Every Form 4 that SunOpta, Inc. (STKL) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow STKL and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full STKL filings page.
Oaktree-affiliated entities that were 10% owners of SunOpta Inc. reported fully exiting their position in connection with a completed plan of arrangement between SunOpta and 2786694 Alberta Ltd.
The entities sold 20,651,812 Common Shares at $6.50 per share and disposed of additional interests tied to SunOpta through cash-settled total return swaps referencing 4,404,034 and 871,170 common shares, as well as 2,932,453 Special Shares, Series 2 and 30,000 shares of Series B-1 Preferred Stock. Footnotes state that the Series B-1 Preferred Stock was exchanged into 12,178,666.40 Exchange Shares, which were then transferred to the Purchaser for $6.50 per share. After these transactions, the reporting Oaktree entities list 0 shares held.
SunOpta Inc. senior vice president of supply chain Justin Kobler reported dispositions of his equity in connection with the company’s acquisition. Under an Arrangement Agreement, Purchaser acquired all SunOpta common shares for $6.50 per share in cash. At the effective time, Kobler’s 40,949 common shares, 41,494 stock options with a $3.92 exercise price, 96,656 performance stock units and 31,480 restricted stock units were surrendered to the issuer for cash based on this consideration, and his reported holdings in these securities fell to zero.
SunOpta Inc. senior vice president of sales Jennifer Ann Caro reported dispositions of her equity awards in connection with SunOpta’s acquisition by Pegasus BidCo B.V. Under a court-approved plan of arrangement, all common shares were transferred for cash consideration of $6.50 per share, less withholdings.
Caro disposed of 11,084 common shares back to the issuer and surrendered 48,660 performance stock units and 52,870 restricted stock units, each representing the right to one common share. Eligible RSUs and performance units were exchanged for cash at the same $6.50 per underlying share, while performance units not entitled to consideration were cancelled.
SunOpta Inc. completed an Arrangement under which Pegasus BidCo B.V.’s affiliate acquired all outstanding common shares for $6.50 per share in cash. CFO Greg Gaba disposed of his equity as part of this transaction.
He transferred 127,908 common shares to the purchaser and surrendered multiple stock option grants, including 61,059 options at an exercise price of $3.92 and other grants at exercise prices between $4.73 and $6.35. In-the-money options were exchanged for cash based on the $6.50 consideration, while underwater options were cancelled with no payment.
Gaba also surrendered 138,580 performance stock units and 64,386 restricted stock units, each converted into cash at the same $6.50 per underlying share, subject to withholding. Following these transactions, his reported holdings of SunOpta common stock and related equity awards are shown as zero.
SunOpta Inc. CEO Brian W. Kocher reported the disposition of all his equity interests in connection with SunOpta’s acquisition by Pegasus BidCo B.V. and 2786694 Alberta Ltd. Under a court-approved plan of arrangement, each common share was transferred to the purchaser for $6.50 per share in cash, less withholdings.
Holdings disposed included 84,000 common shares held indirectly through the Brian W Kocher Revocable Trust, additional directly held common shares, stock options, performance stock units and restricted stock units. Each RSU and eligible PSU was surrendered for a cash payment based on the $6.50 per-share consideration, while in-the-money stock options were cashed out at the difference between that consideration and their exercise price. Following these transactions, the filing shows no remaining shares or equity awards for the CEO.
SunOpta Inc. senior vice president Bryan P. Clark disposed of his entire equity position in connection with the company’s acquisition. Under an arrangement where a purchaser acquired all outstanding SunOpta common shares, each share was transferred for $6.50 per share in cash, less applicable withholdings.
Clark disposed of 62,011 common shares and multiple equity awards, including stock options, performance stock units and RSUs, all surrendered at the deal’s effective time. Vested options with exercise prices below $6.50 were cashed out for their spread, while underwater options received no payment. Following these transactions, Clark reported no remaining common shares or derivative awards.
SunOpta Inc. completed an Arrangement in which Pegasus BidCo B.V., through Purchaser 2786694 Alberta Ltd., acquired all outstanding common shares for cash consideration of $6.50 per share. As part of this closing, CIO Robert Duchscher disposed of 24,060 common shares back to the issuer.
