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[Form 4] Stoneridge, Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Stoneridge President of Brazil Operations, Caetano Roberto Ferraiolo, reported significant insider transactions on June 20, 2025:

  • Exercised 14,551 phantom shares that were converted to common shares and immediately disposed of
  • Sold all 14,551 acquired common shares at $5.61 per share
  • Following these transactions, directly owns 9,372 common shares
  • Maintains 26,705 share units under the company's Long-Term Incentive Plan, which vest on the third anniversary of their respective grant dates

The phantom shares were settled in cash, equivalent to one common share each. The transactions were executed under standard SEC regulations and reported via Form 4. The filing was signed by Robert M. Loesch under power of attorney on June 24, 2025.

Caetano Roberto Ferraiolo, Presidente delle Operazioni in Brasile di Stoneridge, ha comunicato il 20 giugno 2025 importanti transazioni interne:

  • Ha esercitato 14.551 azioni fantasma, convertite in azioni ordinarie e immediatamente vendute
  • Ha venduto tutte le 14.551 azioni ordinarie acquisite a 5,61 $ per azione
  • Dopo queste operazioni, detiene direttamente 9.372 azioni ordinarie
  • Possiede 26.705 unità azionarie nel Piano di Incentivi a Lungo Termine della società, che maturano al terzo anniversario delle rispettive date di assegnazione

Le azioni fantasma sono state liquidate in contanti, equivalenti a una singola azione ordinaria ciascuna. Le transazioni sono state eseguite secondo le normative standard della SEC e riportate tramite il modulo Form 4. La dichiarazione è stata firmata da Robert M. Loesch con procura il 24 giugno 2025.

Caetano Roberto Ferraiolo, Presidente de Operaciones en Brasil de Stoneridge, informó el 20 de junio de 2025 sobre importantes transacciones internas:

  • Ejerció 14,551 acciones fantasma que fueron convertidas en acciones comunes y vendidas de inmediato
  • Vendió todas las 14,551 acciones comunes adquiridas a $5.61 por acción
  • Tras estas transacciones, posee directamente 9,372 acciones comunes
  • Mantiene 26,705 unidades accionarias bajo el Plan de Incentivos a Largo Plazo de la compañía, que se consolidan en el tercer aniversario de sus respectivas fechas de concesión

Las acciones fantasma se liquidaron en efectivo, equivalentes a una acción común cada una. Las transacciones se realizaron bajo las regulaciones estándar de la SEC y se reportaron mediante el Formulario 4. La presentación fue firmada por Robert M. Loesch bajo poder notarial el 24 de junio de 2025.

스톤리지 브라질 운영 총괄 카에타노 로베르토 페라이올로는 2025년 6월 20일 중요한 내부자 거래를 보고했습니다:

  • 14,551개의 팬텀 주식을 행사하여 보통주로 전환 후 즉시 처분
  • 취득한 14,551 보통주 전량을 주당 5.61달러에 매도
  • 이 거래 후 직접 보유한 보통주 수는 9,372주
  • 회사의 장기 인센티브 플랜 하에 26,705 주식 단위를 보유 중이며, 해당 단위는 부여일로부터 3주년째 되는 날에 권리가 확정됨

팬텀 주식은 각각 보통주 1주에 상응하는 현금으로 정산되었습니다. 이 거래들은 SEC 표준 규정에 따라 진행되었으며 Form 4를 통해 보고되었습니다. 해당 서류는 2025년 6월 24일 위임장을 가진 로버트 M. 로에쉬가 서명했습니다.

Caetano Roberto Ferraiolo, Président des opérations au Brésil pour Stoneridge, a déclaré d'importantes transactions d'initiés le 20 juin 2025 :

  • A exercé 14 551 actions fantômes qui ont été converties en actions ordinaires puis immédiatement cédées
  • A vendu la totalité des 14 551 actions ordinaires acquises à 5,61 $ par action
  • Possède directement 9 372 actions ordinaires après ces transactions
  • Détient 26 705 unités d'actions dans le cadre du Plan d'Incitation à Long Terme de la société, qui deviennent acquis à la troisième année suivant leur attribution

Les actions fantômes ont été réglées en espèces, équivalant à une action ordinaire chacune. Les transactions ont été réalisées conformément aux réglementations standards de la SEC et déclarées via le formulaire 4. Le dépôt a été signé par Robert M. Loesch sous procuration le 24 juin 2025.

