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[Form 4] The ONE Group Hospitality, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 filing overview – The ONE Group Hospitality, Inc. (STKS)

Director Susan Lintonsmith reported a change in ownership effective 30 June 2025. The filing shows the acquisition of 6,481 shares of common stock at a stated price of $0.00 per share. After this transaction, the director now beneficially owns 72,565 shares held directly.

  • Transaction type: Code “A” (acquisition)
  • Ownership form: Direct
  • No derivative securities were reported in Table II

The filing was signed by Attorney-in-Fact Christi Hing on 1 July 2025.

Positive
  • Director increased her direct shareholdings by 6,481 shares, enhancing alignment with shareholder interests.
Negative
  • None.

Insights

TL;DR Small, routine insider acquisition signals incremental alignment but is unlikely to be market-moving.

The acquisition adds roughly 6.5 k shares to Ms. Lintonsmith’s stake, lifting her direct holdings to 72.6 k shares. Because the transaction was priced at $0, it appears to be an award or grant rather than an open-market purchase, limiting its signaling power. While any increase in ownership aligns director interests with shareholders, the size is modest relative to outstanding shares and therefore not materially impactful to valuation or float. No sales were reported, which avoids negative optics. Overall impact is neutral-to-slightly positive from a governance perspective.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lintonsmith Susan

(Last) (First) (Middle)
1624 MARKET ST, STE 311

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [ STKS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/30/2025 A 6,481 A $0 72,565 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Christi Hing, Attorney-in-Fact 07/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many STKS shares did Director Susan Lintonsmith acquire?

She acquired 6,481 common shares on 30 June 2025.

What is Susan Lintonsmith’s total STKS ownership after the transaction?

Following the acquisition, she beneficially owns 72,565 shares directly.

Was the transaction a purchase on the open market?

No. The Form 4 lists a $0.00 price, indicating a grant or similar non-cash acquisition.

Did the filing report any derivative securities for STKS?

No derivative securities were listed in Table II; only common stock was reported.

When was the Form 4 for STKS signed and filed?

It was signed by Attorney-in-Fact Christi Hing on 1 July 2025.
The One Grou Ord

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55.99M
23.78M
17.5%
41.92%
3.7%
Restaurants
Retail-eating Places
Link
United States
DENVER