[144] Stem, Inc. SEC Filing

Rhea-AI Filing Summary

This Form 144 is a Rule 144 notice reporting a proposed sale of common stock by a person who acquired the shares through restricted stock vesting. The filer plans to sell 5,951 shares of common stock through Fidelity Brokerage Services LLC with an aggregate market value of $81,203.78. The filing lists 8,359,047 shares outstanding. The securities were acquired on 08/07/2025 by Restricted Stock Vesting from the issuer and the stated nature of payment is compensation. The approximate date of sale is 08/11/2025. The notice also reports Nothing to Report for securities sold in the past three months and includes the standard signer representation about material adverse information.

Insights

Securities Analyst

TL;DR: Routine Rule 144 disclosure of vested shares; transaction is documented and uses a broker for planned sale.

The filing documents a proposed sale of 5,951 common shares via Fidelity Brokerage Services LLC with an aggregate market value of $81,203.78. The securities were acquired by Restricted Stock Vesting on 08/07/2025 and the sale is scheduled for 08/11/2025. The form reports no sales in the prior three months. From a compliance perspective, the notice fulfills Rule 144 disclosure requirements by specifying acquisition details, broker, amount, and planned sale timing.

Corporate Governance Expert

TL;DR: Disclosure indicates insider disposal of compensation shares under Rule 144; document provides required transaction details.

The filer identifies the acquisition as Restricted Stock Vesting with payment characterized as compensation, and lists the broker and exact share count. The filing includes the customary signer representation that no undisclosed material adverse information exists. There are no reported sales in the past three months. This filing is a routine governance disclosure documenting a planned sale of vested compensation shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5951	81203.78	8359047	08/11/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/07/2025	Restricted Stock Vesting	Issuer			5951	08/07/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many shares does STEM plan to sell according to this Form 144?

The filing reports a proposed sale of 5,951 common shares.

What is the aggregate market value of the shares in the STEM Rule 144 notice?

The aggregate market value is reported as $81,203.78.

When were the shares acquired and by what method?

The shares were acquired on 08/07/2025 by Restricted Stock Vesting from the issuer.

What is the approximate date of sale listed in the filing?

The approximate date of sale is 08/11/2025.

Through which broker will the STEM shares be sold?

The filing lists Fidelity Brokerage Services LLC as the broker and provides its address.

Were any securities sold in the past three months by the person filing?

The filing states Nothing to Report for securities sold during the past three months.