Caetano Roberto Ferraiolo, Präsident der Brasilien-Operationen von Stoneridge, meldete am 20. Juni 2025 bedeutende Insider-Transaktionen:

  • Ausübung von 14.551 Phantom-Aktien, die in Stammaktien umgewandelt und sofort veräußert wurden
  • Verkauf aller 14.551 erworbenen Stammaktien zu 5,61 $ pro Aktie
  • Besitzt nach diesen Transaktionen direkt 9.372 Stammaktien
  • Hält 26.705 Aktienanteile im Long-Term Incentive Plan des Unternehmens, die am dritten Jahrestag ihrer jeweiligen Gewährungsdaten fällig werden

Die Phantom-Aktien wurden bar abgegolten, jeweils entsprechend einer Stammaktie. Die Transaktionen erfolgten gemäß den Standardvorschriften der SEC und wurden über das Formular 4 gemeldet. Die Einreichung wurde am 24. Juni 2025 von Robert M. Loesch mit Vollmacht unterschrieben.

Positive
  • None.
Negative
  • None.

Caetano Roberto Ferraiolo, Presidente delle Operazioni in Brasile di Stoneridge, ha comunicato il 20 giugno 2025 importanti transazioni interne:

  • Ha esercitato 14.551 azioni fantasma, convertite in azioni ordinarie e immediatamente vendute
  • Ha venduto tutte le 14.551 azioni ordinarie acquisite a 5,61 $ per azione
  • Dopo queste operazioni, detiene direttamente 9.372 azioni ordinarie
  • Possiede 26.705 unità azionarie nel Piano di Incentivi a Lungo Termine della società, che maturano al terzo anniversario delle rispettive date di assegnazione

Le azioni fantasma sono state liquidate in contanti, equivalenti a una singola azione ordinaria ciascuna. Le transazioni sono state eseguite secondo le normative standard della SEC e riportate tramite il modulo Form 4. La dichiarazione è stata firmata da Robert M. Loesch con procura il 24 giugno 2025.

Caetano Roberto Ferraiolo, Presidente de Operaciones en Brasil de Stoneridge, informó el 20 de junio de 2025 sobre importantes transacciones internas:

  • Ejerció 14,551 acciones fantasma que fueron convertidas en acciones comunes y vendidas de inmediato
  • Vendió todas las 14,551 acciones comunes adquiridas a $5.61 por acción
  • Tras estas transacciones, posee directamente 9,372 acciones comunes
  • Mantiene 26,705 unidades accionarias bajo el Plan de Incentivos a Largo Plazo de la compañía, que se consolidan en el tercer aniversario de sus respectivas fechas de concesión

Las acciones fantasma se liquidaron en efectivo, equivalentes a una acción común cada una. Las transacciones se realizaron bajo las regulaciones estándar de la SEC y se reportaron mediante el Formulario 4. La presentación fue firmada por Robert M. Loesch bajo poder notarial el 24 de junio de 2025.

스톤리지 브라질 운영 총괄 카에타노 로베르토 페라이올로는 2025년 6월 20일 중요한 내부자 거래를 보고했습니다:

  • 14,551개의 팬텀 주식을 행사하여 보통주로 전환 후 즉시 처분
  • 취득한 14,551 보통주 전량을 주당 5.61달러에 매도
  • 이 거래 후 직접 보유한 보통주 수는 9,372주
  • 회사의 장기 인센티브 플랜 하에 26,705 주식 단위를 보유 중이며, 해당 단위는 부여일로부터 3주년째 되는 날에 권리가 확정됨

팬텀 주식은 각각 보통주 1주에 상응하는 현금으로 정산되었습니다. 이 거래들은 SEC 표준 규정에 따라 진행되었으며 Form 4를 통해 보고되었습니다. 해당 서류는 2025년 6월 24일 위임장을 가진 로버트 M. 로에쉬가 서명했습니다.

