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Stoneridge (SRI) CAO awarded 40,611 share units vesting through 2029

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hartman Robert J. Jr. reported acquisition or exercise transactions in this Form 4 filing.

Stoneridge Inc. reported that Chief Accounting Officer Robert J. Hartman Jr. received a grant of 40,611 share units as equity compensation. The units were granted at no cash cost and are payable on a one-for-one basis in company common shares.

The share units vest in three equal annual installments on March 16, 2027, March 16, 2028, and March 16, 2029, subject to his continued employment on each vesting date. Following this grant, he holds 54,405 share units and 38,202 common shares directly, reflecting a routine long-term incentive award rather than an open-market trade.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hartman Robert J. Jr.

(Last)(First)(Middle)
C/O STONERIDGE, INC.
39675 MACKENZIE DRIVE, SUITE 400

(Street)
NOVI MICHIGAN 48377

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
STONERIDGE INC [ SRI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares, without par value38,202D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Units(1)03/16/2026A40,611 (1) (1)Common Shares, without par value40,611$054,405D
Explanation of Responses:
1. Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan, payable on a one-for-one basis in Company common shares, vesting ratably in equal annual installments of one-third (1/3) on each of March 16, 2027, March 16, 2028, and March 16, 2029, subject to the Reporting Person's continued employment on each applicable vesting date.
Remarks:
/s/ Robert M. Loesch, by power of attorney03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Stoneridge (SRI) disclose about Robert Hartman’s latest equity grant?

Stoneridge disclosed that Chief Accounting Officer Robert J. Hartman Jr. received 40,611 share units as equity compensation. These units convert one-for-one into common shares and vest over three years, aligning his incentives with long-term company performance.

How do Robert Hartman’s new Stoneridge (SRI) share units vest?

The 40,611 share units vest in three equal annual installments. Vesting dates are March 16, 2027, March 16, 2028, and March 16, 2029, and each installment requires Hartman to remain employed through the applicable vesting date.

Is Robert Hartman’s Stoneridge (SRI) Form 4 transaction an open-market purchase?

No, the Form 4 shows a compensation-related grant, not an open-market purchase. Hartman received 40,611 share units at no cash price under Stoneridge’s Long-Term Incentive Plan, which will later settle in common shares as they vest.

What are Robert Hartman’s reported holdings in Stoneridge (SRI) after this grant?

After the grant, Hartman directly holds 54,405 share units and 38,202 common shares. The share units represent deferred equity payable in common shares upon vesting, while the common shares reflect his current direct stock ownership position.

What plan governs the 40,611 Stoneridge (SRI) share units granted to Robert Hartman?

The 40,611 share units were granted under Stoneridge’s Long-Term Incentive Plan. The award is structured as share units payable one-for-one in common shares and is designed to vest over three years, subject to Hartman’s continued employment.
Stoneridge

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