He also surrendered stock options covering 35,181 shares at $3.92, 12,784 shares at $6.35, 59,326 shares at $5.91, and 21,502 shares at $4.73, as well as 87,812 performance stock units and 26,974 RSUs. These awards were exchanged for cash based on the $6.50 per-share consideration, with underwater options cancelled, leaving him with no remaining SunOpta equity holdings.
SunOpta Inc. senior vice president Lauren McNamara reported that all of her equity in the company was disposed of in connection with a completed acquisition. Under an Arrangement Agreement, Pegasus BidCo B.V., through a purchaser entity, acquired all outstanding SunOpta common shares for $6.50 per share in cash.
At the effective time of the arrangement, McNamara’s 132,368 common shares were transferred to the purchaser for cash. Her restricted stock units and performance stock units were surrendered for cash equal to the $6.50 consideration per underlying share, subject to withholding. Her stock options were cashed out for any in‑the‑money value, while options with exercise prices at or above $6.50 were cancelled without payment.
Following these issuer dispositions, the filing shows McNamara with zero remaining common shares, options, RSUs, or performance units reported.
SunOpta Inc. completed an Arrangement under which Pegasus BidCo B.V., through Purchaser, acquired all outstanding common shares for $6.50 per share in cash. As part of this deal, General Counsel Christopher McCullough disposed of all his SunOpta equity awards back to the issuer.
He surrendered 29,428 Common Shares, stock options over 33,484 shares at $3.92 and 7,756 shares at $6.35, plus 55,679 performance stock units and 49,984 RSUs. In-the-money awards were cashed out based on the $6.50 Consideration, while out-of-the-money options were cancelled, leaving him with zero SunOpta holdings.
SunOpta Inc. Chief Human Resources Officer Danielle Marie Duzan reported the disposition of all her equity in connection with the company’s sale. Under an Arrangement Agreement among SunOpta, Pegasus BidCo B.V. and 2786694 Alberta Ltd., each common share was transferred for $6.50 per share in cash, before any withholding.
Duzan disposed of 8,402 common shares, as well as 39,668 restricted stock units and 36,267 performance stock units, each tied one-for-one to common shares. At the effective time of the court-approved plan of arrangement, these awards were surrendered for cash based on the same $6.50 consideration, leaving no reported remaining holdings.
SunOpta Inc. director Albert D. Bolles disposed of his equity as part of the company’s sale. On the closing of an Arrangement Agreement with Pegasus BidCo B.V. and 2786694 Alberta Ltd., all of his 233,283 shares of common stock were transferred to the purchaser.
Each share was exchanged for $6.50 in cash, before applicable withholdings. In addition, 20,193 restricted stock units, each representing one common share, were surrendered for a cash payment equal to the same $6.50-per-share consideration for the underlying shares. Following these transactions, Bolles reported no remaining direct holdings.
SunOpta Inc. director David J. Lemmon reported disposing of his stake in connection with SunOpta’s acquisition by Pegasus BidCo B.V. and 2786694 Alberta Ltd. Under a court-approved plan of arrangement, all common shares were transferred for $6.50 per share in cash.
Lemmon disposed of 22,879 common shares directly to the issuer and surrendered 20,193 restricted stock units, each representing one common share, for cash equal to the same $6.50 per underlying share, leaving him with no reported remaining holdings.
SunOpta Inc. director Diego Reynoso reported a full exit from his equity position due to the company’s acquisition. All issued and outstanding common shares of SunOpta were acquired by Pegasus BidCo B.V.’s affiliate for $6.50 per share in cash under a court-approved plan of arrangement.
Reynoso disposed of 63,147 common shares and 20,193 restricted stock units, each RSU representing one common share. At the effective time of the transaction, his RSUs were surrendered for cash based on the same $6.50 per-share consideration, leaving him with no reported remaining common shares or RSUs.
SunOpta Inc. director Hollis Richard Dean reported disposing of his equity as part of the company’s acquisition. Under an Arrangement Agreement among SunOpta, Pegasus BidCo B.V. and 2786694 Alberta Ltd., all issued and outstanding common shares were acquired for $6.50 per share in cash, less withholdings.
Dean’s 589,862 common shares were transferred to the purchaser, and his 20,193 restricted stock units were surrendered at the effective time of the arrangement. Each RSU was exchanged for a cash payment equal to the same per-share consideration as the underlying common stock, subject to applicable withholding.
