STOCK TITAN

StimCell Energetics taps Stonegate as capital advisor

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

StimCell Energetics Inc. (STME) entered into an Advisory Services Agreement with Stonegate Capital Markets, Inc., under which Stonegate will act as a non-exclusive advisor to identify and introduce potential investors and strategic counterparties for transactions involving StimCell’s assets or new debt and equity securities, on a best-efforts basis and subject to company approval.

Stonegate’s services include quarterly updated research, ongoing investor relations consultation, and coordination of targeted institutional investor meetings. StimCell will pay a success-based advisory fee calculated as a percentage of Gross Proceeds from any qualifying transaction, payable upon closing. The Agreement has an initial three-month term and may be terminated thereafter by either party on 30 days’ written notice. Any related securities offerings are expected to be structured under Rule 506(c) of Regulation D, with StimCell responsible for Form D and applicable state blue-sky filings.

Positive

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Negative

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Filing Explained

The filing adds a potential-capital channel, but reports no committed financing, securities issuance, proceeds, or immediate ownership change.

On September 8, 2026, the company reported an advisory agreement effective August 24, 2026 under which Stonegate will seek investors and strategic counterparties for potential asset, debt, or equity transactions on a best-efforts basis.

The filing discloses no completed transaction, securities issuance, or proceeds; the agreement therefore creates a channel for possible financing rather than committed capital or an immediate change in existing ownership.

The company also states that this engagement is separate from its previously announced arrangement with Stonegate Capital Partners, so it adds another advisory relationship rather than replacing the earlier one.

Item 1.01 Entry into a Material Definitive Agreement Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Agreement effective date August 24, 2026 Effective date of the Advisory Services Agreement with Stonegate
Initial contract period 3 months Initial term of the Advisory Services Agreement before it becomes terminable on notice
Termination notice period 30 days Either party may terminate the Agreement after the initial term on 30 days’ written notice
Expected exemption Rule 506(c) of Regulation D Expected structure for any securities offering conducted with Stonegate’s capital-raising activities
Form D responsibility Company responsible StimCell remains responsible for Form D and state blue-sky notice filings
Advisory Services Agreement financial
"entered into an Advisory Services Agreement with Stonegate Capital Markets, Inc."
Gross Proceeds financial
"a fee as a percentage of the Gross Proceeds from any sale of the Assets"
The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.
Rule 506(c) of Regulation D regulatory
"expected to be structured pursuant to Rule 506(c) of Regulation D"
Form D regulatory
"The Company remains responsible for Form D and applicable state blue-sky notice filings"
Form D is a short notice filed with the U.S. Securities and Exchange Commission when a company raises money using a private offering exemption instead of a full public registration. Think of it as a public receipt that lists basic facts about the fundraiser—amount sought, how much has been sold, and who the issuer is—without the full audited disclosures of a public offering. Investors use it to spot private financings, assess potential dilution or fundraising activity, and find contact information, but it is not a substitute for detailed due diligence.
blue-sky notice filings regulatory
"responsible for Form D and applicable state blue-sky notice filings"
forward-looking statements regulatory
"This press release contains forward-looking statements"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What agreement did STME announce with Stonegate Capital Markets?

StimCell Energetics Inc. announced an Advisory Services Agreement with Stonegate Capital Markets, Inc., under which Stonegate will act as non-exclusive advisor to identify prospective investors and strategic counterparties for transactions involving StimCell’s assets or new debt and equity securities, subject to the company’s approval.

How will Stonegate be compensated under the STME advisory agreement?

StimCell Energetics agreed to pay Stonegate a success-based advisory fee calculated as a percentage of Gross Proceeds from any completed transaction involving a Stonegate contact, with the fee payable upon closing of such transaction.

What is the term of StimCell Energetics’ agreement with Stonegate?

The Advisory Services Agreement has an initial three-month contract period. After that initial term, it may be terminated by either StimCell Energetics or Stonegate on 30 days’ written notice.

