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  4. [Form 4] STEM, INC. Insider Trading Activity

STEM (STEM) director Adam Daley granted 12,168 restricted stock units as equity pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Daley Adam reported acquisition or exercise transactions in this Form 4 filing.

STEM, INC. director Adam Daley reported receiving a grant of restricted stock units as equity compensation. The award covers 12,168 RSUs, each representing a contingent right to receive one share of common stock. These RSUs vest 100% on June 3, 2027, after which the shares may be delivered if vesting conditions are met.

Positive

  • None.

Negative

  • None.
Insider Daley Adam
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 12,168 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 12,168 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.
RSUs granted 12,168 units Restricted stock unit award to director Adam Daley
Vesting date June 3, 2027 RSUs vest 100% on this date
RSU-to-share ratio 1 RSU : 1 share Each RSU represents right to one common share
Price per RSU $0.0000 Compensation grant, no purchase price
Shares underlying RSUs after grant 12,168 shares Total underlying common shares following transaction
Restricted Stock Unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
RSU financial
"On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Common Stock, Par Value $0.0001 Per Share financial
"underlying_security_title: "Common Stock, Par Value $0.0001 Per Share""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Daley Adam
(Last)(First)(Middle)
1400 POST OAK BLVD
SUITE 560
(Street)
HOUSTON TEXAS 77056
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
STEM, INC. [ STEM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/03/2026A12,168 (2) (2)Common Stock, Par Value $0.0001 Per Share12,168$012,168D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.
Remarks:
/s/ Sarah Dunn, attorney-in-fact06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did STEM (STEM) director Adam Daley report?

Adam Daley reported receiving a grant of 12,168 restricted stock units. These RSUs are a form of equity compensation that may convert into common shares if the vesting conditions, including continued service through the vesting date, are satisfied.

How many restricted stock units did Adam Daley receive from STEM (STEM)?

Adam Daley received 12,168 restricted stock units from STEM, INC. Each RSU represents a contingent right to one share of common stock, providing potential future ownership once the vesting schedule is fully completed as disclosed.

When do Adam Daley’s STEM (STEM) RSUs vest?

The 12,168 restricted stock units granted to Adam Daley vest 100% on June 3, 2027. Vesting means the units become earned at that date, after which shares of common stock may be delivered according to the company’s equity plan terms.

What does each RSU granted to Adam Daley by STEM (STEM) represent?

Each restricted stock unit granted to Adam Daley represents a contingent right to receive one share of STEM’s common stock. This right becomes effective only after the RSUs vest, aligning the director’s compensation with future company performance and service.

Is Adam Daley’s STEM (STEM) RSU grant a market purchase or sale?

The RSU grant to Adam Daley is not a market purchase or sale. It is a compensation-related award provided by the company, with no cash price per share and shares delivered only if the vesting conditions are fully satisfied over time.