SunOpta Inc. director Mahes Wickramasinghe disposed of all equity holdings in connection with a cash acquisition of the company. A purchaser acquired all issued and outstanding SunOpta common shares for $6.50 per share in cash under a court-approved plan of arrangement.
Wickramasinghe transferred 51,218 common shares and surrendered 35,476 restricted stock units, each RSU representing the right to one common share, for cash equal to the same $6.50 per share consideration, leaving no remaining common shares or RSUs reported following the transactions.
SunOpta Inc. director Rebecca Fisher reported disposing of her entire SunOpta equity position in connection with the company’s acquisition. Under a court-approved statutory plan of arrangement, all issued and outstanding common shares were transferred to Pegasus BidCo B.V.’s affiliate for $6.50 per share in cash.
Fisher’s filing shows the disposition of 145,138 common shares, along with stock options and restricted stock units that were cashed out. Each RSU was exchanged for a cash payment equal to $6.50 per underlying share, and each stock option was paid out based on the excess of the $6.50 consideration over its $3.25 exercise price. Following these transactions, the filing reports that Fisher no longer holds SunOpta common shares or related equity awards.
SunOpta Inc. director Leslie Starr Keating reported disposing of her equity in connection with the company’s acquisition. All 148,311 shares of Common Stock were transferred to a purchaser entity under a court-approved plan of arrangement for $6.50 per share in cash, before withholdings.
In addition, 39,740 Restricted Stock Units, each representing one common share, were surrendered for cash based on the same $6.50 consideration per underlying share, subject to any withholding. 5,830 stock options with a $3.25 exercise price were also surrendered for a cash payment equal to the difference between $6.50 and the exercise price, multiplied by the number of option shares, while any options with exercise prices at or above $6.50 were cancelled without payment. Following these transactions, the filing shows Keating with no remaining SunOpta common shares or related derivative awards.
Wickramasinghe Mahes reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Mahes Wickramasinghe received an award of 1,440 Common Shares on April 17, 2026. The shares were issued in lieu of cash for service on the board of directors, reflecting stock-based compensation rather than an open-market purchase. Following this grant, the director directly holds 51,218 Common Shares.
KEATING LESLIE STARR reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Leslie Starr Keating received a grant of 3,332 Common Shares on April 17, 2026 at an indicated value of $6.47 per share. The shares were issued in lieu of cash for service on the board of directors, reflecting stock-based compensation rather than an open-market purchase. Following this award, Keating directly holds 148,311 Common Shares of SunOpta, indicating the transaction is a modest, routine adjustment to an existing equity position.
Reynoso Diego reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Diego Reynoso received a grant of 3,775 Common Shares on April 17, 2026 at a reported value of $6.47 per share. The shares were issued in lieu of cash for his service on the board of directors and are compensation, not an open-market purchase. Following this award, he directly holds 63,147 Common Shares.
Lemmon David J reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director David J. Lemmon received a grant of 2,362 Common Shares on April 17, 2026 at a value of $6.47 per share. The shares were issued in lieu of cash for his service on the board of directors. Following this award, he directly holds 22,879 Common Shares.
Hollis Richard Dean reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Hollis Richard Dean received a grant of 3,197 Common Shares on April 17, 2026 at a value of $6.47 per share. The shares were issued in lieu of cash for service on the board of directors. Following this award, Dean directly holds 589,862 Common Shares.
Fisher Rebecca reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Rebecca Fisher received an award of 3,466 Common Shares on April 17, 2026 at a value of $6.47 per share. These shares were issued in lieu of cash for her service on the board of directors, bringing her direct holdings to 145,138 Common Shares.
Bolles Albert D. reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Albert D. Bolles received a grant of 1,637 Common Shares on April 17, 2026, valued at $6.47 per share. The shares were issued in lieu of cash for his service on the board of directors and represent equity-based compensation rather than an open-market purchase. Following this grant, he directly holds 233,283 Common Shares.
SunOpta Inc. General Counsel Christopher McCullough exercised restricted stock units and settled related taxes using shares. On April 14, 2026, he converted 17,147 Restricted Stock Units into the same number of common shares. The company then withheld 7,820 common shares at $6.48 per share to satisfy income tax withholding obligations, which is recorded as a disposition but not an open-market sale. After these transactions, McCullough directly owned 29,428 common shares. Footnotes state each RSU represents one share, the RSUs vest in three equal annual installments beginning on April 14, 2026 subject to continued employment, and they do not have an expiration date.
