The Form 4 also shows his total holdings related to the award activity, including the share units exercised, as part of his reported equity position.

Were the Stoneridge (SRI) insider transactions open-market buys or sells?

No, the filing describes an exercise or conversion of derivative Share Units and a tax-withholding disposition. This means the shares used for taxes were delivered back to cover obligations rather than sold in the open market to outside buyers.

What plan governed the share units in the Stoneridge (SRI) Form 4 filing?

The 4,961 Share Units were granted on March 13, 2023 under Stoneridge’s Long-Term Incentive Plan. They were ultimately settled on a one-for-one basis in company common shares on March 2, 2026, as described in the Form 4 footnote.

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Accepted by SEC EDGAR 03/04/2026 - 02:39 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ferraiolo Caetano Roberto

(Last) (First) (Middle)

C/O STONERIDGE, INC.

39675 MACKENZIE DRIVE, SUITE 400

(Street)

NOVI MI 48377

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President Stoneridge Brazil

3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares, without par value	03/02/2026		M		4,961	A	$0	14,333	D
Common Shares, without par value	03/02/2026		F		1,337	D	$7.69	12,996	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Share Units	(1)	03/02/2026		M			4,961	(1)	(1)	Common Shares, without par value	4,961	$0	21,744	D

Explanation of Responses:

1. On March 13, 2023 the Reporting Person was granted 4,961 Share Units pursuant to the Company's Long-Term Incentive Plan which were paid on a one-for-one basis in Company common shares on March 2, 2026.

Remarks:

	/s/ Robert M. Loesch, by power of attorney	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.