STOCK TITAN

Director Michael Serruya granted 15,547 ONE Group (STKS) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Serruya Michael reported acquisition or exercise transactions in this Form 4 filing.

ONE Group Hospitality director Michael Serruya received a grant of 15,547 shares of Common Stock at no cost, increasing his direct holdings to 337,843 shares. He also has an additional 147,712 shares reported as indirectly owned through MOS Holdings, Inc. as of the transaction date.

Positive

  • None.

Negative

  • None.
Insider Serruya Michael
Role null
Type Security Shares Price Value
Grant/Award Common Stock 15,547 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 337,843 shares (Direct, null); Common Stock — 147,712 shares (Indirect, By MOS Holdings, Inc.)
Footnotes (1)
Share grant 15,547 shares Common Stock award at $0.0000 per share on June 30, 2026
Direct holdings after grant 337,843 shares Common Stock directly owned following the award
Indirect holdings 147,712 shares Common Stock held indirectly through MOS Holdings, Inc.
Award price $0.0000 per share Reported price for the 15,547-share grant
Acquisition transactions 1 transaction Grant/award acquisition of Common Stock
grant/award acquisition financial
"transaction_action: "grant/award acquisition" for the 15,547-share entry"
indirect ownership financial
"ownership_type: "indirect" with nature_of_ownership "By MOS Holdings, Inc.""
Common Stock financial
"security_title: "Common Stock" for both reported holdings"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
total shares following transaction financial
"total_shares_following_transaction: "337843.0000" shown for direct holdings"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Serruya Michael

(Last)(First)(Middle)
1624 MARKET ST
STE 311

(Street)
DENVER COLORADO 80202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [ STKS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026A15,547A$0337,843D
Common Stock147,712IBy MOS Holdings, Inc.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Christi Hing, Attorney-in-Fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did STKS director Michael Serruya report?

Director Michael Serruya reported receiving a grant of 15,547 shares of ONE Group Hospitality Common Stock at no cost. This award increased his directly held stake while also being reported alongside a separate indirect holding through MOS Holdings, Inc.

How many ONE Group Hospitality (STKS) shares does Michael Serruya now hold directly?

After the reported grant, Michael Serruya directly holds 337,843 shares of ONE Group Hospitality Common Stock. This figure reflects his position following the 15,547 share award and provides context for the size of the new grant relative to his existing stake.

What is the size and price of the STKS share award to Michael Serruya?

Michael Serruya received an award of 15,547 ONE Group Hospitality Common Stock shares at a price of $0.0000 per share. This indicates a compensation-related grant rather than an open-market purchase, as no cash payment per share was involved in the transaction.

Does Michael Serruya have indirect ownership of ONE Group Hospitality (STKS) shares?

Yes. The filing reports 147,712 ONE Group Hospitality Common Stock shares as indirectly owned by Michael Serruya through MOS Holdings, Inc. This indirect position is listed separately from his direct holdings and reflects shares attributed to an affiliated entity.

Was the STKS transaction a market buy or a compensation grant?

The transaction is classified as a grant or award acquisition, not a market purchase. The 15,547 ONE Group Hospitality shares were recorded at a price of $0.0000 per share, signaling a compensation-related issuance rather than an open-market buy or sell.