STKS CFO shares withheld for tax on RSU vesting

ONE Group Hospitality, Inc. Chief Financial Officer Nicole Thaung had 3,203 shares of common stock withheld at $2.00 per share to cover tax liabilities arising from the vesting of 8,507 restricted stock units.

Rhea-AI Filing Summary

ONE Group Hospitality, Inc. Chief Financial Officer Nicole Thaung had 3,203 shares of common stock withheld at $2.00 per share to cover tax liabilities arising from the vesting of 8,507 restricted stock units. After this routine tax-withholding disposition, she directly holds 138,816 shares of common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 3,203 shares

Exercise Price or Tax Liability 1 txn

Insider Thaung Nicole

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	3,203	$2.00	$6K

Holdings After Transaction: Common Stock — 138,816 shares (Direct)

Footnotes (1)

1. F1. Reflects shares withheld on tax liability upon the vesting of 8,507 restricted stock units.

Key Figures

Shares withheld for taxes: 3,203 shares Withholding price: $2.00 per share Shares held after transaction: 138,816 shares +1 more

4 metrics

Shares withheld for taxes 3,203 shares Common stock withheld at $2.00 per share for tax liability

Withholding price $2.00 per share Value used to calculate tax-withholding disposition on common stock

Shares held after transaction 138,816 shares Direct common stock holdings of CFO following tax withholding

RSUs vested 8,507 units Restricted stock units whose vesting triggered the tax liability

Key Terms

restricted stock units, tax liability, tax-withholding disposition

3 terms

restricted stock units financial

"Reflects shares withheld on tax liability upon the vesting of 8,507 restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax liability financial

"Reflects shares withheld on tax liability upon the vesting of 8,507 restricted stock units."

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition" for code F"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ONE Group Hospitality (STKS) disclose in Nicole Thaung’s latest Form 4?

ONE Group Hospitality reported that CFO Nicole Thaung had 3,203 common shares withheld at $2.00 per share to satisfy taxes on vesting restricted stock units. This is a compensation-related tax-withholding event, not an open-market stock sale or purchase.

How many ONE Group Hospitality (STKS) shares were withheld for Nicole Thaung’s taxes?

The filing shows 3,203 shares of ONE Group Hospitality common stock were withheld at $2.00 per share. These shares covered tax liabilities triggered when 8,507 restricted stock units vested, a standard mechanism for settling equity award taxes.

How many ONE Group Hospitality (STKS) shares does Nicole Thaung hold after this transaction?

After the tax-withholding disposition, CFO Nicole Thaung directly holds 138,816 shares of ONE Group Hospitality common stock. This figure reflects her remaining equity position following the withholding of 3,203 shares to cover taxes on vested restricted stock units.

Was Nicole Thaung’s ONE Group Hospitality (STKS) Form 4 an open-market sale?

No, the Form 4 describes a tax-withholding disposition, not an open-market sale. Shares were withheld by the company at $2.00 per share to satisfy tax obligations on vesting restricted stock units, a common feature of executive equity compensation programs.

What triggered the tax withholding in Nicole Thaung’s ONE Group Hospitality (STKS) filing?

The tax withholding was triggered by the vesting of 8,507 restricted stock units granted to CFO Nicole Thaung. When these units vested, 3,203 underlying shares were withheld at $2.00 per share to cover associated tax liabilities, as noted in the Form 4 footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 04/15/2026 - 05:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thaung Nicole

(Last) (First) (Middle)

1624 MARKET ST., STE 311

(Street)

DENVER COLORADO 80202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [ STKS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/15/2026		F		3,203	D	$2(1)	138,816	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares withheld on tax liability upon the vesting of 8,507 restricted stock units.

	/s/ Christi Hing, Attorney-in-Fact	04/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)