[Form 3] ONE Group Hospitality, Inc. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Nicole Thaung, Chief Financial Officer of ONE Group Hospitality, Inc. (ticker STKS), filed an initial Form 3 disclosing direct ownership of 43,298 shares of the company's common stock. The event date is 09/08/2025 and the form bears the reporting signature dated 09/22/2025. This filing records a routine officer disclosure of beneficial ownership and does not list any derivative holdings.

Insights

Financial Analyst

TL;DR: Routine insider disclosure showing modest direct ownership by the CFO, no derivatives reported.

The Form 3 documents an initial beneficial ownership position by the Chief Financial Officer of 43,298 common shares. For a public company, this is a standard Section 16 filing required after an officer becomes a reporting person. There are no options, warrants, or other derivative instruments disclosed, which suggests the filing captures only existing direct share ownership rather than compensatory equity awards or recent exercises.

Corporate Governance Expert

TL;DR: Standard governance transparency filing; records compliance with Section 16 reporting obligations.

The submission reflects compliance with reporting rules and provides investors with officer ownership transparency. The disclosure includes the reporting person’s address and title and is signed, fulfilling formal requirements. No amendments or complex ownership structures are present, so the filing carries no immediate governance red flags.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Thaung Nicole

(Last) (First) (Middle)

1624 MARKET ST., STE 311

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2025

3. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [ STKS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	43,298	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nicole Thaung	09/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Nicole Thaung report on the Form 3 for ONE Group (STKS)?

The Form 3 reports that Nicole Thaung, the company’s Chief Financial Officer, directly owns 43,298 shares of ONE Group common stock.

When is the event date and signature date on the Form 3 for STKS?

The event requiring the statement is dated 09/08/2025 and the Form 3 is signed by the reporting person on 09/22/2025.

Does the Form 3 for ONE Group (STKS) disclose any derivative securities?

No. The filing lists no derivative securities such as options, warrants, or convertible instruments; only direct common stock is reported.

What is the reporting person’s role at ONE Group in this filing?

The filing identifies the reporting person, Nicole Thaung, as the company’s Chief Financial Officer.

Does the Form 3 indicate joint or group filing for these shares?

No. The filing indicates it is a Form filed by One Reporting Person, not a joint filing.