SunOpta Inc. CEO Brian W. Kocher reported routine equity compensation activity involving Restricted Stock Units (RSUs) and common shares. On April 11, 2026, 34,102 RSUs were exercised into an equal number of common shares, reflecting the conversion of a derivative security into stock.
The company then withheld 9,498 common shares at a price of $6.48 per share to satisfy income tax withholding obligations related to the RSU vesting, which is not an open‑market sale. Following these transactions, Kocher directly holds 213,211 common shares and 68,205 RSUs, which vest in three equal annual installments beginning on April 11, 2026, subject to continued employment.
SunOpta Inc. SVP of Sales Jennifer Ann Caro reported routine equity compensation activity. She exercised 9,951 Restricted Stock Units into 9,951 Common Shares on April 11, 2026. Of these, 4,442 shares were withheld by the company at $6.48 per share to cover income tax obligations, leaving her with 11,084 Common Shares held directly.
Each Restricted Stock Unit represents a right to receive one SunOpta common share and does not have an expiration date. The RSUs vest in three equal annual installments beginning on April 11, 2026, contingent on her continued employment through each vesting date.
SunOpta Inc. CFO Greg Gaba exercised 9,611 Restricted Stock Units into an equal number of Common Shares on April 11, 2026. Each Restricted Stock Unit represents a right to receive one SunOpta common share.
To cover income tax withholding on this vesting, 4,390 Common Shares were withheld by the company at $6.48 per share, a tax-withholding disposition rather than an open-market sale. Following these transactions, Gaba directly holds 127,908 Common Shares and 19,221 Restricted Stock Units.
The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026, conditioned on Gaba’s continued employment, and they do not have an expiration date.
SunOpta Inc. CHRO Danielle Marie Duzan reported routine equity compensation activity involving Restricted Stock Units (RSUs). She exercised RSUs covering 7,417 common shares at a stated price of $0.00 per share, converting them into common shares. In connection with the RSU vesting, the company withheld 3,378 common shares at $6.48 per share to cover income tax obligations, which is recorded as a deemed disposition rather than an open-market sale. After these transactions, she directly holds 8,402 common shares and 14,834 RSUs, which are scheduled to vest in three equal annual installments beginning on April 11, 2026, subject to continued employment, and the RSUs have no expiration date.
SunOpta Inc. SVP, Supply Chain Justin Kobler exercised restricted stock units and settled related taxes using shares. On April 11, 2026, he converted 6,531 Restricted Stock Units into 6,531 Common Shares at a stated price of $0.00 per share.
The company then withheld 2,979 Common Shares at $6.48 per share to satisfy income tax withholding requirements tied to the RSU vesting. After these transactions, Kobler directly held 40,989 Common Shares and 13,063 Restricted Stock Units, each representing a contingent right to receive one SunOpta common share.
SunOpta Inc. senior vice president Bryan P. Clark exercised restricted stock units into common shares in a routine compensation-related transaction. He converted 6,283 Restricted Stock Units into 6,283 Common Shares, each RSU representing a contingent right to receive one SunOpta common share.
The company withheld 2,866 Common Shares at a price of $6.48 per share to cover income tax obligations tied to the RSU vesting, which is treated as a deemed disposition rather than an open‑market sale. After these transactions, Clark holds 62,011 Common Shares directly and 12,567 Restricted Stock Units, which vest in three equal annual installments beginning on April 11, 2026, subject to his continued employment.
SunOpta Inc. senior vice president Lauren McNamara exercised equity awards and settled related taxes in shares. On April 11, 2026, she converted 6,201 Restricted Stock Units into an equal number of common shares. To cover income tax withholding on the RSU vesting, 2,828 common shares were withheld at a price of $6.48 per share.
Following these transactions, McNamara directly held 132,069 common shares and 12,401 Restricted Stock Units. Each RSU represents a contingent right to receive one SunOpta common share. The RSUs vest in three equal annual installments beginning on April 11, 2026, subject to her continued employment, and do not have an expiration date.
