Form 144: Proposed sale of 5,204 and 4,008 STT shares

Fidelity Brokerage Services LLC reported a Form 144 notice of proposed sales of Common Stock.

Rhea-AI Filing Summary

Fidelity Brokerage Services LLC reported a Form 144 notice of proposed sales of Common Stock. The filing lists 5,204 shares tied to restricted stock vesting on 02/15/2025 and 4,008 shares tied to restricted stock vesting on 02/15/2026.

Insights

Securities Compliance Analyst

Notice lists two restricted stock vesting-based sales totaling 9,212 shares.

The excerpt shows proposed dispositions of Common Stock associated with restricted stock vesting events on 02/15/2025 and 02/15/2026

Cash‑flow treatment and the selling party identity beyond the broker entry are not detailed in the excerpt; subsequent filings or confirmations would disclose settlement or receipt details.

Key Figures

Filing date fragment: 05/26/2026 Shares tied to vesting (2025): 5,204 shares Shares tied to vesting (2026): 4,008 shares +1 more

4 metrics

Filing date fragment 05/26/2026 Filer block shows this date

Shares tied to vesting (2025) 5,204 shares Restricted Stock Vesting on 02/15/2025

Shares tied to vesting (2026) 4,008 shares Restricted Stock Vesting on 02/15/2026

Combined shares listed 9,212 shares Sum of the two vesting entries in the excerpt

Key Terms

Form 144, Restricted Stock Vesting, Filer

3 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 5204 | 02/15/2025"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Filer regulatory

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for STT report?

The filing reports proposed sales of Common Stock tied to restricted stock vesting. It lists 5,204 shares vesting on 02/15/2025 and 4,008 shares vesting on 02/15/2026, with Fidelity Brokerage Services LLC named in the filer block.

Who is identified as the filer in this Form 144?

The excerpt lists Fidelity Brokerage Services LLC in the filer information section. The filing block also shows an exchange code of NYSE and a date fragment 05/26/2026, but the excerpt does not assign beneficial ownership or seller identity beyond the broker entry.

Are the listed shares already sold or just proposed for sale?

The Form 144 lists proposed sales tied to restricted stock vesting events, indicating planned dispositions rather than completed trades. The excerpt shows vesting dates 02/15/2025 and 02/15/2026 but does not state execution or settlement status.

How many total shares are shown in the filing excerpt for STT?

The excerpt shows a combined total of 9,212 shares across two vesting entries: 5,204 shares (02/15/2025) and 4,008 shares (02/15/2026). The filing does not list proceeds or prices in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 09:54 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001629737
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	STATE STREET CORP
SEC File Number	001-07511
Address of Issuer	1 CONGRESS STREET SUITE 1 BOSTON MASSACHUSETTS 02114
Phone	617 786-3000
Name of Person for Whose Account the Securities are To Be Sold	Hu W. Bradford
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	9212	1431084.20	276767033	05/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2025	Restricted Stock Vesting	Issuer			5204	02/15/2025	Compensation
Common	02/15/2026	Restricted Stock Vesting	Issuer			4008	02/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/26/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eric Janiak, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Wei-Chung Bradford Hu
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)