Caetano Roberto Ferraiolo, Président des opérations au Brésil pour Stoneridge, a déclaré d'importantes transactions d'initiés le 20 juin 2025 :

  • A exercé 14 551 actions fantômes qui ont été converties en actions ordinaires puis immédiatement cédées
  • A vendu la totalité des 14 551 actions ordinaires acquises à 5,61 $ par action
  • Possède directement 9 372 actions ordinaires après ces transactions
  • Détient 26 705 unités d'actions dans le cadre du Plan d'Incitation à Long Terme de la société, qui deviennent acquis à la troisième année suivant leur attribution

Les actions fantômes ont été réglées en espèces, équivalant à une action ordinaire chacune. Les transactions ont été réalisées conformément aux réglementations standards de la SEC et déclarées via le formulaire 4. Le dépôt a été signé par Robert M. Loesch sous procuration le 24 juin 2025.

Caetano Roberto Ferraiolo, Präsident der Brasilien-Operationen von Stoneridge, meldete am 20. Juni 2025 bedeutende Insider-Transaktionen:

  • Ausübung von 14.551 Phantom-Aktien, die in Stammaktien umgewandelt und sofort veräußert wurden
  • Verkauf aller 14.551 erworbenen Stammaktien zu 5,61 $ pro Aktie
  • Besitzt nach diesen Transaktionen direkt 9.372 Stammaktien
  • Hält 26.705 Aktienanteile im Long-Term Incentive Plan des Unternehmens, die am dritten Jahrestag ihrer jeweiligen Gewährungsdaten fällig werden

Die Phantom-Aktien wurden bar abgegolten, jeweils entsprechend einer Stammaktie. Die Transaktionen erfolgten gemäß den Standardvorschriften der SEC und wurden über das Formular 4 gemeldet. Die Einreichung wurde am 24. Juni 2025 von Robert M. Loesch mit Vollmacht unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ferraiolo Caetano Roberto

(Last) (First) (Middle)
C/O STONERIDGE, INC.
39675 MACKENZIE DRIVE, SUITE 400

(Street)
NOVI MI 48377

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President Stoneridge Brazil
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares, without par value 06/20/2025 M 14,551 A (1) 23,923 D
Common Shares, without par value 06/20/2025 D 14,551 D $5.61 9,372 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Shares (1) 06/20/2025 M 14,551 06/20/2025 06/20/2025 Common Shares, without par value 14,551 (1) 0 D
Share Units (2) (2) (2) Common Shares, without par value 26,705 26,705 D
Explanation of Responses:
1. Each Phantom Share was the economic equivalent of one Common Share and was paid in cash.
2. Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on the third anniversary of the various grant dates.
Remarks:
/s/ Robert M. Loesch, by power of attorney 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider trading activity occurred at SRI (Stoneridge) on June 20, 2025?

On June 20, 2025, Caetano Roberto Ferraiolo, President of Stoneridge Brazil, exercised 14,551 phantom shares and subsequently sold 14,551 common shares at a price of $5.61 per share. After these transactions, he directly owned 9,372 common shares.

How many SRI shares does Caetano Ferraiolo own after the June 2025 transactions?

Following the reported transactions, Caetano Ferraiolo directly owns 9,372 common shares of Stoneridge (SRI). Additionally, he holds 26,705 share units under the Company's Long-Term Incentive Plan that will convert to common shares if he remains employed through the third anniversary of their grant dates.

What was the sale price of SRI shares in the Form 4 filing dated June 28, 2025?

According to the Form 4 filing, the SRI shares were sold at a price of $5.61 per share on June 20, 2025.

What type of equity awards does Stoneridge (SRI) grant to its executives?

Based on the Form 4 filing, Stoneridge (SRI) grants phantom shares and share units to executives through its Long-Term Incentive Plan. The phantom shares are paid in cash, while share units convert to common shares on a one-for-one basis if the executive remains employed through the third anniversary of the grant date.
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