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ONE Group (STKS) Form 4: Minimal Share Change in CFO’s Holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

On 05-Aug-2025, The ONE Group Hospitality (STKS) Chief Financial Officer Tyler Loy filed a Form 4 covering an automatic share withholding tied to equity compensation. On 04-Aug-2025, the company withheld 390 common shares at an implied price of $3.20 (transaction code “F”) to satisfy tax obligations triggered by the vesting of 891 restricted stock units.

Because the transaction was tax-related and executed directly by the issuer, no cash was realized by the insider and no discretionary open-market trading occurred. Following the withholding, Loy’s direct ownership stands at 209,379 shares, a marginal decrease of roughly 0.2 % from the pre-settlement level. Such routine Form 4 activity generally carries low informational value for investors, as it does not signal a change in the insider’s sentiment regarding the company’s prospects.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine tax withholding; no directional signal, ownership barely changes.

Transaction code F indicates shares surrendered to cover payroll taxes upon RSU vesting—common practice across U.S. issuers. The CFO’s economic exposure drops by only 390 shares, leaving him with 209,379 shares, still a meaningful stake. Absence of open-market selling or buying suggests neutral sentiment. Given the small size (≈$1.2 k market value) and mechanical nature, I view the filing as not impactful to STKS’s investment thesis.

Insider Loy Tyler
Role CHIEF FINANCIAL OFFICER
Type Security Shares Price Value
Exercise Price or Tax Liability Common Stock 390 $3.20 $1K
Holdings After Transaction: Common Stock — 209,379 shares (Direct)
Footnotes (1)
  1. F1. Reflects shares withheld on tax liability upon the vesting of 891 restricted stock units.

FAQ

What insider transaction did STKS disclose on the 2025 Form 4?
STKS reported that CFO Tyler Loy had 390 shares withheld on 04-Aug-2025 to pay taxes on vested RSUs.

How many STKS shares does CFO Tyler Loy own after the transaction?
After the withholding, Loy directly owns 209,379 common shares of The ONE Group Hospitality.

What does transaction code “F” mean on a Form 4 filing?
Code “F” indicates shares were withheld by the issuer to cover tax obligations related to equity-based compensation.

Was this an open-market sale of STKS shares?
No. The shares were withheld by the company for taxes; the insider received no cash and did not actively sell shares.

Does the filing signal positive or negative insider sentiment toward STKS?
Because it is a routine, non-discretionary tax withholding, the filing is considered neutral regarding insider sentiment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Loy Tyler
(Last) (First) (Middle)
1624 MARKET ST
STE 311
(Street)
DENVER CO 80202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [ STKS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/04/2025 F 390(1) D $3.2 209,379 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares withheld on tax liability upon the vesting of 891 restricted stock units.
/s/ Christi Hing, Attorney-in-Fact 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR