SunOpta Inc. SEC filings document the completed acquisition of the company by an affiliate of Refresco, the related treatment of common shares, and the resulting change in public-company status. The Form 25 records the removal of SunOpta common shares from Nasdaq listing and Section 12(b) registration, while the Form 15 records the termination or suspension of Exchange Act registration and reporting obligations for the common shares.
Other filings include Form 8-K material-event reports covering the arrangement agreement, shareholder voting matters, capital-structure disclosures, governance matters, and operating and financial results. These records also capture SunOpta’s historical status as a Canadian corporation with common shares traded under STKL on Nasdaq and SOY on the Toronto Stock Exchange before the corporate-status transition.
SunOpta Inc. (STKL) – Form 4 insider filing
On 10 July 2025, Chief Human Resources Officer Danielle M. Duzan was granted 24,834 Restricted Stock Units (RSUs). Each RSU represents the contingent right to receive one common share of SunOpta.
- Transaction code: A (award/grant)
- Exercise price: $0.00 (RSUs carry no purchase cost)
- Vesting schedule: three equal annual tranches starting 10 July 2026; full vesting in 2028, subject to continued employment
- Ownership after grant: 24,834 common shares held directly (no indirect holdings reported)
No derivative expiration date is applicable because RSUs convert automatically upon vesting. The filing does not indicate any sale or disposition of shares, and no additional cash compensation details are provided.
For investors, the award modestly increases upcoming share count through future issuance but also aligns the CHRO’s incentives with shareholder interests.
The filing is an SEC Form 3 that records the initial beneficial ownership of securities for Danielle Marie Duzan, newly listed as Chief Human Resources Officer (CHRO) of SunOpta Inc. (ticker: STKL). The event date triggering the report is 06/16/2025, and the form was signed on 06/26/2025 by attorney-in-fact Brett Koch.
According to the disclosure, no non-derivative or derivative securities are currently owned by the reporting person, and there is therefore no table of holdings populated beyond zero. The form is filed on behalf of a single reporting person and indicates direct filing rather than a group submission.
This document is routine for compliance with Section 16(a) and does not contain any financial metrics, transactions, or changes in ownership that would materially affect SunOpta’s capital structure or shareholder dilution.