SunOpta Inc. CIO Robert Duchscher reported a routine equity compensation event involving Restricted Stock Units (RSUs) and common shares. On April 11, 2026, he exercised 5,538 RSUs, receiving an equivalent 5,538 common shares at a $0.00 exercise price. To satisfy income tax withholding requirements tied to this RSU vesting, the company withheld 2,725 common shares at $6.48 per share as a deemed disposition, rather than an open‑market sale. Following these transactions, Duchscher directly holds 24,060 common shares and 11,075 RSUs, each RSU representing a contingent right to one common share. The RSUs vest in three equal annual installments beginning on April 11, 2026, subject to his continued employment, and they do not have an expiration date.
SunOpta Inc. General Counsel Christopher McCullough exercised 5,271 Restricted Stock Units, receiving an equal number of common shares at an exercise price of $0.00 per share. Each Restricted Stock Unit represents a contingent right to receive one SunOpta common share.
To cover income tax withholding on the RSU vesting, the company withheld 2,404 common shares at a price of $6.48 per share, a tax-withholding disposition rather than an open-market sale. After these transactions, McCullough directly holds 20,101 common shares and 10,541 Restricted Stock Units. The RSUs vest in three equal annual installments beginning on April 11, 2026 and do not have an expiration date.
SunOpta Inc. SVP Lauren McNamara increased her direct stake through RSU vesting and tax withholding. On April 1, 2026, 12,531 Restricted Stock Units converted into 12,531 common shares of SunOpta Inc. Each RSU represented a right to receive one common share.
To cover income tax withholding on the RSU vesting, 5,715 common shares were withheld by the company at a price of $6.49 per share, recorded as a tax-withholding disposition rather than an open-market sale. After these transactions, McNamara directly owned 128,696 common shares. The RSUs vest in three equal annual installments beginning on April 1, 2025, subject to her continued employment, and do not have an expiration date.
SunOpta Inc. CIO Robert Duchscher exercised 5,013 Restricted Stock Units into an equal number of common shares on April 1, 2026. These RSUs convert into one common share each and are part of a three-year vesting schedule beginning April 1, 2025.
To cover income tax withholding on the vesting, the company withheld 2,467 common shares at $6.49 per share, a tax-withholding disposition rather than an open-market sale. After these transactions, Duchscher directly holds 21,247 common shares and 5,012 Restricted Stock Units, reflecting a routine compensation-related equity event.
SunOpta Inc. senior vice president Lauren McNamara exercised 13,905 Performance Stock Units, receiving the same number of common shares. These units converted on a one-for-one basis into SunOpta common stock.
To cover income tax withholding on the vesting, the company withheld 6,453 common shares at $6.47 per share. After these transactions, McNamara directly holds 121,880 common shares. This total includes 1,318 shares previously purchased through the company’s Employee Stock Purchase Plan that had not been reported earlier. The filing reflects a compensation-related vesting and associated tax withholding rather than an open-market trade.
SunOpta Inc. General Counsel Christopher McCullough exercised performance-based equity awards and had shares withheld for taxes. On 2026-03-24, he exercised 11,747 Performance Stock Units, receiving the same number of Common Shares at an exercise price of $0.00 per share. To cover income tax withholding on the vesting, 5,584 Common Shares were withheld by the company at a price of $6.47 per share, which is treated as a tax-withholding disposition, not an open-market sale. After these transactions, he directly owned 17,234 Common Shares, a figure that includes 1,141 shares purchased earlier through the company’s Employee Stock Purchase Plan that had not been previously reported.
SunOpta Inc. senior vice president of business management Lauren McNamara exercised 13,905 Performance Stock Units into an equal number of common shares on 2026-03-24. Each unit represented a right to receive one common share.
To cover income tax withholding on the vesting, 6,453 common shares were withheld by the company at a price of $4.12 per share, a non-market, tax-related disposition. After these transactions, McNamara directly owned 121,880 common shares, which the disclosure notes includes 1,318 shares previously acquired through the employee stock purchase plan.
SunOpta Inc. CHRO Danielle Marie Duzan reported the vesting and exercise of 7,076 Performance Stock Units, which converted into the same number of common shares. To cover income tax withholding on this vesting, the company withheld 2,713 common shares, leaving her with 4,363 common shares held directly. The tax withholding is an administrative disposition, not an open-market sale.
SunOpta Inc. senior vice president of sales Jennifer Ann Caro exercised 8,569 Performance Stock Units, converting them into the same number of common shares at a stated price of $0.0000 per share. Each unit represents a right to receive one SunOpta common share.
