What are the key terms of the Stoneridge (SRI) share units held by the insider?

The share units were granted under Stoneridge’s Long-Term Incentive Plan and are payable one-for-one in common shares. A block of 20,801 units vests in three annual installments from March 16, 2027 through March 16, 2029, assuming continued employment.

When do the remaining Stoneridge (SRI) share units vest for this insider?

Units from grants made in 2024 and 2025 vest on the third anniversary of each grant date. These vesting schedules are conditioned on Caetano Roberto Ferraiolo remaining employed with Stoneridge through each respective vesting date under the incentive plan terms.

Stoneridge (SRI) Brazil president sells 9,000 company shares

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Stoneridge Inc. President Stoneridge Brazil Caetano Roberto Ferraiolo reported an open-market sale of 9,000 common shares at $7.55 per share. After the sale, he directly holds 3,996 common shares and 42,545 share units that are payable one-for-one in common shares.

The filing notes that 20,801 of these share units vest in three equal installments on March 16, 2027, March 16, 2028, and March 16, 2029, if he remains employed on each date. The remaining units from 2024 and 2025 grants vest on the third anniversary of their respective grant dates, also contingent on continued employment.

Insider Trade Summary

Net Seller: 9,000 shares ($67,950)

Net Sell 2 txns

Insider Ferraiolo Caetano Roberto

Role President Stoneridge Brazil

Sold 9,000 shs ($68K)

Type	Security	Shares	Price	Value
Sale	Common Shares, without par value	9,000	$7.55	$68K
holding	Share Units	--	--	--

Holdings After Transaction: Common Shares, without par value — 3,996 shares (Direct, null); Share Units — 42,545 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares sold: 9,000 shares Sale price: $7.55 per share Shares held after sale: 3,996 shares +2 more

5 metrics

Shares sold 9,000 shares Open-market sale of common shares

Sale price $7.55 per share Price for 9,000 common shares sold

Shares held after sale 3,996 shares Direct common share holdings post-transaction

Share units outstanding 42,545 share units Units payable one-for-one in common shares

Tranche vesting units 20,801 share units Vest in three equal installments in 2027, 2028, 2029

Key Terms

Share Units, Long-Term Incentive Plan, open-market sale, vesting

4 terms

Long-Term Incentive Plan financial

"Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan"

A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

vesting financial

"20,801 vesting ratably in equal annual installments of one-third (1/3)"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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Form 4 Insider Transactions: What Each Field Means →

06/18/2026 - 03:14 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ferraiolo Caetano Roberto

(Last)

(First)

(Middle)

C/O STONERIDGE, INC.

39675 MACKENZIE DRIVE, SUITE 400

(Street)

NOVI

MICHIGAN

48377

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President Stoneridge Brazil

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares, without par value	06/15/2026		S		9,000	D	$7.55	3,996	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Share Units	⁽¹⁾							⁽¹⁾	⁽¹⁾	Common Shares, without par value	42,545		42,545	D

Explanation of Responses:

1. Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan, payable on a one-for-one basis in Company common shares, 20,801 vesting ratably in equal annual installments of one-third (1/3) on each of March 16, 2027, March 16, 2028, and March 16, 2029, subject to the Reporting Person's continued employment on each applicable vesting date; the remainder for grants made in 2024 and 2025 vest on the applicable third anniversary of the date of grant, subject to the Reporting Person's continued employment on each applicable vesting date.

Remarks:

	/s/ Robert M. Loesch, by power of attorney	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Stoneridge (SRI) report for Caetano Roberto Ferraiolo?

Stoneridge reported that Caetano Roberto Ferraiolo sold 9,000 common shares in an open-market transaction at $7.55 per share. The filing also shows he continues to hold common shares and a substantial number of share units tied to future vesting.

How many Stoneridge (SRI) shares does the insider hold after this Form 4 sale?

After selling 9,000 common shares, Caetano Roberto Ferraiolo directly holds 3,996 common shares. He also has 42,545 share units outstanding, each payable in one common share, subject to the vesting conditions described in the company’s long-term incentive plan.

What price did the Stoneridge (SRI) insider receive for the sold shares?

The insider sale was executed at $7.55 per common share. With 9,000 shares sold at this price, the transaction represents a mid-sized liquidity event while leaving the executive with remaining direct share ownership and significant unvested share units.