Stoneridge (SRI) director Ira C. Kaplan awarded 23,478 restricted common shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Kaplan Ira C. reported acquisition or exercise transactions in this Form 4 filing.

STONERIDGE INC director Ira C. Kaplan received a grant of 23,478 restricted common shares on March 16, 2026 as a compensation award under the 2025 Long-Term Incentive Plan. These shares are scheduled to lose their substantial risk of forfeiture on March 16, 2027. Following this grant, Kaplan holds 49,672 common shares directly and 95,046 common shares indirectly through a trust.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Kaplan Ira C.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares, without par value	23,478	$0.00	--
holding	Common Shares, without par value	--	--	--

Holdings After Transaction: Common Shares, without par value — 49,672 shares (Direct); Common Shares, without par value — 95,046 shares (Indirect, By Trust)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

03/18/2026 - 03:51 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kaplan Ira C.

(Last)

(First)

(Middle)

C/O STONERIDGE, INC.

39675 MACKENZIE DRIVE, SUITE 400

(Street)

NOVI

MICHIGAN

48377

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares, without par value	03/16/2026		A		23,478⁽¹⁾	A	$0	49,672	D
Common Shares, without par value								95,046	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted Common Shares granted to the Reporting Person pursuant to the 2025 Long-Term Incentive Plan, no longer subject to substantial risk of forfeiture on March 16, 2027.

Remarks:

	/s/ Robert M. Loesch, by power of attorney	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Ira C. Kaplan report for STONERIDGE INC (SRI)?

Ira C. Kaplan reported receiving 23,478 restricted common shares of STONERIDGE INC as a grant under the 2025 Long-Term Incentive Plan. The award is a non-cash equity grant and represents additional compensation rather than an open-market purchase or sale.

When do Ira C. Kaplan’s newly granted STONERIDGE INC (SRI) restricted shares vest?

The 23,478 restricted common shares granted to Ira C. Kaplan are scheduled to lose their substantial risk of forfeiture on March 16, 2027. This date effectively represents the vesting point, assuming all conditions of the 2025 Long-Term Incentive Plan are satisfied.

How many STONERIDGE INC (SRI) shares does Ira C. Kaplan hold after this Form 4?

After the reported grant, Ira C. Kaplan holds 49,672 STONERIDGE INC common shares directly. He also has indirect ownership of 95,046 common shares held by a trust, reflecting both his personal and trust-related positions as shown in the filing.

Was Ira C. Kaplan’s STONERIDGE INC (SRI) transaction a market purchase or sale?

The reported transaction was not a market purchase or sale. It was an acquisition of 23,478 restricted common shares as a grant or award, recorded at no cash price per share, under the company’s 2025 Long-Term Incentive Plan for compensation purposes.

What type of security did Ira C. Kaplan receive from STONERIDGE INC (SRI)?

Ira C. Kaplan received common shares without par value, classified as restricted common shares under the 2025 Long-Term Incentive Plan. These shares are subject to restrictions that lapse on March 16, 2027, contingent on plan terms being met during the restriction period.