To cover income tax withholding on the vesting, 2,994 common shares were withheld by the company at $6.47 per share, a non-market tax-withholding disposition. After these transactions, Caro directly holds 5,575 common shares of SunOpta.
SunOpta Inc. senior vice president of supply chain Justin Kobler exercised 12,236 Performance Stock Units into common shares. Each unit converted into one SunOpta common share at no exercise price. To cover income tax withholding on this vesting, 5,586 common shares were withheld by the company at a price of $6.47 per share, rather than sold on the open market. After these compensation-related transactions, Kobler directly holds 37,437 SunOpta common shares, and the reported Performance Stock Units have been fully exercised.
SunOpta Inc. senior vice president Bryan P. Clark exercised 14,091 Performance Stock Units, receiving an equal number of common shares. These units represented a right to one SunOpta common share each. To cover income tax withholding on the vesting, 6,519 common shares were withheld by the company at $6.47 per share. After these transactions, Clark directly holds 58,594 common shares, and no Performance Stock Units remain outstanding from this award. The activity reflects compensation-related vesting, not open-market buying or selling.
SunOpta Inc. CIO Robert Duchscher reported a compensation-related share transaction involving performance stock units. On 2026-03-24, he exercised 14,610 Performance Stock Units, each convertible into one common share, receiving the same number of Common Shares at a stated exercise price of $0.0000 per share.
To cover income tax withholding tied to this vesting, 7,231 Common Shares were withheld by the company at a price of $6.4700 per share, a non-market, tax-withholding disposition. After these transactions, Duchscher directly owned 18,701 Common Shares of SunOpta.
SunOpta Inc. CFO Greg Gaba exercised 21,553 Performance Stock Units, receiving the same number of Common Shares. These PSUs each represented a contingent right to one common share. To cover income tax withholding on the vesting, 9,836 Common Shares were withheld by the company at a value of $6.47 per share. After these transactions, Gaba directly holds 122,687 Common Shares, reflecting a routine compensation-related vesting and associated tax withholding rather than an open-market purchase or sale.
SunOpta Inc. CEO Brian W. Kocher exercised performance stock units that vested into 61,804 Common Shares of STKL. Each unit converted one-for-one into a common share.
To cover income tax withholding on this vesting, 18,913 Common Shares were withheld by the company at $6.47 per share. After these transactions, Kocher directly holds 188,607 Common Shares, reflecting a net increase in his direct equity position from this compensation event.
SunOpta Inc. SVP of Supply Chain Justin Kobler exercised 10,000 restricted stock units (RSUs) into 10,000 common shares on March 12, 2026. Each RSU represents a right to receive one STKL common share.
To cover income tax withholding from the RSU vesting, 5,134 common shares were deemed disposed of and withheld by the company at a price of $6.44 per share, rather than sold on the open market. After these transactions, Kobler directly holds 30,787 common shares, which include 1,379 shares acquired under the STKL stock purchase plan between December 2025 and March 4, 2026. The RSUs vest in three equal annual installments beginning on March 12, 2025 and do not have an expiration date.
SunOpta Inc. director David J. Lemmon reported equity compensation activity involving restricted stock units and common shares. On May 29, 2025, he was granted 17,770 Restricted Stock Units, each representing a contingent right to receive one SunOpta common share and having no expiration date. On the same date, 14,023 Restricted Stock Units were exercised and converted into 14,023 common shares at a stated price of $0.00 per share, leaving 16,634 common shares held directly after the transactions. The filing is an amendment to add a transaction that was inadvertently omitted from the original Form 4, and it states that no additional transactions occurred after the original filing date.
SunOpta director Mahes Wickramasinghe received 1,467 common shares as stock compensation at $6.39 per share. The shares were issued on February 9, 2026 in lieu of cash for serving on the board of directors. Following this award, he directly holds 49,778 SunOpta common shares.
SunOpta Inc. director Leslie Starr Keating received additional company stock as board compensation. On 02/09/2026, Keating acquired 6,768 SunOpta common shares at $6.39 per share through a grant, rather than cash, for service on the board of directors.
Following this award, Keating directly holds 144,979 common shares of SunOpta. This transaction reflects equity-based compensation and does not represent an open-market share purchase or sale.