Welcome to our dedicated page for SunOpta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. SEC filings document the completed acquisition of the company by an affiliate of Refresco, the related treatment of common shares, and the resulting change in public-company status. The Form 25 records the removal of SunOpta common shares from Nasdaq listing and Section 12(b) registration, while the Form 15 records the termination or suspension of Exchange Act registration and reporting obligations for the common shares.
Other filings include Form 8-K material-event reports covering the arrangement agreement, shareholder voting matters, capital-structure disclosures, governance matters, and operating and financial results. These records also capture SunOpta’s historical status as a Canadian corporation with common shares traded under STKL on Nasdaq and SOY on the Toronto Stock Exchange before the corporate-status transition.
SunOpta Inc. (STKL) Form 4 – Director share acquisition
On 07/25/2025, director Rebecca Fisher received additional equity compensation:
- Common shares: 1,916 shares acquired at a deemed price of $6.64 per share (transaction code A). Post-transaction direct ownership rises to 137,999 shares.
- Restricted Stock Units (RSUs): 2,423 RSUs awarded; total RSUs now 20,193. Each RSU converts 1-for-1 into common stock; the units have no expiration date.
The filing notes that the common shares were issued in lieu of cash compensation for board service, signalling an increased equity stake and alignment with shareholders. No dispositions were reported, and the director remains classified as an insider-director only.
SunOpta Inc. (STKL) – Form 4 insider filing dated 28 Jul 2025 reports transactions by director Richard Dean Hollis on 25 Jul 2025.
- Equity received in lieu of cash: 3,534 common shares were issued to Hollis for board service at a stated price of $6.64 per share.
- Post-transaction ownership: Hollis now directly owns 579,888 common shares.
- Derivative grant: 2,423 Restricted Stock Units (RSUs) were awarded, representing a contingent right to receive 20,193 common shares; RSUs carry no exercise price and no stated expiration.
No dispositions occurred and the filing indicates the director remains a non-executive board member. The share issuance is modest relative to Hollis’s existing stake (<1%) and was compensation-related, not an open-market purchase. Overall cash outlay by the insider is zero; nevertheless, the additional equity slightly increases insider alignment with shareholders.
Form 4 snapshot (filed 07/14/2025) for SunOpta Inc. (STKL):
- Reporting insider: Lauren McNamara, SVP Business Management.
- Event date: 07/10/2025.
- RSU conversions (Code M): 1,669 + 679 = 2,348 common shares acquired at $0 exercise cost.
- Share withholding for taxes (Code F): 762 + 310 = 1,072 shares disposed at $6.48 per share to cover statutory withholding.
- Net change: +1,276 shares.
- Ending beneficial ownership: 115,418 common shares held directly.
- Derivative balance: 1,669 & 679 unvested RSUs remain; units vest in three equal annual tranches that began 07/10/2024 and carry no expiration.
No other equity classes, options, or cash transactions were disclosed. Activity appears routine and linked to scheduled RSU vesting rather than open-market trading.