Welcome to our dedicated page for STEM SEC filings (Ticker: STEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stem, Inc. filings document the company’s clean energy software business, public-company governance and capital structure. Results-related 8-K reports furnish quarterly and annual operating updates, including software, services and edge hardware revenue, PowerTrack software activity, adjusted EBITDA measures and management guidance.
Other filings cover proxy matters, director elections, executive compensation, board and officer changes, independent auditor changes, an at-the-market common stock offering program, Regulation FD materials and securities-litigation status. These disclosures record governance controls, stockholder voting matters, common stock issuance capacity, risk-related events and formal updates tied to Stem’s energy storage and renewable asset software operations.
Stem, Inc. reported a change in its senior finance leadership. Chief Accounting Officer Rahul Shukla and the company mutually agreed that he will step down from his role effective December 19, 2025, and they are negotiating a separation agreement.
The board appointed Jeffrey Cabot as the new Chief Accounting Officer effective January 5, 2026. He will receive a $325,000 annual base salary and an initial long-term equity award covering 14,000 shares of common stock, split into 7,000 restricted stock units, 3,500 performance stock units and 3,500 stock options that vest ratably over three years. Cabot is also eligible for an annual cash incentive with a target of 45% of base salary, as well as severance, change-in-control and indemnification protections under standard company agreements.
Stem, Inc. reported that its Board of Directors increased the board size from seven to eight members and appointed Chief Executive Officer Arun Narayanan as a Class I director, effective December 1, 2025. This fills the new vacancy created by the expansion of the board.
The company stated that Mr. Narayanan will receive no additional compensation for his service as a director. It also disclosed that there are no related-party arrangements or transactions involving him or his immediate family that require reporting, underscoring that the appointment is not tied to any disclosable agreements or transactions.
Stem, Inc. has filed a Form S-3 shelf registration statement allowing it to offer and sell from time to time up to $200,000,000 of securities, including common stock, preferred stock, warrants, rights and units. Specific terms and pricing for each issuance will be described in future prospectus supplements.
Unless otherwise described in a supplement, net proceeds from any sale of these securities are intended for general corporate purposes such as working capital, potential acquisitions and possible repayment, refinancing or redemption of debt. Stem’s common stock trades on the NYSE under the symbol “STEM”, with a last reported sale price of $16.02 per share on November 25, 2025. Shares of common stock outstanding were 8,390,208 as of October 22, 2025.
STEM, Inc. (STEM) reported an insider stock transaction by its President, Software Products. On 11/11/2025, the executive sold 9,584 shares of common stock at a price of $17.70 per share in an open market sale coded as “S.” After this transaction, the officer beneficially owned 1,872 shares of STEM common stock in direct ownership.
Stem, Inc. (STEM) reported an insider stock sale by its Chief Accounting Officer. The officer sold 3,674 shares of common stock on 11/18/2025 at a price of $16.21 per share, according to a Form 4 filing. After this transaction, the reporting person directly beneficially owned 0 shares of Stem common stock.
Stem, Inc. (STEM) has a notice of proposed sale of restricted stock under Rule 144. An affiliate plans to sell 3,674 common shares through Fidelity Brokerage Services LLC on or about 11/18/2025 on the NYSE, with an indicated aggregate market value of $59,539.74. These shares were acquired on 11/07/2025 via restricted stock vesting as compensation. The notice also reports that the same seller disposed of 2,076 common shares on 11/10/2025 for gross proceeds of $37,942.22. Common shares outstanding are stated as 8,390,208, providing context for the relative size of these transactions.
Stem, Inc. (STEM) reported an insider equity settlement. The company’s President, Software Products, acquired 15,000 shares of common stock on 11/07/2025 upon the vesting and conversion of previously granted RSUs.
On 11/10/2025, 5,416 shares were automatically sold at $18.27 to cover taxes. Following these transactions, the reporting person beneficially owns 11,456 shares directly. The RSUs were granted on November 1, 2024 and vested 100% on November 7, 2025.
Stem, Inc. (STEM) reported insider equity activity. On 11/07/2025, 13,750 RSUs converted one-for-one into common stock. On 11/10/2025, 6,743 shares were automatically sold at $18.27 to cover taxes related to the vesting. After these transactions, the reporting officer directly holds 17,384 shares.
The reporting person is the company’s President, Managed Services. The RSU award was granted on November 1, 2024 and vested 100% on November 7, 2025.
STEM, Inc. (STEM) reported an insider equity change by its Chief Accounting Officer. On 11/07/2025, 5,750 RSUs vested and converted one-for-one into common stock (code M). On 11/10/2025, 2,076 shares were automatically sold to cover taxes at $18.27 per share (code F), a non-discretionary sell-to-cover. Following these transactions, the officer directly holds 3,674 shares.
STEM, Inc. — Form 4 insider transaction: The Chief Legal Officer reported the vesting and settlement of 13,750 restricted stock units into common stock on 11/07/2025 (code M). On 11/10/2025, 3,379 shares were automatically sold at $18.27 (code F) to cover withholding taxes, described as a non‑discretionary “sell to cover.” Following these transactions, the reporting person beneficially owns 23,610 shares directly.