Stem (NYSE: STEM) furnishes CEO shareholder letter in SEC 8-K filing

Rhea-AI Filing Summary

Stem, Inc. furnished a CEO letter to shareholders from Chief Executive Officer Arun Narayanan. The letter, dated September 9, 2025, was provided as an exhibit to this report to update shareholders outside of the company’s regular periodic filings. The company clarified that this communication is being furnished rather than filed, which means it is not subject to certain liability provisions of the securities laws and will only be incorporated into other filings if specifically referenced.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_______________________________________

FORM 8-K

_______________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date Earliest Event Reported): September 9, 2025

_______________________________________

STEM, INC.

(Exact name of registrant as specified in its charter)

_______________________________________

Delaware

001-39455

85-1972187

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(IRS Employer Identification No.)

1400 Post Oak Boulevard, Suite 560, Houston, Texas 77056

(Address of principal executive offices including zip code)

1-877-374-7836

Registrant’s telephone number, including area code

_______________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock, par value $0.0001

STEM

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Item 7.01 Regulation FD Disclosure.

On September 9, 2025, Stem, Inc. (the “Company”) issued a letter (the “CEO Letter”) to shareholders from Arun Narayanan, Chief Executive Officer of the Company. A copy of the CEO Letter is attached as Exhibit 99 and incorporated into this Item 7.01 by reference.

The information in this Item 7.01 (including Exhibit 99) is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

The following exhibit is furnished as part of this report:

Exhibit No.						Description
99						CEO Letter to Shareholders, dated September 9, 2025
104						Cover Page Interactive Data File (embedded within the Inline XBRL document).

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			STEM, INC.
Date: September 9, 2025			By:			/s/ Saul R. Laureles
						Name:			Saul R. Laureles
						Title:			Chief Legal Officer and Secretary

_____________________________________________________________________________________________

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FAQ

What did Stem (STEM) disclose in this Form 8-K?

Stem, Inc. disclosed that it furnished a CEO Letter to shareholders from Chief Executive Officer Arun Narayanan, dated September 9, 2025, as an exhibit to the report.

Who authored the CEO letter mentioned by Stem (STEM)?

The CEO letter was authored by Arun Narayanan, the Chief Executive Officer of Stem, Inc.

Is the CEO letter in Stem’s 8-K considered filed with the SEC?

No. Stem stated that the information in Item 7.01, including the CEO letter, is being furnished and not filed, and is not subject to Section 18 liability unless specifically incorporated by reference elsewhere.

Which exhibit in the Stem (STEM) 8-K contains the CEO letter?

The CEO letter to shareholders, dated September 9, 2025, is included as Exhibit 99 to the report.

Who signed the Stem (STEM) Form 8-K?

The report was signed on behalf of Stem, Inc. by Saul R. Laureles, Chief Legal Officer and Secretary.

Under which item of Form 8-K did Stem present the CEO letter?

The CEO letter was presented under Item 7.01, which covers Regulation FD disclosure.