Welcome to our dedicated page for STEM SEC filings (Ticker: STEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stem, Inc. filings document the company’s clean energy software business, public-company governance and capital structure. Results-related 8-K reports furnish quarterly and annual operating updates, including software, services and edge hardware revenue, PowerTrack software activity, adjusted EBITDA measures and management guidance.
Other filings cover proxy matters, director elections, executive compensation, board and officer changes, independent auditor changes, an at-the-market common stock offering program, Regulation FD materials and securities-litigation status. These disclosures record governance controls, stockholder voting matters, common stock issuance capacity, risk-related events and formal updates tied to Stem’s energy storage and renewable asset software operations.
STEM filed a Form 144 notice for a proposed sale of 9,584 common shares following restricted stock vesting on 11/07/2025. The planned transaction lists an aggregate market value of $169,636.80, to be executed through Fidelity Brokerage Services LLC on or around 11/11/2025 on the NYSE.
The shares were acquired from the issuer as compensation upon vesting. The filer also reported a recent sale of 5,416 shares on 11/10/2025 for gross proceeds of $98,986.07.
STEM reported a Form 144 notice indicating a planned sale of common stock by a shareholder. The filing lists 6,743 shares to be sold with an aggregate market value of $123,239.11, through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 11/10/2025. The issuer’s common shares outstanding were 8,390,208.
The securities were acquired on 11/07/2025 via restricted stock vesting from the issuer as compensation. The filing also notes a recent transaction: Michael James Carlson sold 134 common shares on 10/02/2025 for $2,670.49. This notice reflects an intended sale by an affiliate or other holder under Rule 144.
Rule 144 notice filed for a proposed sale of restricted shares. The holder plans to sell 2,076 shares of common stock through Fidelity Brokerage Services LLC on or about November 10, 2025 on the NYSE.
The shares were acquired on November 7, 2025 via restricted stock vesting as compensation. The filing lists an aggregate market value of 37,942.22 for the shares to be sold. Shares outstanding were 8,390,208; this is a baseline figure, not the amount being offered.
Stem, Inc. (STEM) filed a notice of proposed sale under Rule 144 for 3379 shares of common stock. The proposed sale is through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 11/10/2025 and an aggregate market value of 61756.63.
The shares were acquired on 11/07/2025 via restricted stock vesting from the issuer as compensation. Shares outstanding were 8,390,208.
Stem (STEM) filed a Form 144 notice for a proposed sale of 5,416 common shares on the NYSE. The filing lists an aggregate market value of $98,986.07, with 8,390,208 shares outstanding. The approximate sale date is 11/10/2025, and the broker is Fidelity Brokerage Services LLC.
The shares were acquired on 11/07/2025 through restricted stock vesting from the issuer as compensation. The notice includes the standard representation that the seller does not know of any material adverse information that has not been publicly disclosed.
Stem, Inc. (STEM) reported higher quarterly sales and a narrower loss as it shifts toward software and services. Total revenue was $38.2 million for Q3, up from $29.3 million a year ago, driven by PowerTrack software $9.4 million, Edge hardware $15.6 million, Managed services $6.6 million, and Battery hardware resale $4.3 million. Gross profit rose to $13.6 million from $6.2 million, while net loss improved to $23.8 million from $148.3 million.
Year-to-date, net income of $153.7 million reflects a gain on extinguishment of debt of $220.0 million from a June exchange of convertible notes into 2030 Senior Secured Notes and 439,919 warrants. The new notes carry 11.0% cash interest (or 12.0% PIK). Cash and equivalents were $43.1 million, and management believes liquidity is sufficient for at least the next 12 months. Remaining performance obligations were $389.4 million, with about 18% expected over the next year. Shares outstanding were 8,390,208 as of October 22, 2025, after a 1-for-20 reverse split in June.
Stem, Inc. (STEM) furnished its Third Quarter 2025 results via an 8‑K. On October 29, 2025, the company announced financial results for the quarter ended September 30, 2025 and made its press release available as Exhibit 99.
The materials, including slides, are posted on the Stem Investor Relations website. Consistent with General Instruction B.2., the information is furnished under Items 2.02 and 7.01 and is not deemed filed under Section 18 of the Exchange Act, nor incorporated by reference into Securities Act filings except as expressly stated.
Stem, Inc. amended its bylaws to lower the quorum required to conduct business at stockholder meetings from a majority of the voting power to one-third of the voting power, effective upon Board approval on October 15, 2025. The company cited difficulty achieving a quorum given its large and dispersed stockholder base. This change is intended to reduce the risk of meeting adjournments and the associated added costs for meeting hosting and proxy solicitation, as well as potential operational disruptions and management distractions. The full text of the amendment is filed as Exhibit 3.1.
Brian Musfeldt, Chief Financial Officer of STEM, Inc. (STEM), amended a Form 4 to report equity awards granted on 07/17/2025. The amendment discloses 2,500 RSUs that vest 100% on 08/07/2027, 6,750 PSUs that vest upon meeting a volume-weighted average price target over any consecutive 60 trading-day period, and 1,250 stock options with an exercise price of $9.27 that expire on 07/17/2035 and vest 100% on 08/07/2027. The amended filing corrects omissions and an earlier miscount: the original Form 4 omitted the RSUs and options and reported 5,500 PSUs instead of 6,750 PSUs. All reported awards are listed as direct holdings.
STEM, Inc. filing a Form 144 reports a proposed sale of 134 shares of common stock, with an aggregate market value of $2,670.49, to be sold on or about 10/02/2025 on the NYSE. The shares were acquired by the seller on 09/26/2025 through restricted stock vesting and were received as compensation. The filing lists 8,359,047 shares outstanding for the class. The filer reports no sales of the issuer's securities by the seller in the past three months and includes the standard signer representation that they are not aware of undisclosed material adverse information about the issuer.