What capital markets services will Stonegate provide to STME?

Stonegate will provide quarterly updated research, ongoing investor relations consultation and representation, and will coordinate targeted institutional investor meetings, along with identifying and introducing investors and strategic counterparties on a best-efforts basis.

How are future STME offerings under this engagement expected to be structured?

Unless otherwise agreed in writing, any securities offering conducted with Stonegate’s capital-raising activities is expected to be structured under Rule 506(c) of Regulation D. StimCell Energetics remains responsible for related Form D and applicable state blue-sky notice filings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
0001493712 false 0001493712 2026-08-24 2026-08-24

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) August 24, 2026

 

STIMCELL ENERGETICS INC.

(Exact name of registrant as specified in its charter)

 

NV

000-54500

38-3939625

(State or other jurisdiction of

incorporation)

(Commission File

Number)

(IRS Employer Identification No.)

 

 

 

555 - 1130 Pender Street, West

Vancouver, British Columbia

 

V6E 4A4

(Address of principal executive

offices)

 

(Zip Code)

 

 

 

Registrant’s telephone number, including area code:

(844) 238-2692

 

NA

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 


1


 

ITEM 1.01ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT 

 

On August 24, 2026, StimCell Energetics Inc. (the “Company”) entered into an Advisory Services Agreement (the “Agreement”) with Stonegate Capital Markets, Inc. ("Stonegate"), a Texas corporation, pursuant to which Stonegate will act as the Company’s non-exclusive advisor. Stonegate Capital Markets, Inc. is an affiliate of Stonegate Capital Partners, with which the Company has an existing investor relations and capital markets advisory agreement.

 

Pursuant to the Advisory Services Agreement, Stonegate will, on a best-efforts basis, identify and introduce prospective investors and strategic counterparties in connection with potential transactions involving the Company’s assets, property or rights and/or debt and/or equity securities to be issued by the Company (the “Assets”), in each case as mutually agreed by the parties. All transactions remain subject to the Company’s approval. Pursuant to the Agreement, Stonegate will deliver comprehensive services including quarterly updated research, ongoing investor relations consultation and representation and coordination of targeted institutional investor meetings.

 

The Company agreed to pay Stonegate a fee (the “Advisory Fee”) as a percentage of the Gross Proceeds (as defined below) from any sale of the Assets to any of the Purchasers. The detailed description of fees is included in a copy of the Agreement, which is attached to this Form 8-K as Attachment 10.1. The Agreement has an initial three-month contract period and may thereafter be terminated by either party upon thirty (30) days’ written notice.

 

ITEM 7.01REGULATION FD DISCLOSURE 

 

On September 8, 2026, the Company issued an informational news release (the “Release”) announcing the signing of an Advisory Services Agreement with Stonegate Capital Markets, Inc., as further described in Item 1.1 of this Current Report on Form 8-K. A copy of the Release is attached to this Current Report on Form 8-K as Exhibit 99.1.

 

The information furnished pursuant to Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, unless the Company specifically states that the information is to be considered “filed” under the Exchange Act or incorporates it by reference into a filing under the Securities Act of 1933, as amended, or the Exchange Act.

 

ITEM 9.01FINANCIAL STATEMENTS AND EXHIBITS. 

 

(d)Exhibits 

 

The following exhibits are provided with this Current Report:

 

Exhibit

Number

 

Description of Exhibit

10.1

 

Advisory Services Agreement between the Company and Stonegate Capital Markets, Inc. dated August 24, 2026.

99.1

 

News release dated September 8, 2026.

 

 

 

 

 

 

 


2


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

STIMCELL ENERGETICS INC.

