Welcome to our dedicated page for Streamex SEC filings (Ticker: STEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is intended to provide access to Streamex Corp. (NASDAQ: STEX) regulatory filings as they become available, alongside AI-powered tools that help explain their contents in clear language. While specific SEC filings are not listed in the provided data, investors typically look to these documents for details on Streamex’s real-world asset tokenization activities, gold-backed balance sheet strategy, and capital structure.
For a company like Streamex, which publicly emphasizes commodity and gold tokenization, SEC filings such as annual reports (Form 10-K) and quarterly reports (Form 10-Q), when filed, can be important sources of information on risk factors, business descriptions, and the structure of products like GLDY that are offered under securities regulations. Current reports on Form 8-K, where applicable, may discuss financing arrangements, partnerships, and other material events related to its tokenization initiatives and physical gold bullion purchases.
As filings are made available through EDGAR, this page is designed to surface them in real time and pair them with AI-generated summaries. These summaries aim to highlight key sections, explain technical language, and draw attention to items that may matter to investors, such as updates on real-world asset programs, gold-backed instruments, and regulatory or listing disclosures.
In addition to periodic and current reports, investors may also review registration statements and other relevant forms, where filed, to understand how Streamex structures offerings for institutional and accredited investors. The goal of this page is to make it easier to navigate complex regulatory documents and connect them to Streamex’s stated focus on regulated, yield-bearing, commodity-backed digital assets.
Streamex Corp., formerly BioSig Technologies, has pivoted from a legacy medical-device focus to a dual business model centered on tokenized finance and electrophysiology technology. Through its 2025 acquisition of Streamex Exchange, the company is building an institutional-grade platform to tokenize real-world assets, starting with gold.
The new GLDY gold-backed digital token represents fractional interests in a Cayman SPV that holds vaulted gold and participates in gold leasing, with subscriptions now open to accredited and qualified investors. To fund this strategy, Streamex completed a $40.25 million underwritten equity offering in early 2026 and put in place a secured convertible debenture facility with Yorkville, issuing two $25 million tranches in late 2025 before fully repaying them in February 2026.
The company continues to own majority stakes in ViralClear and BioSig AI and holds an extensive patent portfolio around its PURE EP cardiac signal processing platform, though these healthcare businesses are no longer its primary strategic focus.
Streamex Corp. entered into voluntary one-year lock-up agreements with its co-founders, Chief Executive Officer Henry McPhie and Executive Chairman Morgan Lekstrom. For one year from March 26, 2026, they agreed not to sell or transfer any Streamex common stock or related convertible securities, subject to limited exceptions such as bona fide gifts and transfers to certain family-related entities.
The company also clarified that third-party posts about an alleged March 24, 2026 lock-up expiration and 89,833,535 shares under lock-up were inaccurate. It stated that earlier, customary 60-day lock-ups covered 42,887,599 shares, including 21,014,450 shares held by McPhie and 20,707,421 held by Lekstrom, and that shares issued in the January 26, 2026 financing were freely tradable at closing.
Plummer Christine Marie reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. granted its Chief Financial Officer, Christine Marie Plummer, 500,000 shares of common stock in the form of restricted stock units as equity compensation. The RSUs vest in sixteen equal quarterly installments over four years starting on April 1, 2026, contingent on continued service. After this award, she holds 500,000 shares directly.
Streamex Corp.’s Chief Financial Officer files initial ownership report. Christine Marie Plummer, the company’s CFO, submitted a Form 3 as an officer of Streamex Corp. This filing is an initial statement of beneficial ownership and does not report any stock purchases, sales, or other transactions.
Streamex Corp. reported a leadership transition in its finance organization. Ferdinand Groenewald resigned as Chief Financial Officer, effective March 15, 2026, under a Separation Agreement that provides $112,500 in cash severance (six months of base salary), pro-rated 2025 and 2026 bonuses if paid to other senior executives, and up to 12 months of COBRA reimbursement. His prior 500,000 restricted stock units were amended to 301,500 units, all of which, along with 60,000 restricted shares, fully vested on the separation date, and his Streamex shares are subject to a six‑month lock‑up.
The company also agreed to settle certain tax liabilities from earlier restricted stock awards and engaged an affiliate, Groenewald Enterprises LLC, under a six‑month consulting agreement at $20,000 per month. Streamex appointed Christine Plummer, a veteran finance executive with senior roles at Coinbase, MSCI and Morgan Stanley, as the new Chief Financial Officer under an employment agreement providing a $350,000 base salary, eligibility for an annual bonus, and a grant of 500,000 RSUs vesting quarterly over 48 months, along with severance and accelerated vesting protections for certain terminations and change in control events.
Streamex Corp. director Shawn Matthews filed an initial ownership report showing 100,000 shares of common stock held directly. The filing notes a restricted stock award granted on March 3, 2026 under the company’s 2023 Long-Term Incentive Plan, based on a closing price of $2.06 per share.
Streamex Corp. announced the appointment of Shawn Matthews, founder and CIO of Hondius Capital Management and former CEO of Cantor Fitzgerald & Co., as an independent director and member of its Compensation Committee. His term runs until the next annual stockholder meeting or until a successor is elected.
Under an offer letter dated March 3, 2026, Matthews will receive non-employee director pay consistent with company policy, including a $40,000 annual cash retainer, an additional $25,000 annual retainer for each Board committee he serves on, and a restricted stock award of 100,000 common shares. He is eligible for further annual equity awards and will receive standard director indemnification and directors and officers liability insurance coverage.
Marciano Anthony Mark reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. director Marciano Anthony Mark received a grant of 100,000 shares of common stock as a restricted stock award on February 23, 2026. The award was issued under Streamex’s 2023 Equity Incentive Plan at no purchase price, using a $2.15 closing share price for valuation.
Streamex Corp.'s Executive Chairman, Morgan Lee Lekstrom, reported an open-market purchase of common stock. An entity associated with him, All Mine Consulting Ltd, bought 20,000 shares of Streamex common stock at $2.50 per share on February 18, 2026. A related footnote explains that Lekstrom holds voting and dispositive control over these indirectly held shares, bringing his total indirect ownership to 122,500 shares of common stock.
Streamex Corp. has fully settled its secured convertible debentures with YA II PN, LTD., ending this financing arrangement and related security interests. On February 6, 2026, the holder converted $15,000,000 of principal at $4.00 per share, issuing 3,750,000 common shares under an existing shelf registration.
After the conversion window expired, Streamex prepaid the remaining amounts for a total of $38,902,740, including $35,000,000 of principal, a $3,500,000 prepayment premium, and $402,740 of accrued interest. The company also cancelled its unused Standby Equity Purchase Agreement with Yorkville, describing these steps as removing debt and dilution overhang and leaving a clean balance sheet.
Governance-wise, co-founder and Chairman Morgan Lekstrom has been appointed Executive Chairman and joins the executive leadership team, with compensation details to be determined. Streamex also filed a prospectus supplement to register for resale 2,443,750 previously issued common shares held by Terra Capital Natural Resources Fund Pty Ltd.