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Stoneridge CFO Cashes Out Phantom Share Awards Worth Over $163,000

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Stoneridge CFO Matthew R. Horvath reported significant insider transactions on June 20, 2025. The transactions involved:

  • Conversion of 29,103 Phantom Shares to common shares, followed by their immediate disposition
  • Sale of these shares at $5.61 per share
  • Reduction of direct holdings from 42,991 to 13,888 common shares
  • Retention of 82,239 Share Units under the Company's Long-Term Incentive Plan, which vest on the third anniversary of their respective grant dates

The Phantom Shares were economically equivalent to common shares and were paid in cash. The transactions were executed according to standard reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. The filing was signed by Robert M. Loesch via power of attorney on June 24, 2025.

Positive

  • None.

Negative

  • None.
Insider Horvath Matthew R.
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Phantom Shares 29,103 $0.00 --
Exercise Common Shares, without par value 29,103 $0.00 --
Disposition Common Shares, without par value 29,103 $5.61 $163K
holding Share Units -- -- --
Holdings After Transaction: Phantom Shares — 0 shares (Direct); Common Shares, without par value — 42,991 shares (Direct); Share Units — 82,239 shares (Direct)
Footnotes (1)
  1. Each Phantom Shares was the economic equivalent of one Common Share and was paid in cash. Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on the third anniversary of the various grant dates.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Horvath Matthew R.
(Last) (First) (Middle)
C/O STONERIDGE, INC.
39675 MACKENZIE DRIVE, SUITE 400
(Street)
NOVI MI 48377
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares, without par value 06/20/2025 M 29,103 A (1) 42,991 D
Common Shares, without par value 06/20/2025 D 29,103 D $5.61 13,888 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Shares (1) 06/20/2025 M 29,103 06/20/2025 06/20/2025 Common Shares, without par value 29,103 (1) 0 D
Share Units (2) (2) (2) Common Shares, without par value 82,239 82,239 D
Explanation of Responses:
1. Each Phantom Shares was the economic equivalent of one Common Share and was paid in cash.
2. Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on the third anniversary of the various grant dates.
Remarks:
/s/ Robert M. Loesch, by power of attorney 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider trading activity occurred at SRI (Stoneridge) on June 20, 2025?

On June 20, 2025, Stoneridge's CFO Matthew R. Horvath exercised 29,103 phantom shares and subsequently sold 29,103 common shares at a price of $5.61 per share. After these transactions, Horvath directly owned 13,888 common shares.

How many SRI shares does CFO Matthew Horvath own after the June 2025 transactions?

After the reported transactions, Matthew Horvath directly owns 13,888 common shares of Stoneridge (SRI). He also holds 82,239 share units under the Company's Long-Term Incentive Plan that will vest if he remains employed on the third anniversary of their respective grant dates.

What was the sale price of SRI shares in CFO Horvath's June 2025 transaction?

CFO Matthew Horvath sold 29,103 shares of Stoneridge (SRI) at a price of $5.61 per share on June 20, 2025.

What type of equity awards does SRI CFO Horvath still hold?

CFO Matthew Horvath holds 82,239 Share Units granted under Stoneridge's Long-Term Incentive Plan. These units are payable on a one-for-one basis in Company common shares if Horvath remains employed through the third anniversary of their various grant dates.