[144/A] The ONE Group Hospitality, Inc. SEC Filing

Rhea-AI Filing Summary

On 07/01/2025, Moelis & Company (MC) filed a Form 4 reporting equity awards to non-employee director Laila Worrell. The filing discloses two acquisitions of restricted stock units (RSUs):

• 1,681 2025 Annual RSUs that vested immediately on the grant date; settlement is scheduled within 60 days after 07/01/2027.
• 1,841 2025 Elective RSUs that vest in four equal quarterly tranches through 07/01/2026; each tranche settles within 60 days of vesting.

Each RSU converts into one share of Class A common stock. The awards were valued at an average share price of $62.45, calculated from the five trading days ended 06/30/2025. No shares were sold or transferred, and all ownership is reported as direct. Following the grants, Worrell beneficially owns 3,522 RSUs, modestly increasing insider equity and reinforcing alignment with shareholder interests. The overall dilution potential is immaterial relative to the company’s outstanding share count, making this a routine compensation-related disclosure rather than a market-moving event.

Positive

• Director received 3,522 RSUs, modestly increasing insider ownership and aligning board incentives with shareholder value.

Negative

• Future share dilution will occur when RSUs settle, although the impact is immaterial given the company’s share base.

Insights

Securities Analyst

Routine RSU grant; minimal market impact expected.

The combined 3,522-unit award is valued at roughly $0.22 million using the $62.45 reference price and represents well under 0.01% of Moelis & Co.’s shares outstanding. Because the units either vested immediately (annual grant) or will vest quarterly over the next year (elective grant), any dilution will be staggered and negligible. The transaction involves no open-market buying or selling, limiting its signaling value regarding insider sentiment. Investors should view the filing as standard board compensation rather than a catalyst affecting earnings, cash flow, or valuation.

Corporate Governance Expert

Equity grant strengthens board-shareholder alignment.

Issuing stock-settled awards to outside directors is common practice among U.S. listed companies. By tying a portion of compensation to total shareholder return, Moelis & Co. enhances incentive alignment and reinforces governance best practices. The settlement delay to 2026–2027 promotes longer-term oversight. There are no red flags such as accelerated vesting or unusual pricing; the $62.45 average price is formulaic and transparent. From a governance standpoint the disclosure is positive but not transformative, hence a neutral materiality assessment.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	MS Howells & Co. 23350 N. Pima Rd. Scottsdale AZ 85255	515000	2132100.00	30902798	06/27/2025	NASDAQ
Common Stock	Charles Schwab & Co. Inc. 3000 Schwab Way Westlake TX 76262	515000	2132100.00	30902798	06/27/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/31/2017	Open Market Purchase	Open Market Purchase			1030000	03/31/2017	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kanen Wealth Management, LLC 6810 Lyons Technology Circle STE 160 Coconut Creek FL 33073	Common Stock	06/27/2025	24431	112627.00

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many RSUs did Moelis & Co (MC) director Laila Worrell acquire on 07/01/2025?

She acquired 3,522 RSUs (1,681 Annual RSUs and 1,841 Elective RSUs).

What is the vesting schedule for the 2025 Annual RSUs granted to the MC director?

The 1,681 Annual RSUs vested immediately on 07/01/2025 and will settle within 60 days after 07/01/2027.

When do the 2025 Elective RSUs granted to the Moelis & Co director fully vest?

They vest in four equal parts at the start of each quarter, concluding on 07/01/2026, with settlement within 60 days of each vesting date.

At what reference price were the RSUs valued in the Form 4?

The RSUs were valued at $62.45, the average closing price of MC’s Class A shares during the five trading days ended 06/30/2025.

Did the Form 4 report any sale of Moelis & Co shares by the director?

No. The filing shows only acquisitions of RSUs and no dispositions.

How many MC shares does Laila Worrell own after the reported transactions?

She directly holds 3,522 RSUs, each convertible into one Class A share, with no other ownership reported.