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40,053 share units granted to Stoneridge (NYSE: SRI) CFO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Humphrey Scott Randall reported acquisition or exercise transactions in this Form 4 filing.

STONERIDGE INC reported that CFO and Treasurer Scott Randall Humphrey received a grant of 40,053 Share Units as equity compensation. These Share Units are payable on a one-for-one basis in company common shares and will vest in approximately equal annual installments on June 15, 2027, June 15, 2028, and June 15, 2029, subject to his continued employment on each vesting date. Following this grant, Humphrey holds 40,053 Share Units directly.

Positive

  • None.

Negative

  • None.
Insider Humphrey Scott Randall
Role CFO and Treasurer
Type Security Shares Price Value
Grant/Award Share Units 40,053 $0.00 --
Holdings After Transaction: Share Units — 40,053 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Share Units granted 40,053 Share Units Equity award to CFO and Treasurer on June 15, 2026
Underlying common shares 40,053 common shares Payable one-for-one upon vesting of Share Units
Post-transaction Share Units 40,053 Share Units Total Share Units held directly after the grant
Vesting start date June 15, 2027 First annual installment vesting date
Final vesting date June 15, 2029 Last scheduled vesting installment
Share Units financial
"Share Units granted to the Reporting Person pursuant to the Company's 2025 Long-Term Incentive Plan"
2025 Long-Term Incentive Plan financial
"pursuant to the Company's 2025 Long-Term Incentive Plan, as amended"
vesting ratably financial
"vesting ratably in approximately equal annual installments on each of June 15, 2027, June 15, 2028, and June 15, 2029"
Common Shares, without par value financial
"underlying security title: Common Shares, without par value"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Humphrey Scott Randall
(Last)(First)(Middle)
C/O STONERIDGE, INC.
39675 MACKENZIE DRIVE, SUITE 400
(Street)
NOVI MICHIGAN 48377
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Treasurer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Units(1)06/15/2026A40,053 (1) (1)Common Shares, without par value40,053$040,053D
Explanation of Responses:
1. Share Units granted to the Reporting Person pursuant to the Company's 2025 Long-Term Incentive Plan, as amended, payable on a one-for-one basis in Company common shares, vesting ratably in approximately equal annual installments on each of June 15, 2027, June 15, 2028, and June 15, 2029, subject to the Reporting Person's continued employment on each applicable vesting date.
Remarks:
/s/ Robert M. Loesch, by power of attorney06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did STONERIDGE (SRI) CFO report in this Form 4 filing?

STONERIDGE CFO and Treasurer Scott Randall Humphrey reported receiving 40,053 Share Units as an equity grant. The award represents compensation, not an open-market purchase or sale, and is tied to future vesting and continued employment conditions.

How many Share Units were granted to the STONERIDGE (SRI) CFO?

The STONERIDGE CFO received a grant of 40,053 Share Units. These units are part of his long-term compensation and are designed to align his interests with shareholders through future delivery of common shares as they vest.

Under what plan were the STONERIDGE (SRI) Share Units granted?

The 40,053 Share Units were granted under STONERIDGE’s 2025 Long-Term Incentive Plan, as amended. This plan provides equity-based awards to key employees, linking part of their compensation to the company’s share performance over time.

What is the vesting schedule for the STONERIDGE (SRI) CFO’s Share Units?

The Share Units vest ratably in approximately equal annual installments on June 15, 2027, June 15, 2028, and June 15, 2029. Each vesting date requires the CFO’s continued employment to receive the corresponding portion of the award.

How will the STONERIDGE (SRI) Share Units be settled at vesting?

Each Share Unit is payable on a one-for-one basis in STONERIDGE common shares when it vests. This means that, upon each vesting date, the CFO receives one common share for every vested Share Unit, assuming employment conditions are met.

What are the CFO’s holdings after this STONERIDGE (SRI) Form 4 transaction?

After this grant, the CFO holds 40,053 Share Units directly. These units represent a right to receive an equivalent number of STONERIDGE common shares in the future, subject to the scheduled vesting dates and continued employment requirements.