 

 

Date: September 8, 2026

 

 

 

 

By: /s/ David Jeffs

 

David Jeffs,

 

Chief Executive Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


3

 

StimCell Energetics Engages Stonegate Capital Markets as Non-Exclusive Advisor for Strategic Capital Market Transactions

 

Vancouver, BC – September 8, 2026 - StimCell Energetics Inc. (OTCQB: STME) (“StimCell” or the “Company”), a biotech pioneer targeting cellular energy to enhance wellness, anti-aging, and longevity, is pleased to announce that it has entered into an Advisory Services Agreement with Stonegate Capital Markets, Inc. (“Stonegate”), a Texas corporation, pursuant to which Stonegate will act as the Company’s non-exclusive advisor.

 

Pursuant to the Advisory Services Agreement effective August 24, 2026, Stonegate will, on a best-efforts basis, identify and introduce prospective investors and strategic counterparties in connection with potential transactions involving the Company’s assets, property or rights and/or debt and/or equity securities to be issued by the Company, in each case as mutually agreed by the parties.  All transactions remain subject to the Company’s approval.

 

“Stonegate’s experience introducing companies to institutional and strategic capital sources will help us evaluate opportunities to fund and further advance our eBalance® technology,” said David Jeffs, CEO of StimCell Energetics.  “This engagement is intended to support our efforts to position the Company for its next stage of growth, while keeping all transaction decisions under Company control.”

 

As compensation for services rendered in connection with any completed transaction involving a Stonegate contact, the Company has agreed to pay Stonegate a success-based advisory fee as a percentage of Gross Proceeds, payable upon closing.  The Agreement has an initial three-month contract period and may thereafter be terminated by either party upon thirty (30) days’ written notice.

 

Unless otherwise agreed in writing, any securities offering conducted in connection with Stonegate’s capital-raising activities is expected to be structured pursuant to Rule 506(c) of Regulation D under the Securities Act of 1933. The Company remains responsible for Form D and applicable state blue-sky notice filings.

 

This engagement is separate from the Company’s previously announced advisory arrangement with Stonegate Capital Partners, Inc. for research coverage and institutional investor outreach.

 

About StimCell Energetics Inc.

 

StimCell Energetics Inc. is a biotech company focused on the discovery, development and commercialization of therapeutic and non-therapeutic products that enhance cellular function, promote general wellness and alleviate health complications including, but not limited to: aging, insulin sensitivity, high blood pressure, neuropathy and kidney function.  The Company’s main focus is on continued research and development of its eBalance® Technology and its eBalance® Home System.


 

On behalf of the Board of Directors of StimCell Energetics Inc.

 

David Jeffs

CEO, Director

 

For further information:

info@stimcell.com

www.StimCell.com.

 

Forward Looking Statements

 

This press release contains forward-looking statements.  Forward-looking statements are subject to risks, uncertainties and assumptions and are identified by words such as “expects”, “intends”, “estimates”, “projects”, “anticipates”, “believes”, “could”, and other similar words.  All statements addressing product performance, events, or developments that the Company expects or anticipates will occur in the future are forward-looking statements.  Because the statements are forward-looking, they should be evaluated in light of important risk factors and uncertainties, some of which are described in the Company’s Quarterly, Annual and Current Reports filed with the United States Securities and Exchange Commission (the “SEC”).  Should one or more of these risks or uncertainties materialize, or should any of the Company’s underlying assumptions prove incorrect, actual results may vary materially from those currently anticipated.  In addition, undue reliance should not be placed on Company’s forward-looking statements.  Except as required by law, StimCell Energetics Inc. disclaims any obligation to update or publicly announce any revisions to any of the forward-looking statements contained in this press release. There can be no assurance that such statements will prove to be accurate and actual results and future events could differ materially from those anticipated in such statements.  No stock exchange, securities commission or other regulatory body has reviewed nor accepts responsibility for the adequacy or accuracy of this release.  Investors are advised to carefully review the reports and documents that StimCell Energetics Inc. files from time to time with the SEC, including its Annual, Quarterly and Current Reports.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Filing Exhibits & Attachments

6 documents

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