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Stem (STEM) director receives 12,168 RSUs vesting in 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TYSON LAURA D reported acquisition or exercise transactions in this Form 4 filing.

STEM, INC. director Laura D. Tyson reported a compensation-related award of 12,168 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the company’s common stock.

The RSUs were granted on June 3, 2026 and vest 100% on June 3, 2027. Following this grant, Tyson holds 12,168 RSUs directly, with no open-market purchases or sales reported in this filing.

Positive

  • None.

Negative

  • None.
Insider TYSON LAURA D
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 12,168 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 12,168 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.
RSUs granted 12,168 units Awarded to director on June 3, 2026
Vesting date June 3, 2027 RSUs vest 100% on this date
Holdings after grant 12,168 RSUs Total restricted stock units held directly after transaction
Restricted Stock Unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
RSU financial
"On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TYSON LAURA D
(Last)(First)(Middle)
1400 POST OAK BLVD
SUITE 560
(Street)
HOUSTON TEXAS 77056
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
STEM, INC. [ STEM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/03/2026A12,168 (2) (2)Common Stock, Par Value $0.0001 Per Share12,168$012,168D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Sarah Dunn, attorney-in-fact06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did STEM (STEM) report for Laura D. Tyson?

STEM reported that director Laura D. Tyson received a grant of 12,168 restricted stock units. This award is a form of equity compensation and does not involve an open-market stock purchase or sale by the director.

How many RSUs did the STEM director receive in this Form 4 filing?

Laura D. Tyson received 12,168 restricted stock units. Each RSU represents a contingent right to one share of STEM’s common stock, subject to vesting conditions described in the filing’s footnotes for the grant.

What is the vesting schedule for Laura D. Tyson’s 12,168 STEM RSUs?

The 12,168 restricted stock units granted to Laura D. Tyson vest 100% on June 3, 2027. This means she will earn all the underlying shares on that date if the vesting conditions are satisfied.

Does the STEM Form 4 show any stock being bought or sold on the market?

No, the Form 4 shows a grant of restricted stock units to director Laura D. Tyson. It does not report any open-market purchases or sales of STEM common stock in connection with this transaction.

How many STEM RSUs does Laura D. Tyson hold after this reported grant?

After this grant, Laura D. Tyson holds 12,168 restricted stock units directly. These RSUs correspond to a potential 12,168 shares of STEM common stock, contingent on vesting on June 3, 2027.